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Project 187 - Contract - Thornton - 2007-12-13 AGREEMENT FOR ARCHITECTURAL CONSULTANT SERVICES PROJECT #187 174 W WILSON STREET COSTA MESA, CA THIS AGREEMENT is made and effective as of December 13 2007 between the Costa Mesa Sanitary District, a sanitary district ("District") and ROBERT THORNTON ARCHITECTS INC 'Consultant") In consideration of the mutual covenants and conditions set forth herein, the parties agree as follows. 1 TERM This Agreement shall commence on December 13, 2007 and shall remain and continue in effect until tasks described herein are completed but in no event later than December 13, 2008 unless sooner terminated pursuant to the provisions of this Agreement. 2. SERVICES Consultant shall perform the tasks described and set forth in Exhibit "A attached hereto and incorporated herein as though set forth in full. Consultant shall complete the tasks according to the schedule of performance which is also set forth in Exhibit A 3. PERFORMANCE Consultant shall at all times faithfully competently and to the best of his/her/its ability experience, and talent perform all tasks described herein. Consultant shall employ at a minimum, generally accepted standards and practices utilized by persons engaged in providing similar services as are required of Consultant hereunder in meeting its obligations under this Agreement. 4. DISTRICT MANAGEMENT District's Manager shall represent District in all matters pertaining to the administration of this Agreement, review and approval of all products submitted by Consultant, but not including the authority to enlarge the Tasks to be Performed or change the compensation due to Consultant. The District Manager shall be authorized to act on District's behalf and to execute all necessary documents which enlarge the Tasks to be Performed or change Consultant's compensation, subject to Section 5 hereof 5. PAYMENT (a) The District agrees to pay Consultant in accordance with the payment rates, terms and schedule of payment as set forth in Exhibit A attached hereto and incorporated herein by this reference as though set forth in full, based upon actual time spent on the above tasks. This amount shall not exceed one hundred thirty-two thousand five hundred dollars ($132,500) for the total term of the Agreement unless additional payment is approved as provided in this Agreement. (b) Consultant shall not be compensated for any services rendered in connection with its performance of this Agreement which are in addition to those set forth herein, unless such additional services are authorized in advance and in writing by the District Manager Consultant shall be compensated for any additional services in the amounts and in the manner as agreed to by District Manager and Consultant at the time District's written authorization is given to Consultant for the performance of said services. The District Manager may approve additional work not to exceed the greater of fifteen- thousand dollars ($15 000 00) or two percent (2%) of the total contract sum. Any additional work in excess of this amount shall be approved by the Board of Directors. (c) Consultant will submit invoices for actual services performed. Invoices shall be submitted on or about the first business day of each month, or as soon thereafter as practical, for services provided in the previous month. Payment shall be made within thirty (30) days of receipt of each invoice as to all non-disputed fees. If the District disputes any of Consultant's fees it shall give written notice to Consultant within thirty (30) days of receipt of an invoice of any disputed fees set forth on the invoice. 6. SUSPENSION OR TERMINATION OF AGREEMENT WITHOUT CAUSE (a) The District may at any time, for any reason, with or without cause, suspend or terminate this Agreement, or any portion hereof by serving upon the Consultant at least ten (10) days prior written notice. Upon receipt of said notice, the consultant shall immediately cease all work under this Agreement, unless the notice provides otherwise. If the District suspends or terminates a portion of this Agreement such suspension or termination shall not make void or invalidate the remainder of this Agreement. (b) In the event this Agreement is terminated pursuant to this Section, the District shall pay to Consultant the actual value of the work performed up to the time of termination, provided that the work performed is of value to the District. Upon termination of the Agreement pursuant to this Section, the Consultant will submit an invoice to the District pursuant to Section 5 7 DEFAULT OF CONSULTANT (a) The Consultant's failure to comply with the provisions of this Agreement shall constitute a default. In the event that Consultant is in default for cause under the terms of this Agreement, District shall have no obligation or duty to continue compensating Consultant for any work performed after the date of default and can terminate this Agreement immediately by written notice to the Consultant. If such failure by the Consultant to make progress in the performance of work hereunder arises out of causes beyond the Consultant's control, and without fault or negligence of the Consultant, it shall not be considered a default. 2 (b) If the District Manager or his/her delegate determines that the Consultant is in default in the performance of any of the terms or conditions of this Agreement, he/she shall cause to be served upon the Consultant a written notice of the default. The Consultant shall have ten (10) days after service upon it of said notice in which to cure the default by rendering a satisfactory performance. In the event that the Consultant fails to cure its default within such period of time the District shall have the right, notwithstanding any other provision of this Agreement, to terminate this Agreement without further notice and without prejudice to any other remedy to which it may be entitled at law in equity or under this Agreement. 8. OWNERSHIP OF DOCUMENTS (a) Consultant shall maintain complete and accurate records with respect to the project and other such information required by District that relate to the performance of services under this Agreement. Consultant shall maintain adequate records of services provided in sufficient detail to permit an evaluation of services. All such records shall be maintained in accordance with generally accepted accounting principles and shall be clearly identified and readily accessible Consultant shall provide free access to the representatives of District or its designees at reasonable times to such books and records; shall give District the right to examine and audit said books and records, shall permit District to make transcripts therefrom as necessary. and shall allow inspection of all work, data, documents, proceedings and activities related to this Agreement. Such records, together with supporting documents, shall be maintained for a period of three (3) years after receipt of final payment. (b) Upon completion, termination or suspension of this Agreement all other documents prepared in the course of providing the services to be performed pursuant to this Agreement shall become the sole property of the District and may be used, reused or otherwise disposed of by the District without the permission of the Consultant. With respect to computer files, Consultant shall make available to the District, at the Consultant's office and upon reasonable written request by the District, the necessary computer software and hardware for purposes of accessing compiling, transferring and printing computer files. 9. INDEMNIFICATION (a) Indemnification for Professional Liability When the law establishes a professional standard of care for Consultant's Services, to the fullest extent permitted bylaw Consultant shall indemnify protect, defend and hold harmless District and any and all of its officials, employees and agents ("Indemnified Parties") from and against any and all losses, liabilities, damages, costs and expenses, including attorney's fees and costs to the extent same are caused in whole or in part by any negligent or wrongful act, error or omission of Consultant, its officers, agents, employees or subconsultants (or any entity or individual that Consultant shall bear the legal liability thereof) in the performance of professional services under this Agreement. (b) Indemnification for Other Than Professional Liability Other than in the performance of professional services and to the full extent permitted by law Consultant shall indemnify defend and hold harmless District, and any and all of its employees, 3 officials and agents from and against any liability (including liability for claims, suits, actions, arbitration proceedings, administrative proceedings, regulatory proceedings losses, expenses or costs of any kind, whether actual, alleged or threatened including attorneys fees and costs, court costs, interest, defense costs and expert witness fees) where the same arise out of are a consequence of or are in any way attributable to, in whole or in part, the performance of this Agreement by Consultant or by any individual or entity for which Consultant is legally liable including but not limited to officers, agents, employees or subconsultants of Consultant. (c) General Indemnification Provisions. Consultant agrees to obtain executed indemnity agreements with provisions identical to those set forth here in this section from each and every subconsultant or any other person or entity involved by for with or on behalf of Consultant in the performance of this Agreement. In the event Consultant fails to obtain such indemnity obligations from others as required here Consultant agrees to be fully responsible according to the terms of this section. Failure of District to monitor compliance with these requirements imposes no additional obligations on District and will in no way act as a waiver of any rights hereunder This obligation to indemnify and defend District as set forth here is binding on the successors, assigns or heirs of Consultant and shall survive the termination of this Agreement or this section. (d) Indemnity Provisions for Contracts related to Construction. Without affecting the rights of District under any provision of this Agreement, Consultant shall not be required to indemnify and hold harmless District for liability attributable to the active negligence of District, provided such active negligence is determined by agreement between the parties or by the findings of a court of competent jurisdiction. In instances where District is shown to have been actively negligent and where District's active negligence accounts for only a percent of the liability involved, the obligation of Consultant will be for that entire portion or percentage of liability not attributable to the active negligence of District. 10. INSURANCE Consultant shall maintain prior to the beginning of and for the duration of this Agreement insurance coverage as specified in Exhibit 'B' attached to and part of this Agreement. Consultant's structural engineer shall have professional insurance and Consultant shall obtain copies of professional insurance policies from other professionals who perform work as part of this Agreement. 11 INDEPENDENT CONSULTANT (a) Consultant is and shall at all times remain as to the District a wholly independent Consultant. The personnel performing the services under this Agreement on behalf of Consultant shall at all times be under Consultant's exclusive direction and control. Neither District nor any of its officers, employees, or agents shall have control over the conduct of Consultant or any of Consultant's officers employees, or agents, except as set forth in this Agreement. Consultant shall not at any time or in any manner represent that it or any of its officers, employees, or agents are in any manner officers, employees, or agents of the District. Consultant shall not incur or have the power to incur any debt, obligation, or liability whatever against District, or bind District in any manner 4 (b) No employee benefits shall be available to Consultant in connection with the performance of this Agreement. Except for the fees paid to Consultant as provided in the Agreement, District shall not pay salaries, wages, or other compensation to Consultant for performing services hereunder for District. District shall not be liable for compensation or indemnification to Consultant for injury or sickness arising out of performing services hereunder 12. LEGAL RESPONSIBILITIES The Consultant shall keep itself informed of State and Federal laws and regulations which in any manner affect those employed by it or in any way affect the performance of its service pursuant to this Agreement. The Consultant shall at all times observe and comply with all such laws and regulations. The District, and its officers and employees shall not be liable at law or in equity occasioned by failure of the Consultant to comply with this Section. 13. UNDUE INFLUENCE Consultant declares and warrants that no undue influence or pressure is used against or in concert with any officer or employee of the Costa Mesa Sanitary District in connection with the award, terms or implementation of this Agreement, including any method of coercion, confidential financial arrangement or financial inducement. No officer or employee of the Costa Mesa Sanitary District will receive compensation, directly or indirectly from Consultant, or from any officer employee or agent of Consultant, in connection with the award of this Agreement or any work to be conducted as a result of this Agreement. Violation of this Section shall be a material breach of this Agreement entitling the District to any and all remedies at law or in equity 14 NO BENEFIT TO ARISE TO LOCAL EMPLOYEES No member officer or employee of District, or their designees or agents, and no public official who exercises authority over or has responsibilities with respect to the Project during his/her tenure or for one year thereafter shall have any interest, direct or indirect, in any agreement or sub-agreement, or the proceeds thereof for work to be performed in connection with the Project performed under this Agreement. 15. RELEASE OF INFORMATION I CONFLICTS OF INTEREST (a) All information gained by Consultant in performance of this Agreement shall be considered confidential and shall not be released by Consultant without District's prior written authorization. Consultant, its officers, employees, agents or subconsultants, shall not without written authorization from the District Manager or unless requested by the District Counsel, voluntarily provide declarations, letters of support, testimony at depositions, response to interrogatories, or other information concerning the work performed under this Agreement or relating to any project or property located within the District. Response to a subpoena or court order shall not be considered 'voluntary' provided Consultant gives District notice of such court order or subpoena. 5 (b) Consultant shall promptly notify District should Consultant, its officers, employees, agents or subconsultants be served with any summons, complaint, subpoena, notice of deposition, request for documents, interrogatories, requests for admissions, or other discovery request, court order or subpoena from any person or party regarding this Agreement and the work performed thereunder or with respect to any project or property located within the District. District retains the right, but has no obligation, to represent Consultant and/or be present at any deposition, hearing, or similar proceeding. Consultant agrees to cooperate fully with District and to provide the opportunity to review any response to discovery requests provided by Consultant. However District's right to review any such response does not imply or mean the right by District to control, direct, or rewrite said response. 16. NOTICES Any notices which either party may desire to give to the other party under this Agreement must be in writing and may be given either by (i) personal service, (ii) delivery by a reputable document delivery service, such as but not limited to, Federal Express, which provides a receipt showing date and time of delivery or (iii) mailing in the United States Mail, certified mail postage prepaid return receipt requested, addressed to the address of the party as set forth below or at any other address as that party may later designate by notice. To District: Costa Mesa Sanitary District 628 West 19th St Costa Mesa, CA 92627 Attn. District Clerk To Consultant: Robert Thornton Architects Inc. PO Box 1512 Newport Beach, CA 92659-1512 17 ASSIGNMENT The Consultant shall not assign the performance of this Agreement, nor any part thereof nor any monies due hereunder without prior written consent of the District. Because of the personal nature of the services to be rendered pursuant to this Agreement, only Robert Thornton shall perform the services described in this Agreement. Robert Thornton may use assistants, under his direct supervision, to perform some of the services under this Agreement. Consultant shall provide District fourteen (14) day's notice prior to the departure of Robert Thornton from Consultant's employ Should he/she leave Consultant's employ the District shall have the option to immediately terminate this Agreement, within three (3) days of the close of said notice period. Upon termination of this agreement, Consultant's sole compensation shall be payment for actual services performed up to and including, the date of termination or as may be otherwise agreed to in writing between the Board of Directors and the Consultant. 6 18. LICENSES At all times during the term of this Agreement, Consultant shall have in full force and effect, all licenses required of it by law for the performance of the services described in this Agreement. 19. GOVERNING LAW The District and Consultant understand and agree that the laws of the State of California shall govern the rights, obligations, duties and liabilities of the parties to this Agreement and also govern the interpretation of this Agreement. Any litigation concerning this Agreement shall take place in the municipal, superior or federal district court with jurisdiction over the Costa Mesa Sanitary District. 20. ENTIRE AGREEMENT This Agreement contains the entire understanding between the parties relating to the obligations of the parties described in this Agreement. All prior or contemporaneous agreements, understandings, representations, and statements, oral or written, are merged into this Agreement and shall be of no further force or effect. Each party is entering into this Agreement based solely upon the representations set forth herein and upon each party's own independent investigation of any and all facts such party deems material. 21 AUTHORITY TO EXECUTE THIS AGREEMENT The person or persons executing this Agreement on behalf of Consultant warrants and represents that he/she has the authority to execute this Agreement on behalf of the Consultant and has the authority to bind Consultant to the performance of its obligations hereunder 22. INTERPRETATION In the event of conflict or inconsistency between this Agreement and any other document, including any proposal or Exhibit hereto, this Agreement shall control unless a contrary intent is clearly stated IN WITNESS WHEREOF the parties hereto have caused this Agreement to be executed the day and year first above written. COSTA MESA SANITARY DISTRICT CONSU TANT Distri t Ma ager Sign re l7 -71-6247.0 4 ATTEST Typed Name PetstrAci-ri f2 TP, i 4 itit..i Title 6 rict Clerk APPROV D AS TO FORM t ‘t/Lt. 7 District Counsel 8 EXHIBIT "A" Robert Thornto Architects Inc P 0 Box 1512 Newport Beach CA 92659 1512 (949) 650-9876 • FAX (949) 215 5927 December 3, 2007 Mr Robin B Hamers Manager/ District Engineer Costa Mesa Sanitary District 628 W 19th Street Costa Mesa, CA 92627 2716 Dear Mr Hamers: Thank you for the request to submit the following proposal for the property located at 174 W Wilson Street, Costa Mesa, CA. The following is an outline of the services required to execute the Construction Document phase of the project. The fees indicated shall not exceed the amount quoted unless there is a change in the scope of the work. 1. Project Scope to Include: New Corporate Yard Building Corporate yard and building for the Costa Mesa Sanitary District. Building will include reception area and four offices with restroom facilities. Light storage area on the mezzanine and truck maintenance area with overhead door access. Building exterior to be concrete block. Site improvements to include parking lot, truck wash down area, block wall surrounding property on three sides, iron fencing with landscape screening at building frontage with rolling gate access. Strive for a LEED gold accreditation. Coordinate among consultants in an attempt to satisfy the LEED requirements. Robert Thornton Architects, Inc. will also offer Project Management services for the project. The objective of this service is to manage consultants, coordinate drawing submittals to governmental agencies, monitor project schedule through permit issuance. At time of plans approval we will assist in selection of a contractor Fee Breakdown: Architectural $ 75 000.00 Billed hourly (c@ $125.00/Hr Civil Engineering: $ 20,000.00 Contracted separately through District Landscape Architect: $ 5.000.00 Structural Engineering: $ 12,500.00 Mechanical, Plumbing & Electrical Engineering: $ 2&@00tt 13 2 Soo as Specifications: $ 5,000.00 Total RTA. $ 122,5ftoAIO•t/36 oao ao Additional services requested by the CMSD• Project Management and assist in LEED documentation: From project commencement to awarding of construction contract to contractor $ 10,000.00 Billed hourly n $125.00/Hr II. Professional Services A. Submit Construction documents to Building and Planning Department for plan check review and prepare corrections as required to secure approval for building permit. Project will be designed under the new 2007 California Building code which goes into effect January 1 2008. B. Act as project lead and coordinator C. Coordinate with engineers in the execution of calculations & drawings. D Work with LEED consultant. Ill. Fees: From Section 1 RTA s fees for performing the above-described services will not exceed $132,500 (ONE HUNDERED THIRTY TWO THOUSAND FIVE HUNDRED DOLLARS) IV Schedule for Payment: A. Upon acceptance by the Board of Directors of RTA proposal $ 20.000 B. Billing for sub-consultant work to be based on % of work completed C Billing for RTA work to be based on hours of work completed V General A. All plan check. permit. and other fees shall be paid by the District. B. After permit is ready for issuance and the District is ready for award of a construction contract, RTA will submit a Construction Coordination Contract to the District for consideration. C 1,.th.. C%cnt this agrccil.cut is t,n11 .iata,d by cith..., party prier tvl • • • i . • . . . . • i - . • - . •. . ••. -d by RTA and the consultants under ..t.ac,t to RTA. of the Architact and-its deers aheiHrtintiteao /'"/ $50,000 E. Plotting, blueprinting, and postage billed at cost plus 15%. F. Intcrc3t rate of 12% per y:ar may be appli d to invoiced payments not I I0 rerei",e4l ‘x^thin 30 days of invelse-date. This proposal is based on RTA s understanding of the services required to execute the project. If this meets with your approval, please sign both copies. retain one copy for your files and return one copy Thank you. We look forward to providing our services. vlirN EXHIBTT "R" FIR T WEST INS.AGCY 041805 27 AIR O BOX 1009 r MERCURY AUTOMOBILE POLICY DECLARATIONS HUNTINGTON REACH CA 92647 INSURANCE COMPANY TELEPHONE 17141 842.2523 IMPORTANT COVERAGE EXCLUSION _—_ -�I_ POIGV:IVi1M8H" "" . ::LECpEHUD APICR AL CRY£P41E9 . Cti1R1NQ 6 MttED1n,UA6HTY. :AM.- UNIN EO MDIOR T5, PROVIDED Nd aR LATER. N 0401 27 027403759 FROM10!2012007 s.OEz 1004/2012008 2 MAT:' ........ ... ... . . 'TitAagnt4th. }10JR'fnduieto the3urduutjy:Eig YIcw .... . :PERSaNS"IN.SURELI:'::" imait.iroi ap/14 mt�:elSd.ue m the tierrbiit d4:nny-IHI.guc.o•Any o (atany:mIetmasow6dnensincror,.yahlsfemstieinguterl".or • ROBERT A THORNTON .$3 ated:Bd-'.Rerseo:1-Pitil Eslvwtoeai:`r. at:Wdt the DRIVERS - ---E--.- TA8iOA9 at W{.E4wr LI1C pRIfIA. ice CBN9nd Tp tli v6, - M ROBERT A THORNTON LAURA THORNTON MAIUNe 1011 RANCHO GRANDE - 'ADDRESS LAGUNA NIGUEL CA 82677 'LIAR YEAR.. ". ": 'VENICLEDERDAIPTIBII.. - . - "4£Bt$LKUMStlt .. . . - .. .. . 1 .. CDSI ORUAWE' NtW7UEEbl�llg2 02TR{ JP•NIjr �2002 CHEVROLET SUBURBAN 1500 UTL 4X2 40 iGNEC1 BT42J340580 N 0812001 12 2003 8MW X5 3.01 UTL 4X4 4D 5UXFA53563LU79752 U 0312005 IY.AGLF -' � CAR "DA-AD fUS*MYfER1tPi A"obinaNAl rvIYNNt'A IbE.a>Sy OkTFS1 AE[r.l6 F'O BLra15376µel;@AMSIN6AOdp_Piserr¢rtail¢Rm351RNf'OWRFA8 i4LUTIJVLE laoKV>?L6a1gV6: 1 LP IGMAC PO 60X 5378 LUTHVLE TIMON MO 1094 Coverage applies only if premium charge is listed below Coverage/Limits are subject to all policy terms. ' . ". cgVERAGEB....-..a.. " ":1;IMMfT6'pF.LIAEkft. 1'" 1:" . -.:"" . . , ..... "PREMIVMK:... .. ... t:PHSI[ALF£4UIPMENX • . BODILY INJURY LABILITY $100,000 EACH PERM $300,000 LACNACao CAR I I CAR 2 1 CAP M ITEMS INSURED AID AMOUNTS OF PROPERTY DAMAGEUABILITY 950,000 EACHACOIOEMT 204' 1617 INSURANCE TOR EACH nem ARE STATED THE FOLLOIMNO LO1PERLIAJUUTY MOTS APPLY TO OERTAJAr MOVERS WO1MLV JIMMY-E75.000 EACH PERSON 4N0 00.000 EACHACCIDENI HEREIN, ITEMS INSURED ARE SUBJECT TO PROPERTY DAMAGE-36.000 EACH ACCIDENT?SEE PARAGRAPH JW IMPART JONPAM-J OF THE POLICY IMJIFO•PERSONS ENSURED-1. THE DEDUCIBLE UNINSURES MOTORISTS cone: Rwewemu,:::: ': - 'W e i r- 'Weir BODILY INJURY LIABIlIY $30,000 EACH PER,all S 60,000 EAC ACCIDENT 15 g ^^• -�^'--- --- UNINSURED DMOTORISTS DA S 1 MAXIMUM - I • I Penmen DAMAGE LIFERITY COLLISION DEDUCTIBLE WAIVER Si . MEDICAL OIPENSE $2.000 ^x%Ww T AUESmr-rC yML EErP1i, 4' 4 Lemeso AU CA COVERAGE CAR CAR CAP I I CORIVREVEISIVE o DIE CARL 625D CAR2 5250 CAR $ 21 13 '4A11FdRNIA A"99P91AEidTS COLLISION (MovenE ECAR1 $600 CAR2 $500 CAR $ - IDS 131 CA FRAUD FEE 1.90 TOWING AN LABOR $ EACH DISABLEMENT CMAFEE RENTAL CAR BENEFIT $ PER DAY DAYS •RENTED CAR PHYSICAL DAMAGE$ DEDUCTIRLB PER CLAIM ...MPS RFr-.... .M� PReMWMQJEN`6AR" 1.£Pt0DRSEMENis'377 ECE7o.THE:PA1.1Gi. " . .. .• .. ...:. .. . 3581 3341 ._ U-10 01/2006 U-45C •'..nnrcMittMIIJM:" .. -.PoLRJmel"" ` I TOTAL PREMIUM 693.80 IMPORTANT INFORMATION EFFECTIVE 10/20/2007 ' If renewed, this policy declarations page will replace policy AP274037c9 Your automobile insurance expires and coverage ceases at 12 01AM on l51/20/200 Coverage under this policy will become effective provided the premium is paid as Indicated on the enclosed NOTICE OF PREMIUM DUE MAILED TO ROBERT A THORNTON 28611 RANCHO GRANDE E'OUCY NNkI&ER: 040I 27 027403759 LAGUNA NfGUEL CA 92677 L MAILINGA¢TR 09120/2007 al INSURED COPY