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Agenda Packets - Board - 2011-07-28Costs Mesa Sanitary District r eon oo` gq �! •* = l ... an Independent Special District r� Robert ®oten President Jaynes Ferryman Vice President James Fitzpatrick Assistant Secretary Michael Schea'f' r Secretary Arthur Perry Director Public Comments. Any member of the public may address the Board. Speakers on agenda items should identify themselves to the Clerk before the meeting so that their input can be provided at the time the item is considered. Speakers on non- agenda items will be heard under Public Comments. Pursuant to State law, the Board may not discuss or take action on non - agenda items except under special circumstances. Speakers must limit their remarks to three minutes or as decided upon by the Presiding Officer. The Presiding Officer reserves the right to declare any speaker out of order. Obtaining Agenda Materials: The public is entitled to copies of all documents that are made part of the agenda packet. If any document or other writing pertaining to an agenda item is distributed to all or a majority of the Board after the packet is prepared, a copy of that writing may be obtained at the District offices at 628 W. 19th Street, Costa Mesa, Califomia. The Clerk of the District may be contacted at (949) 645 -8400, ext. 223. In Compliance with ADA: Contact Joan Revak, (949) 645 -8400, 48 hours prior to meeting if assistance is needed (28 CFR 35.102.35.104 ADA Title II). Regular Meeting - Thursday, July 28, 2011 RECOMMENDED ACTION CALL TO ORDER — 5:30 p. m. - 628 W. 19th Street, Costa Mesa II. PLEDGE OF ALLEGIANCE — Director Perry III. INVOCATION — Director Scheafer IV. ROLL CALL (If absences occur, consider whether to deem those absences excused based on facts presented for the absence — such determination shall be the permission required by law.) V. Announcement of Late Communications NOTE: Unless directed otherwise by the Board of Directors, all actions shall be based on /memorialized by the latest document submitted as a late communication. VI. CONSENT CALENDAR - All matters listed under the Consent Calendar are considered to be routine and_ will be enacted in one motion in the form listed below. There will be no separate discussion, on these items prior to the time the Board votes on the motion, • unless members of the Board request specific items to be removed from the Consent Calendar for discussion, in which event the item will be removed from the Consent Calendar and considered in its normal sequence on the agenda. Trotecting our community's health 6y providing sold waste and sewer collection services. www.cmsdca.gov �_;osto mesa bam ta-q District July 28, 2011 AGENDA Page 2 RECOMMENDED • ACTION Reports A. Minute Approval 1. Sewer System Committee Meeting — June 14, 2011 2. Recycling Committee Meeting — June 20, 2011 3. Regular Board of Directors Meeting — June 23, 2011 B. Engineer's Reports 4. Project Status Report Receive & File C. Financial Reports 5. Refunds No Refunds 6. Occupancy Report and payment to Costa Mesa Disposal —May 2011 Approve 7. Contract Payment to CR Transfer for Recycling Services & Disposal Ratify Payment for June 2011 ® 8. Adoption of Warrant Resolution No. CMSD 2012 -1 Ratifying Payment Ratify Payments for the Month of June 2011 in the amount of $393,676.25 9. Directors' Compensation and Reimbursement of Expenses for the Approve Compensation Month of June 2011 & Ratify Expenses 10. Investment Report as of June 30, 2011 Approve. 11. Quarterly Budget Reports Receive & File ------------------------------------=- - - - - -- -END OF CONSENT CALENDAR------------------- - - - - -- VII. PUBLIC COMMENTS VIII. GENERAL MANAGER'S REPORTS A. CalPERS Update B. CalWARN Mutual Assistance Agreement — CMSD Resolution No. 2011 -801 is C. Volunteer Program for Litter Removal D. Lockable Containers Accept Report Adopt Resolution Oral Discussion Consider Appropriation of Additional Funds protecting our community's health and the environment 6y providing solid waste andsewer collection services. www. crosdca.gov :o�5La iviesa bamLary 1)1SLr1CL AGENDA • IX. X. • XI. XII. 46, RECYCLING COMMITTEE A. Monday, June 25, 2011, 10:30 a.m. July 28, 2011 Page 3 RECOMMENDED ACTION The June 25, 2011 meeting is cancelled. Note: The Recycling Committee will meet on the above date and time to discuss the matters on a separate agenda which is posted and made a part of this agenda. Members of the public should refer to that separate agenda for the items discussed and to be discussed. The Board may take action on any of those items on this agenda. Other Board members may attend but only as observers. ENGINEER'S REPORTS A. Project #185 System Wide Reconstruction — Phase I: 1. Agreement with Sancon Engineering, Inc. 2. Contract Administration /Inspection Services for Project #185 System Wide Sewer Reconstruction Phase 1 SEWER SYSTEM COMMITTEE A. Tuesday, July 19, 2011, 10:30 a.m. CMSD Board Room, 628 W. 19th Street, Costa Mesa Approve & Execute Agreement Award Contract for Administration /Inspection Services Note: The Sewer System Committee will meet on the above date and time to discuss the matters on a separate agenda which is posted and made a part of this agenda. Members of the public should refer to that separate agenda for the items discussed and to be discussed. The Board may take action on any of those items on this agenda. Other Board members may attend but only as observers. TREASURER'S REPORTS Accept Report A. Investment Oversight Committee Meeting held July 28, 2011 Accept Report (President Ooten and Director Perry) B. CMSD Resolution No. 2011 -802 - Investment Policy for Fiscal Year 2011 -12 Adopt Resolution ATTORNEY'S REPORTS (Protecting our community's heafth and the environment 6y providing sol d'waste and sewer collection services. urww. crosdca.gov ,L.:wq mesa mmar99 .Ulsurju July 28, 2011 AGENDA Page 4 RECOMMENDED • ACTION XIV. CLERK OF THE DISTRICT'S REPORTS A. Assignment of Directors to Committees Consider XV. LOCAL MEETINGS (REMINDER: In accordance with AB 1234 (Gov. Code § 53232.5), a report is required to be given by a Director for any meeting for which expense reimbursement of any kind is provided. Note: For meetings for which the per diem compensation is sought, the Operations Code provides that such compensation is authorized for each day's service rendered as a Director at the request of the Board (not to exceed six days in one month), and certain meetings are specified as being eligible as set forth in District Operations Code § 3.01.030. For meetings not so listed, the Board must approve the service for it to be eligible for the per day compensation.) A. Orange County Sanitation District (OCSD) - July 27, 2011 Accept Report (Director Ferryman) B. Santa Ana River Flood Protection Agency (SARFPA) Accept Report (Director Perry) C. Independent Special Districts of Orange County ( ISDOC) Accept Report 1. ISDOC Quarterly Meeting and Luncheon — Thursday, June 30, 2011 Accept Report • D. California Special Districts Association (CSDA) Accept Report E. Other Meetings Qualifying for Reimbursement under CMSD Report on Matters Ordinance No. 55, Operations Code Section 3.01.030 Pertaining to CMSD XVI. OLD BUSINESS XVII. NEW BUSINESS A. SDRMA 2011 Election 1. CMSD Resolution No. 2011 -800 for the Election of Directors to the Adopt Resolution Special District Risk Management Authority Board of Directors B. LAFCO Costs for 2011 -2012 in the amount of $18,880.76 Authorize Payment C. CSDA 2011 Annual Conference — October 10 -13, 2011 in Monterey Consider Attendance by Board and Staff XVIII. ORAL COMMUNICATIONS AND DIRECTOR COMMENTS XIX. ADJOURNMENT 40 ftotecting our community's health and the environment 6y providing soCud waste and sewer colrection services. www.cmsdca.gov • meeting uate item;; 07/28/11 VI. A. 1. COSTA MESA SANITARY DISTRICT MINUTES OF SEWER SYSTEM COMMITTEE .MEETING JUNE 149 2011 CALL' TO ORDER Board members of the Costa Mesa Sanitary District met in Committee session on June 14, 2011 at 10:30 a.m. at 628 W. 19th Street, Costa Mesa. President Ooten called the meeting to order at 10:30 a.m. DIRECTORS PRESENT: Bob Ooten, Jim Ferryman, Art Perry, Mike Scheafer; Jim Fitzpatrick • STAFF PRESENT: Scott Carroll, General Manager; Joan Revak, Office Manager /Clerk of the District; Rob Hamers, District Engineer; Yefim Tsalyuk, Senior Engineer; Steve Cano, Lead Maintenance Worker; Tim Henson, Maintenance Worker; Joel Ortiz, Maintenance Worker OTHERS PRESENT: None STANDING REPORTS There were no new sanitary sewer overflows (SSOs) to report. SEWER CLEANING PROGRAM A Sewer System Cleaning Program Cleaning Cycle Justification was presented by Mr. Hamers The cycle includes a 1 -year cycle for annual cleaning; a 2 -year cycle for biennial cleaning and a 3 -year cycle for triennial cleaning. The document categorizes the three year cycle for the sewer cleaning program and was created through discussions with the field crew and staff. The District is well within industry standards for sewer cleaning and the document will be included in the District's WDR library. • COSTA MESA SANITARY DISTRICT �ys.xtr , MINUTES OF BOARD OF DIRECTORS SEWER SYSTEM COMMITTEE MEETING JUNE 14, 2011 PAGE 2 NEW CONDITION ASSESSMENT METHOD FOR FORCE MAIN INSPECTION Mr. Harriers reported a meeting with PICA (Pipeline Inspection and Condition Analysis Corporation) is scheduled for June 15, 2011 at 3:00 p.m. PICA will give a presentation of their new See Snake Tools for pipeline condition surveys. CIWQS PERFORMANCE REPORTS — RESULTS FOR CMSD Mr. Harriers presented a CIWQS (California Integrated Water Quality System) Collection System Operational Report. The performance report indicates the CMSD spill rate and gallons lost indices are low compared to the region average and the state average. Mr. Harriers reported he has been attending meetings of the WDR group since 2002 he is the third Chair of the Orange County WDR General Group that works together for the common good of the region. WDR TRIENNIAL REVIEW Mr. Harriers provided a list of agencies /organizations providing comments on the proposed revisions to the statewide WDR. The majority of agencies have concerns that the proposed revisions are overreaching. EDUCATION /OUTREACH PROGRAM • A new flyer on Proper Disposal of Food was presented as educational material. The flyer was prepared by EEC and edited by District staff. GAS COMPANY SEWER LATERAL CCTV PROJECT Mr. Carroll reported the Gas Company approached the District regarding a program to identify where gas lines have been bored through sewer laterals. The Gas Company has researched past construction projects throughout Orange County and developed a program to CCTV an agency's sewer mains while also sending a smaller piggyback camera up the sewer lateral until reaching the street right of way. Gas lines bored through sewer laterals, termed "crossbores ", are a potential dangerous condition. The Gas Company will provide the District with copies of all sewer main and sewer lateral videos. The hold harmless agreement with the Gas Company has been executed and work will begin in approximately two weeks. DEVELOPMENT UPDATE An update on development in Costa Mesa was provided. The developments include: 1640 Monrovia; New senior housing; 290 units 1901 Newport Blvd.; Phase II of Plaza Townhomes, 113 units • 3115 -3161 Harbor Blvd.; Chick- Fil -A, Fresh n' Easy and other new buildings 3095 Harbor Blvd.; Sonic Restaurant (previously Long John Silvers) N • _,. COSTA MESA SANITARY DISTRICT ✓�aanua,��::` ;N MINUTES OF BOARD OF DIRECTORS SEWER SYSTEM COMMITTEE MEETING i al, JUNE 14, 2011 .Porgy' PAGE 3 z nan� Irvine Company purchases and tenant improvement remodels at: 3200 Park Center Drive; tenant improvement 15 floors 3200 Bristol Street; tenant improvement 7 floors 611 Anton Blvd; tenant improvement 4 floors ARTICLES OF INTEREST An article on New York City Sewer Telemetry was presented. Mr. Hamers noted New York City has a mostly combined sewer systems, where sanitary wastewater and storm water share the same pipes. Large rains cause overflows in the system and the telemetry will notify residents and business when they should reduce water use. SMART COVER Mr. Hamers provided a brochure on Smartcover, a monitoring and alarm system, and Staff is evaluating the system for use. at some of the pumping stations. Mr. Hamers stated the District's telemetry system is not failsafe and occasionally there is a high water condition without an alarm. A reevaluation of the SCADA system is in progress to determine its reliability. This sensor does not communicate with the SCADA system but directly to staff. Staff will come back to the Board with a recommendation after further evaluation. CMSD PROJECTS Project 101 — Westside Pumping Station Abandonment Mr. Hamers reported OCSD is finalizing the RFP for consulting services. Project 129 - Bristol Street Sewer Phase II Mr. Hamers is working with the City of Newport Beach to find an approved soils engineer. Project #171 — Irvine Pumping Station Force Main Rehabilitation Mr. Hamers reported plans are 85% complete and bid specifications are 35% complete. Project #183 — System -Wide Sewer Reconstruction — Phase 1 of 4 Mr. Hamers reported the contract may be presented to the Board of Directors for award at the June 23, 2011 regular Board meeting with consideration to adding additional Grade 5 locations to the awarded contract. Project #189 — Rehabilitation of Six Sewers Transferred to CMSD • The contract was awarded on April 28; 2011. COSTA MESA SANITARY DISTRICT ,,.r.. MINUTES OF BOARD OF DIRECTORS SEWER SYSTEM COMMITTEE MEETING .J JUNE 14, 2011 PAGE 4 SSC MEETING SCHEDULE The next meeting is scheduled for July 19, 2011 at 10:30 a.m. PUBLIC COMMENTS There were no public comments. President Ooten announced he was elected to the ISDOC Board of Directors. ADJOURNMENT The meeting was adjourned at 11:15 p.m. CHAIRMAN u • • • • • COSTA MESA SANITARY DISTRICT MINUTES OF RECYCLING COMMITTEE MEETING June 20, 2011 enq�cLINNU vcacc 1a%W111 it 07/28/11 VI. A. 2. The Costa Mesa Sanita7 District Recycling Committee met on June 20, 2011 at 10:30 a.m. at 628 W. 19 Street, Costa Mesa. Directors Present: Jim Fitzpatrick, Bob Ooten Staff Present: Scott Carroll, Joan Revak, AJ Cully, Isidro Gallardo Others Present: George Lazaruk, Vice. President of Community Relations, CR &R; Trisha Throop, Community Relations Recycling Coordinator, CR &R; Debbie Morris, HF &H Consultants; Jennifer Lao, HDR Engineering, Inc.; Michelle Leonard, HDR Consulting Director Fitzpatrick called the meeting to order at 10:30 a.m. I. CY 2011 Recycling Committee Goals Report accepted. 11. Waste Diversion Report - March 2011 Report accepted. III. Recycling Report - March 2011 Report accepted. IV. Ordinance Enforcement Officer's Report Mr. Carroll stated Ms. Revak is currently working on the new citation booklets and forms -for tagging trash containers. The first courtesy notice will be yellow and the second courtesy notice will be red. Trotecting our community's health and the environment 6y providing solid waste and sewer collection services. www.cmsdca.gov Costa Mesa Sanitary District f fr Minutes of Recycling Committee Meeting per.; June 20, 2011 Page 2 V. Scavenging Report Ms. Cully presented the May scavenging statistics provided by the Costa Mesa Police Department. Ms. Cully reported lockable trash containers are in stock and available for residents. Advertising will begin on July 1, 2011 in the summer newsletter, CMSD website, and CMTV Channel 24. Residents must fill out an application on the website to be eligible for the lockable containers. VI. Promoting Zero Waste Ms. Debbie Morris and Ms. Michelle Leonard delivered a presentation on Zero Waste and the role HF &H and HDR Consulting can play in the implementation of a long -term Zero Waste plan at the CMSD. VII. Reliable Source of Worms for VermiComposting Director Fitzpatrick requested a list of local worm suppliers be provided to residents who purchase vermi bins to facilitate maximum participation. VIII. Education / Outreach Program • Director Fitzpatrick requested feedback on the Proper Disposal of Food flyer distributed by the Sewer System Committee. He suggested CMSD consider implementing a drain screen solution to the residential FOG issue. IX. Trash Can Cleaning Mr. Lazaruk stated that the trash containers belong to CR &R and no outside company should clean them. If there is a problem, CR &R will exchange the container upon request at no charge to the resident. X. Discuss dates for Document Shredding Event There were no dates finalized. XI. Articles of Interest - None XII. Action Items - None XIII. Public Comments There were no public comments. • Protecting our community's heafth and the environment 6y providing solid waste and sewer colrection services. urww. crosdca.gov 3 iR �wsAr Costa Mesa Sanitary District Minutes of Recycling Committee Meeting June 20, 2011 QTY Page 3 U XIV. Discuss items for next Meeting There were no suggestions. Text Meeting Date — August 22, 2011 at 10:30 a.m. Director Fitzpatrick adjourned the meeting at 12:20 p.m. Chairman Protecting our community's health and the environment 6y providing solid waste and sewer col%ction services. www.cmsdca.gov 4 • • • 07/28/11 VI. A. 3. COSTA MESA SANITARY DISTRICT. MINUTES OF BOARD OF DIRECTORS REGULAR MEETING JUNE 23, 2011 CALL TO ORDER The Board of Directors of the Costa Mesa Sanitary District met in regular session on June 23, 2011 at 5:30 p.m. at 628 W. 16th Street, Costa Mesa. PLEDGE OF Director Ferryman led the Pledge of ALLEGIANCE Allegiance. INVOCATION Director Scheafer led the Invocation. ROLL CALL DIRECTORS PRESENT: , Robert Ooten, James Ferryman, Mike Scheafer, Jim Fitzpatrick, Art Perry DIRECTORS ABSENT: STAFF PRESENT: Scott Carroll, General Manager; Joan Revak, Office Manager /Clerk of the District; Robin B. Hamers, District Engineer; Alan Burns, District Counsel; Sherry Kallab, Administrative Manager, Jacque Rogers, Assistant to Treasurer OTHERS PRESENT Dean Ruffridge, CR &R Inc. George Lazurak, CR &R Inc. Debbie Morris, HF &H Consultants, LLC COSTA MESA SANITARY DISTRICT PAGE 2 MINUTES OF THE BOARD OF DIRECTORS REGULAR MEETING HELD JUNE 23, 2011 ANNOUNCEMENT OF LATE COMMUNICATIONS There were no late communications. CONSENT CALENDAR REPORTS MINUTE APPROVAL Minutes of Sewer System Committee The Minutes of the Sewer System Committee Meeting — May 17, 2011 Meeting of May 17, 2011 were approved as corrected. Minutes of Recycling Committee Meeting May 23, 2011 The Minutes of the Recycling Committee Meeting of May 23, 2011 were approved as corrected. Minutes of Branding Committee Meeting The Minutes of the Branding Committee held May 25, 2011 Meeting of May 25, 2011 were approved as distributed. Minutes of Regular Board Meeting — May The Minutes of the Regular Board Meeting of 26, 2011 May 26, 2011 were approved as distributed . Minutes of Special Meeting — June 2, 2011 ENGINEER'S REPORTS Project Status Report The Minutes of the Special Meeting of June 2, 2011 were approved as distributed. The Project Status Report dated May 2011 was accepted as submitted. Occupancy Report and Payment of The Trash Occupancy Count documented an $197,124.92 to Costa Mesa Disposal — increase of one unit for the occupancy report May 2011 for solid waste collection as of June 1, 2011. Therefore, the total for June is 21,531 and the payment of $197,124.92 was ratified. Contract Payment of $164,953.57 to CR Transfer —May 2011 The contract payment of $164,953.57 to CR Transfer for recycling services and disposal for the month of May 2011 was ratified as submitted. • • I- • • • COSTA MESA SANITARY DISTRICT MINUTES OF THE BOARD OF DIRECTORS REGULAR MEETING HELD .TUNE 23, 2011 Contract Payment of $10,462.80 to CR Transfer — Santa Ana Heights /Newport Beach — May 2011 Warrant Register for the month of May. 2011 in the amount of $612,525.19 Directors Compensation & Reimbursement of Expenses for the month of May 2011. Investment Report for the month of May 2011 AGREEMENTS Third Amendment to Agreement — TRC First Amendment to Agreement - EEC PAGE 3 The contract payment of $10,462.80 to CR Transfer for recycling services and disposal for Santa Ana Heights /Newport Beach for the month of May 2011 was ratified as submitted. Warrant Resolution #CMSD 2011 -12 was approved, authorizing the President and Secretary to sign the warrant ratifying the payment of certain claims and demands, and specifying the funds out of which the same were paid in the. amount of $612,525.19. Director Compensation and Expense Reimbursements for the month of May 2011 were approved and ratified as follows: President Ooten: $1,326.00 Vice President Ferryman: $1,326.00 Director Scheafer: $1,326.00 + $57.87 Director Fitzpatrick: $1,326.00 + $55.00 Director Perry: $1,326.00 The Investment Report for the month of May 2011 was approved as submitted. The Third Amendment to the Agreement with TRC is extended until June 30, 2012. The First Amendment to the Agreement with EEC is extended to June 30, 2012. END OF CONSENT CALENDAR Mr. Burns requested the signature line of the minutes of the May 17, 2011 Sewer System Committee meeting and the May 23, 2011 Recycling Committee be corrected to reflect the approval signature of the Committee's Directors and not the President and Secretary of the Board of Directors. Director Scheafer moved COSTA MESA SANITARY DISTRICT PAGE 4 MINUTES OF THE BOARD OF DIRECTORS REGULAR MEETING HELD JUNE 23, 2011 • to accept the Consent Calendar with the requested changes. Director Ferryman seconded the motion. Motion carried 5 -0. WRITTEN COMMUNICATIONS There were no written communications. PUBLIC COMMENTS There were no public comments. PUBLIC HEARING President Ooten opened the Public Hearing to consider the annual charges for Solid Waste and Liquid Waste. There was no public present. Ms. Revak advised notices of the public hearing were published in the Daily Pilot on June 9 and 16, 2011. Director Fitzpatrick questioned the public hearing and lack of a dialog or justification for the rates. Vice President Ferryman stated the rates have been discussed at previous meetings available to the public. CMSD Resolution No. 2011 -796 Adopting Annual Charges for Solid Waste was presented. Director Ferryman moved to adopt CMSD Resolution No. 2011 -796 • Adopting Annual Charges for Solid Waste. Director Perry seconded the motion. Motion carried 4 -1. CMSD Resolution No. 2011 -797 Adopting Annual Charges for Liquid Waste was presented. Director Ferryman moved to adopt CMSD Resolution No. 2011 -797 Adopting Annual Charges for Solid Waste. Director Perry seconded the motion. President Ooten called for discussion. Director Fitzpatrick stated his objection to the lack of justification for the rates and no plan of communicating to the public. Motion carried 4 -1 President Ooten closed the public hearing. PUBLIC COMMENTS President Ooten invited public comments. There were no public comments. • r" COSTA MESA SANITARY DISTRICT PAGE 5 MINUTES OF THE BOARD OF DIRECTORS REGULAR MEETING HELD JUNE 23, 20.11 GENERAL .MANAGER'S REPORTS CALPERS UPDATE Mr. Carroll reported on his research into the possibility of amending the District's contract with CalPERS to establish a two tier pension plan with new employees hired after July 1, 2011 receiving a benefit formula of 2% at 60 while current employees benefit would remain at the existing formula of 2% at 55. The Board of Directors previously directed Staff to research, the possibility of adopting a formula similar to the Orange County Sanitation District with 1.667% at 57.5 for new District employees. Research found CalPERS does not offer a formula similar to the OCSD plan. Staff recommended the Board of Directors direct Staff to prepare resolutions to amend the District's contract with CalPERS for new employees hired after July 1, 2011 to receive the benefit formula of 2% at 60. Director Perry moved to direct Staff to return to the Board at the July 28, 2011 regular Board meeting with a resolution to amend the CMSD contract with CaIPERS. Director Scheafer seconded the motion. Motion carried 5 -0. • AMENDMENT AND RECERTIFICATION OF SSMP Mr. Carroll reported an internal audit report of the District's Sewer System Management Plan (SSMP) was provided by Environmental Engineering & Contracting, Inc. (EEC). There were minor nonconformance issues identified by EEC and amendments to the SSMP have been incorporated into the document. Mr. Carroll provided a strike through copy of the SSMP for the Board to view the amendments. Mr. Carroll recommended the Board of Directors approve the amendment and recertification of the Costa Mesa Sanitary District Sewer System Management Plan. Director Perry moved to accept the amendment and recertification of the Costa Mesa Sanitary District Sewer System Management Plan. Director Scheafer seconded the motion. Motion carried 5 -0. STANDING COMMITTEES Mr. Carroll stated the Board of Directors has established several standing committees that meet on a regular basis and these committees must comply with the Brown Act. Most committees have two appointed Board members but there have been occasions where as many as three Directors. have been appointed to a committee such as the Sewer System • Committee. Ki COSTA MESA SANITARY DISTRICT PAGE 6 MINUTES OF THE BOARD OF DIRECTORS REGULAR MEETING HELD .TUNE 23, 2011 r1 L J Mr. Carroll recommended the Board of Directors appoint an alternate Board member to the Sewer System, Recycling and Branding Committees; and to withdraw the appointments to the Sewer System Sub - Committee. The following standing committees have been established by the Board of Directors: • Sewer System — President Ooten, Chair, and Directors Ferryman and Perry • Recycling — Director Fitzpatrick, Chair, and a rotating Director • Investment Oversight — Two Directors are assigned to attend this quarterly meeting on a rotating basis The Branding Committee was established at a Special Board meeting on March 17, 2011 as an ad hoc for achieving branding distinctions, and will meet as determined by Committee member. This Committee will eventually disband after achieving its objective. Mr. Burns provided a memo on the Brown Act's application to committees. Mr. Burns stated if the meeting is a standing committee meeting with two Board members on the committee and another Director attends, the Director • may attend but will not be allowed to participate in the meeting. Director Fitzpatrick stated he would like to attend the sewer committee meetings to learn and stay abreast of sewer activities and questioned what would happen if the Board does not follow the Brown Act. Discussion was held on violations of the Brown Act. Mr. Hamers reported the Sewer System Committee originally appointed two Directors to the Committee. Vice President Ferryman stated the committees were established to give the Board advice on special subjects and, If necessary, a special meeting can be called. Mr. Carroll requested clarification on the status of the Branding Committee and it was determined the Branding Committee would be an ad hoc committee. Mr. Burns recommended bringing the subject back to the next regular meeting to make permanent decisions on "Committees" C� r COSTA MESA SANITARY DISTRICT PAGE 7 MINUTES OF THE BOARD OF DIRECTORS REGULAR MEETING HELD .TUNE 23, 2011 • AMEND ALTERNATE DISTRICT ENGINEER'S RESPONSIBILITIES Mr. Carroll provided a proposed Ordinance to eliminate the need for an Alternate District Engineer. The Board was previously served by a Manager /District Engineer who fulfilled both roles of Manager and Engineer for the District. The previous Manager- District Engineer was required to prepare and recommend the District's capital improvement plan (CIP); and the previous Manager- District Engineer was the principal in his own engineering firm, creating the potential for conflict issues and public perception concerns with any attempt to recommend a CIP which increased the paid work for his firm. To ensure that conflicts would not occur, the Board established an independent review process that required an independent Alternate District Engineer to review those UPS for appropriateness and reasonableness of cost. As a result of a reorganization of the District, the . manager and engineer functions are now separate, and the District now employs a full- time General Manager while continuing to retain a private engineer as its District Engineer. The District's General Manager is experienced in public works matters and is competent to independently review the CIP from a management perspective and make recommendations to the Board regarding the same. Therefore, the need for an Alternate District Engineer is eliminated. Director Perry moved to adopt CMSD Ordinance No. 84, Amending Section 3.01.045 of the Operations Code Pertaining to the Alternate District Engineer. Director Scheafer seconded the motion. Motion carried 5 -0. CONTRACT ASSIGNMENT AND ADDENDUM NO.3 - WASTE MANAGEMENT Mr. Carroll stated the Agreement for a Household Hazardous Waste (HHW) program expires on June 30, 2011. Mr. Carroll recommended the Board of Directors approve the Contract Assignment and approve Addendum No. 3 to the Agreement with WM Curbside, LLC thereby extending the term for an additional one -year period expiring on June 30, 2012. Mr. Carroll explained, Waste Management, on October 11, 2010, successfully purchased the assets of Curbside and .assumed the role of door -to -door HHW collection services as WM Curbside, LLC. A Contract Assignment between CMSD, Curbside and WM Curbside was provided. Mr. Carroll explained, due to the diligent work of District Counsel, the contract provides additional assurance to CMSD that WM Curbside is not just taking the. assets of Curbside and disavowing the liabilities (e.g. claims for illegal dumping of hazardous materials). The contract protects CMSD from such liabilities. COSTA MESA SANITARY DISTRICT PAGE 8 MINUTES OF THE BOARD OF DIRECTORS REGULAR MEETING HELD JUNE 23, 2011 Mr. Ruffridge stated CR &R made a proposal to the District several years back to collect household hazardous waste. CR &R provides the service to four cities in Orange County and would be happy to expand their services to CMSD. Discussion was held on extending the contract to allow more residents to participate in the program. Director Fitzpatrick moved to (1) approve the Contract Assignment and (2) approve Addendum No. 3 to the Agreement with WM Curbside, LLC, extending the term for an additional one -year period expiring on June 30, 2012, provided the original contract contains a short-term termination clause. Director Perry seconded the motion. Motion carried 5 -0. ATTENDANCE AT SWANA ANNUAL CONFERENCE, NASHVILLE, TENNESSEE Mr. Carroll announced the District was selected to receive the 2011 Bronze Education Excellence Award from SWANA (Solid Waste Association of North America) for its Telephone Book Recycling Program, and to publicly honor the District for their outstanding achievements and contributions at the SWANA Awards Brunch to be held in conjunction with the program activities of WASTECON 2011, August 23 -25, in Nashville, Tennessee. Mr. Scott reported the conference would cost approximately $1,600 per person. Director Fitzpatrick and Director Scheafer stated they would like to attend. Mr. Harriers stated Ms. Revak has managed the school program since its inception15 years ago and should be a part of the award acceptance. Agreement by the Board of Directors was expressed. President Ooten stated Ms. Revak should be designated to accept the award. Director Fitzpatrick stated justification for attendance by Board and Staff includes the fact that it is the District's first national award, and the opportunity to participate is consistent with the District's Strategic Plan. The Board gave approval for Directors Fitzpatrick and Scheafer and Ms. Revak to attend the conference. RECYCLING COMMITTEE Director Fitzpatrick reported on the Recycling Committee meeting held on June 20, 2011. Director Scheafer requested changing the meeting date of the Recycling Committee meetings. Mr. Carroll stated Staff will look into providing some alternate dates for the regular Recycling Committee meetings as well as changing the July 2011 meeting date. • is r COSTA MESA SANITARY DISTRICT PAGE 9 MINUTES OF THE BOARD OF DIRECTORS REGULAR MEETING HELD .TUNE 23, 2011 ENGINEER'S REPORTS Mr. Harriers stated he had nothing to report. SEWER SYSTEM COMMITTEE Mr. Hamers reported on the Sewer System Committee meeting held June 14, 2011. TREASURER'S REPORTS Ms. Rogers stated she had nothing to report. ATTORNEY'S REPORTS Mr. Burns stated he had nothing to report. CLERK OF THE DISTRICT REPORTS CMSD RESOLUTION NO. 2011 -798, ORDERING THAT PUBLICATIMOF • ORDINANCE NO. 82 HAS OCCURRED Ms. Revak presented CMSD Resolution No. 2011 -798, Ordering that Publication of Ordinance No. 82 Amending Section 4.03.010 of the Operations Code has occurred. Director Perry moved to approve CMSD Resolution No. 2011 -798. Director Scheafer seconded the motion. Motion carried 5 -0. CMSD RESOLUTION NO. 2011 -799, ORDERING THAT PUBLICATION OF .ORDINANCE NO. 83 HAS OCCURRED Ms. Revak presented CMSD Resolution No. 2011 -799, Ordering that Publication of Ordinance No. 83 Adding Section 6.02.050, Section 6.02.060, Section 6.02.080, Section 6.02.090 and Chapter 6.09 Damage to District Property, has occurred. Director Perry moved to approve CMSD Resolution No. 2011 -798. Director Scheafer seconded the motion. Motion carried 5 -0. SEWER REFUND -PARCEL #427- 291 -01 B6 Ms. Revak reported on an overpayment of sanitary assessment charges on parcel number' 27- 291 -01, 3158 Red Hill Avenue for the past nine • years. COSTA MESA SANITARY DISTRICT PAGE 10 MINUTES OF THE BOARD OF DIRECTORS REGULAR MEETING HELD JUNE 23, 2011 The owner was erroneously charged fees using the calculation of the land • area instead of the structure improvement area. The land area of 56.541 square feet is more than twice the structure improvement area of 21.328 square feet. Ms. Revak provided documentation received from the property owner. District Counsel opined that 2010 -2011 sanitary assessment should be refunded, however, as the statute of limitations ran out on previous years, refunds of overpayments for years prior to 2010- 2011 could constitute a gift of public funds and should not be issued. The total overpayment for the past nine years is $8,192.64 and the refund for property tax year 2010/2011 in the amount of $1,356.41 is being processed by the County. The remaining total overpayment, $6,836.23 for property tax years 2002 -2010, is requested by Ms. Kincaid. Director Scheafer moved to deny the request for a refund of property taxes paid for tax years 2002 -2010, in keeping with the District's Operation Code that it could be perceived as a gift of public funds. Director Ferryman seconded the motion. The motion carried 5 -0. The refund for property tax year 2010 -2011 in the amount of $1,356.41 was processed by the County. LOCAL MEETINGS • ORANGE COUNTY SANITATION DISTRICT (OCSD) Director Ferryman reported on the OCSD meeting held on June 22, 2011. The Board approved a proposed, revised budget of $405,724,550. SANTA ANA RIVER FLOOD PROTECTION AGENCY (SARFPA) Director Perry reported on the meeting of the Santa Ana River Flood Protection Agency held on June 23, 2011 at 4:00 p.m. Confirmation of the appointment of Herbert I. Nakasone as SARFPA's Executive Director was made. The Vice Chair is Cathy Green. Election of Officers for FY 2011 -2012 was held. A review and approval of the 2011 -2012 SARFPA budget occurred. A video of Seven Oaks Dam testing was presented by Lance Natsuhara. Status of the Westminster Watershed Feasibility Study was presented by Lance Natsuhara. A field trip to Prado and Seven Oaks Dam was proposed. • r COSTA MESA SANITARY DISTRICT PAGE 11 MINUTES OF THE BOARD OF DIRECTORS REGULAR MEETING HELD JUNE 23, 2011 • INDEPENDENT SPECIAL DISTRICTS OF ORANGE COUNTY ( ISDOC) Ms. Revak reported on the ISDOC Quarterly Meeting and Luncheon scheduled for Thursday, June 30, 2011 and requested names of those planning to. attend. The program will feature Todd Spitzer, former State Assemblyman, County Supervisor and Assistant District Attorney who will speak on the subject of Government Transparency & Accountability: The Changing Dynamics of Public Service. Vice President Ferryman and General Manager Scott Carroll will attend. CALIFORNIA ASSOCIATION OF SANITATION AGENCIES (CASA) Ms. Revak reported the CASA 56th Annual Conference is being held August 10 -13, 2011 in San Diego, and requested names of those planning to attend so that hotel reservations can be made. All Board members plan to attend the CASA conference and Ms. Revak will make the reservations. SPECIAL DISTRICT & LOCAL GOVERNMENT INSTITUTE ADMINISTRATION SEMINAR - JUNE 9 -11, 2011 (DIRECTORS OOTEN, FERRYMAN, SCHEAFER, FITZPATRICK • AND PERRY) President Ooten reported he will submit a written report on the conference. Discussion was held on contingency plans for the District in the event of an emergency. The Board requested knowledge of their role and Staffs role should an emergency occur. Mr. Carroll stated the Board previously adopted an Emergency Operations Plan. In theory, whoever is the first one at headquarters is in charge until the General Manager arrives. Staff will be scheduling Emergency Operations training as the Board does have a role in the event of an emergency. Mr. Burns stated the Operations Code, Chapter 10.03 spells out succession plans and who takes over in the event of an emergency. Mr. Carroll stated Staff members have received SIMs and NIMs training and are certified as having completed the training and testing. Director Scheafer and Fitzpatrick stated the education value received at the Administration conference and the other Directors agreed. The Directors expressed the desire to attend the Finance conference administered by the Special District & Local Government Institute Administration. • COSTA MESA SANITARY DISTRICT PAGE 12 MINUTES OF THE BOARD OF DIRECTORS REGULAR MEETING HELD JUNE 23, 2011 • MEETING WITH BOB GHIRELLI OF OCSD Director Fitzpatrick reported on a meeting he and General Manager Scott Carroll had with Bob Ghirelli of OCSD on the subject of an anaerobic digester. OLD BUSINESS Director Perry questioned the suspension of the summer large item collection. Mr. Carroll reported the Board approved this at one of the budget meetings held earlier. Director Perry and Vice President Ferryman expressed concern as this is such a popular program with residents. NEW BUSINESS SDRMA 2011 -12 INVOICE IN THE AMOUNT OF $57,900.44 Ms. Revak presented the SDRMA 2011 -12 Invoice in the amount of $57,900.44 and pointed out the District received the maximum number of points to reduce the amount of dues. Director Scheafer moved to approve payment to SDRMA in the amount of $57,900.44. Director Ferryman • seconded the motion. Motion carried 5 -0. SDRMA 2011 ELECTION Ms. Revak presented CMSD Resolution No. 2011 -800 for the Election of Directors to the Special District Risk Management Authority Board of Directors. The SDRMA ballot calls for voting for three of the candidates for the position. Director Fitzpatrick moved to endorse the candidacy of Mike Scheafer and Director Perry seconded the motion. Motion carried 5 -0. As the ballots are not due until September, the Board will consider the other candidates and make a decision on voting for two other candidates at the July 2011 regular Board of Directors meeting. PROPOSED CSDA BYLAWS AMENDMENTS Ms. Revak presented the proposed CSDA Bylaws Amendments for voting by the CMSD Board of Directors. The recommended changes only affect one section of the bylaws, Article Vlll — Local Chapters. The main reason for the proposed change to the bylaws is to require all newly formed • chapters to have 100% of their members as dues paying members of the state association (CSDA) as well. y COSTA MESA SANITARY DISTRICT PAGE 13 MINUTES OF THE BOARD OF DIRECTORS REGULAR MEETING HELD JUNE 23, 2011 Director Perry moved to adopt the 2011 Proposed CSDA Bylaws Amendments. Director Scheafer seconded the motion. Motion carried 5 -0. SPECIAL MEETING - CALPERS RESOLUTION TO REVISE BENEFITS FOR NEW HIRES Ms. Kallab requested a meeting date be set for a Special Meeting on adopting a proposed CalPERS Resolution.to Revise Benefits for New Hires. The date of July 11, 2011 at 10:00 a.m. was set. (To be noted: It was later decided the July 11, 2011 meeting would not be necessary.) ORAL COMMUNICATIONS AND DIRECTOR COMMENTS ADJOURNMENT President Ooten adjourned the meeting at 8:06 p.m. • Secretary 0 President • COSTA MESA &TARP DISTRICT CAPITAL IMPROVEMENT PROGRAM 2010 -2011 meeti ate ReN-A 07/28AW VL '� PROJECT: #101 West Side Pumping Station Abandonment PROJECT MANAGER: Rob Harriers, District Engineer DESCRIPTI N: Abandon 6 CMSD pumping stations, abandon the CNB station in the CNB island on W. 19th Street, and abandon the private pumping station on W. 18th Street by constructing new gravity lines. The project would also alleviate the north half of the Banning Ranch. A preliminary engineer's estimate is $3 million. START DATE: 7/1/2012 COMPLETION DATE: 6/30/2013 STATUS REPORT: 8/26/10 CMSD staff and two Directors met with OCSD staff on 8/4/10 to discuss the framework of the project. OCSD will be constructing its own gravity sewer to accept the CMSD and CNB flows and send it under the Santa Ana River to OCSD Plant No. 2. OCSD 9/23/10 - OCSD was provided with plans, maps and flow figures for their review. OCSD will be hiring a consultant to prepare the design for their facilities. 10/26110 - OCSD requested copies of all CMSD pumping station plans, which were provided. OCSD anticipates hiring a consultant to prepare an EIR and alignment study in 2011. CMSD requested a joint EIR. 11/18110 - No change. 12/20/10 - No change. 01/27/11 - No change. 02/24/11 - No change. Staff will be contacting OCSD to review their status. _ 03/24/11 - Staff met with OCSD Project Managers on 3/8/11 to review OCSD's scope of work and project timing. 4/28/11 - Staff met with 3 proposed OCSD consultants to explain the project. OCSD's first phase of work will be an EIR and alignment study and the CMSD requested the OCSD EIR cover the CMSD work. 5/26/11 - Staff met with another potential OCSD consultant to review OCSD's scope of work., OCSD will soon be publishing their RFP. 6/23111 - No change. 7/28111 - OCSD's preliminary schedule reflects completion of construction of OCSD's sewer facilities on 3/25/2019. FINANCIAL STATUS through 06 /30/11: Approved Proj Budget June 30, 2010 Accumulated Current Year Expenditures Account Number Encumbrances Balance #101 - 1,015,000 15,059 5,420 - 994,521 20 Total 1,015,000 15,059 5,420 - 994,521 COSTA MESA SANITARY DISTRICT CAPITAL IMPROVEMENT PROGRAM 2010 -2011 PROJECT: #129 Bristol Street Sewer Phase II PROJECT MANAGER: Rob Harriers, District Engineer i DESCRIPTION: Increase sewer size in Bristol Street Southbound between Irvine Ave and Birch Street. Phase 1 constructed the first 1,400 L.F. and this phase will be the remaining 700 L.F. using pipe bursting. The En ineees Estimate is $461,758. START DATE: 10 -Aug COMPLETION DATE: Mid 2011 STATUS REPORT: 9123/10 - The design phase has started with survey work to identify water valves in the vicinity of the new sewer line. 10/26/10 - The Design phase is continuing including designing water line relocation plans for the portion of water line in conflict with the sewer. 11118/10 - A meeting was held 10/27/10 at IRWD and it appears the new sewer can be pipe bursted under the existing water line at Irvine Ave thereby alleviating the necessity to relocate the water line. Work on the lans is continuing. 12/20/10 - The plans are being submitted for first plan check to the City of Newport Beach, OCDA, IRWD, and the Gas Company. Work on the specs is beginning. 01/27/11 - The project specifications are being prepared. 2/24/11 - The plans and specs are each 95% complete. Processing plans with other utilities is continuing and plans are still in plan check. _ 03/24/11 - Staff is coordinating a soils investigation of Bristol Street where the pipe bursting excavations will occur. 4128111 - Plans and specifications will be completed and the project placed out to bid when the soils investigation is complete. 5/26/11 - Staff is obtaining additional proposals to have the soils investigation performed. 6/23/11 - The General Manager is assisting in attempting to have Newport Beach allow drilling by a soils engineer with a C -57 license. Newport Beach now requires an "A" license. 7/28/11 - The CMSD was required by Newport Beach to hire an "A" licensed contractor to oversee the soils drilling on Bristol Street. FINANCIAL STATUS throu h 06/30/11: _ Approved Proj Budget June 30, 2010 Accumulated Costs Current Year Expenditures Encumbrances Account Number Balance #129 1,682,969 1,077,023 16,424 589,522 20 Total 1 1,682,969 1 1,077,023 16,424 - 589,522 • • 0 le -'A . COSTA MESA &ITARY DISTRICT CAPITAL IMPROVEMENT PROGRAM 2010 -2011 PROJECT: #171 Irvine Pumping Station Force Main PROJECT MANAGER: Rob Harriers, District Engineer DESCRIPTION: Rehabilitate the existing 3,000 L.F. of 14 " force main by inserting a 12" HDPE liner. The portion of 12" PVC SDR 35 force main constructed with the pumping station to remain. The Engineer's Estimate is S2 5 000 START DATE: 10 -Aug COMPLETION DATE: Mid 2011 STATUS REPORT: 9/23/10 - The design phase has started with survey work and aerial photogrammetric to prepare a base plan for design. 10/26/10 - The design phase is continuing. The base plan is complete and work on the plan and profile has begun. 11/18/10 - The profile of the existing force main and the location of the insertion ptits has been added to the plans. 12/20110 - The plans are approximately 50% complete and work is continuing. 01/27/11 - Proposals are being received for a soils investigation and report. Work is continuing on the plans and specs. 02/24/11 - The plans are 60% complete and the specs are 10% complete. Staff obtaining information for the sliplining specs. 03/24/11 - Staff is coordinating a soils investigation at 5 locations where excavations for the slip - lining will occur. 04128/11 - The soils investigation is in progress and the plans are 70% complete. 05126111 - Design is proceeding including field and office staff meeting on May 10, 2011 to discuss bypass valve arrangement at Elden Pumping Station. 6/23/11 - The plans are 85% complete and the specs are 35% complete. 7/28/11 - The plans are 95% complete and the specs are 70% complete. FINANCIAL STATUS throu h 06/30111: Approved Proj Budget June 30, 2010 Accumulated Costs Current Year Expenditures Account Number Encumbrances Balance #171 1,360,000 204,447 41,361 1,114,192 20 Total 1,360,000 204,447 41,361 10114,192 COSTA MESA SANITARY DISTRICT CAPITAL IMPROVEMENT PROGRAM 2010 -2011 PROJECT: #185 System Wide Sewer Reconstruction - Phase 1 PROJECT MANAGER: Rob Hamers, District Engineer DESCRIPTION: Reconstruction of the Grade 5 sewer problems disclosed during the 2006 -2009 televising project. There are 4 phases to the project with each phase reconstructing approximately 64 locations and the preliminary Engineer's Estimate for each phase if $1 million. START DATE: 10 Aug COMPLETION DATE: Mid 2011 STATUS REPORT: 9/23/10 - The design phase has begun and base maps and plans are being prepared. 10/26/10 - The design phase is continuing. Grade 5 sewer repairs that are likely to collapse are being repaired immediately under a letter of agreement with local contractors. 11/18/10 - Nearly all 64 locations for the project have been selected and videos viewed. A total of 4 Grade 5 repairs have been repaired outside the plans and specs due to possible collapsed pipes. 12/20/10 - The plans are approximately 90% complete. After another review, the plans will be submitted to the City of Costa Mesa for plan check. _ 01/27/11 - The plans were submitted to the City of Costa Mesa and the City of Newport Beach for 1st review. 02/24/11 - The plans are 90% complete and the specs are 85% complete. Certain areas in Costa Mesa and Newport Beach require traffic control plans. 03/24/11 - Plans were re- submitted to the City of Newport Beach for 2nd review. 4/28/11 - The plans were returned from Newport Beach and Costa Mesa with minor comments. Once the utility crossings for the pipe replacement sections are complete, the project will be placed out to bid. 5126/11 - The project is out to bid with bid opening scheduled for 5/31/11. 6/23/11 - Bids were opened 5/31/11 and the recommendation for award is on the 6/23/11 Regular Board Agenda. 7/28/11 - The project is on the 7/28/11 regular Board agenda for award. FINANCIAL STATUS through 06/30/11: Approved Proj Budget June 30, 2010 Accumulated Costs Current Year Expenditures Encumbrances Account Number Balance #185 1,086,000 - 85,262 1,000,738 20 Total 1,086,000 - 85,262 - 1,000,738 • COSTA MES ITARY DISTRICT CAPITAL IMPENT PROGRAM 2 0 -11 PROJECT: #188 Conversion of Sewer Atlas to GIS PROJECT MANAGER: Rob Hamers, District Engineer DESCRIPTION: Conversion of hand -drawn sewer atlas to electronic GIS format; preparation of sewer cleaning maps and schedule; preparation of Computerized Maintenance Management System (CMMS); and preparation of Hydraulic Modeling program. START DATE: 26- Oct-09 COMPLETION DATE: 30 -Se 11 STATUS R PORT: 2126/10- 100% of the GIS sewer asset data has been updated /corrected based on CMSD's lateral atlas; 40% of the data has been QA/QCd by CMSD; 100% of the wastewater drainage water sheds have been created; and 100% of the pipe segments have been updated with their appropriate cleaning frequency. Laterals are currently being created in the GIS. 3/25/10 - EEC is continuing progress on finalizing sewer main and lateral information while developing cleaning zones with annual, biannual, and ti-annual cleaning frequencies noted. The CMSD GM has requested the necessary parcel data from the County Assessor through a second public records request. 4122/10 -Phase I of the project is 90% complete, plus EEC has greatly assisted the District by preparing a District wide map showing the Grade 4 and Grade 5 pipe problems to support justification for using fixture fees to perform the necessary reconstruction. 5127/10 - Phase I consisting of converting the atlas to GIS, developing CMMS, and producing cleaning maps for the sewer system is 95% complete. The CMSD GM is working on obtaining the basic parcel data needed to complete the atlas. 6/21/10 - Phase I will be completed when the District obtains the basic parcel data from the County. The District needs to authorize Phase II to begin by the end of June 2010 to remain on schedule. 7/22110 -EEC requires the basic parcel data to complete Phase L The notice to proceed on Phase II was given to EEC on 6/25/10. 8126/10 - EEC is still wafting for the basic parcel data to complete Phase I along with a few sets of plans from the District Engineer to complete the update. The sewer cleaning maps in Phase I were completed as well. Phase II (CMMS) is underway. 9/23/10 - EEC has completed placing the last 3 years of construction plans into the GIS atlas while the General Manager is attempting to obtain the basic parcel data for the GIS. EEC is working on the Phase II CMMS program. 10/26/10 - The General Manager's request to obtain discounted parcel data for the atlas will be considered by the County Board of Supervisors in October or November 2010. Work on Phase 11 CMMS is continuing. 11/18/10 - The General Manager is attempting to obtain the basic parcel data. Work on Phase II CMMS is continuing. 12/20/10 - The General Manager is still pursuing the basic parcel data for the sewer atlas while EEC remains on schedule creating the CMMS program. 01/27/11 - The General Manager is still pursuing the basic parcel data for the sewer atlas while EEC remains on schedule creating the CMMS program. The General Manager contacted Supervisor Moorlach's Office for assistance. County staff is going to approve the request to purchase the data for $2,500. Needs Board of Supervisors approval. Board date with CMSD request not set yet. 02124/11 - Staff met on 2/1/11 at EEC to assist in developing the Phase II CMMS. EEC provided a matrix of the program for staff to consider. 03/24/11 - EEC is continuing work on Phase If CMMS.. 4/28/11 - The General Manager has arranged for the County of Orange to provide basic parcel data for the GIS Atlas at a reduced rate. Approval is scheduled on the County Board of Supervisor's agenda. 6/26/11 - The General Manager secured a license agreement with O.C. Public Works to obtain basic parcel data thereby allowing the GIS Atlas to move towards completion. EEC is awaiting the District's management structure to continue on the CMMS development. 6123/11 - The license agreement with the County is complete and the parcel data has been supplied to the District's consultant EEC. 7/28/11 - Conversion of sewer atlas to CMMS is 95% complete; CMMS is 75% complete, and Hydraulic Modeling is 0% complete. FINANCIAL STATUS throw ih 06/30/11: Account Number Approved Proj Budget June 30, 2010 Accumulated Cost Current Year Expenditures Encumbrances Balance #188 194,875 69,147 31,513 94,215 20 Total 194,875 1 69,147 1 31,513 1 94,216 COSTA MESA SANITARY DISTRICT CAPITAL IMPROVEMENT PROGRAM 2010 -11 PROJECT: #189 Rehabilitation of Six Sewers Transferred to CMSD PROJECT MANAGER: Rob Hamers, District Engineer DESCRIPTION: Rehabilitation of the Six Sewers Transferred to CMSD from OCSD. OCSD paid CMSD $1.3 million for the work and plans and specs are being prepared. The Engineer's Estimate is $350,000. START DATE: Februa 112010 COMPLETION DATE: Mid 2011 STATUS REPORT: 4/22/10 - Engineering staff has discussed the sewers and deleted non - essential items from the project scope of work. Plans and specs are 5% complete. 5/27/10 - Proposals were obtained for traffic engineering and soils investigation for removing the sag in the sewer in South Cost Drive easterly of Harbor Blvd. Plans and specs are approximately 25% complete. 6/21/10 - Traffic Control Plans are being completed for the South Coast Drive lane closure to allow drilling for the soils report. Progress on the project plans is continuing. 7/22110 - The design phase is continuing. The land closure plan was completed and drilling for the soils investigation on South Coast Plaza has occurre 8126/10 -The plans are ready for submittal to the City of Costa Mesa for 1st plan check. Work is beginning on the specs. The scope of work on the project was minimalized to save the District as much as possible of the $1.3 Million paid by OCSD. 9/23/10 -Additional investigation is occurring into the sag on South Coast Drive, which maybe longer than first anticipated. Survey work is occurrin and staff will be recommendin additional CCN to final the lans and lace the ro'ect out to bid. 10126/10 -The field crew will be cleaning the sewer on South Coast Drive and observing the flows to verify the length of sewer in the sag. After this item is resolved, the plans and specs will be placed out to bid 11/18/10 - A contractor will be potholing the 10" sewer in South Coast Drive 110' east of the Harbor Blvd. MH followed by surveyors shooting the elevation of the sewer. This allows the design of the sag remediation to be resolved if the elevation is lower than the manhole. 12120/10 - The potholing results indicate the sewer in South Coast Drive is severly out of grade and the 600' reach in South Coast Drive will have to be reconstructed. The plans are being submitted to the City of Costa Mesa for first plan check. 01/27/11- The project specifications are being prepared. 02124111 - The plans and specs are each 95% complete. The plans are still in plan check. 03/24/11 - The plans and specs were out to bid on 3/1/11 and bid opening is 03/29111. 04/28/11 - Bids were opened on 3/29/11 and award of the construction contract is on the agenda for the 4128111 regular Board meeting. 5/26/11 - The project was awarded to TTS Engineering and the contract is being executed. 6/23/11 - A preconstruction meeting was held 5/18/11 and the contractor is requesting additional lane closures from the City of Costa Mesa. Construction has not begun. 7128/11 - The pipe has been delivered and the contractor is ready to begin. FINANCIAL STATUS throw h 06/30/11: Approved Proj Budget June 30, 2010 Accumulated Cost Current Year Expenditures Account Number Encumbrances Balance #189 397,666 17,112 55,506 325,048 20 Total 397,666 17,112 55,506 325,048 • � / fly J' • 07/28/11 VI. C. 5. Costa �Wesa Sanitary District ... an Independent SpeciaC District Memorandum To: Board of Directors h' yFrom: Janel Jackson, Permit Technician G Date: July 1, 2001 Subject: REFUND REQUEST FOR BOARD APPROVAL There were no refund requests for the month of June 2011. Board of Directors Robert Ooten James Ferryman Mike Scheafer James Fitzpatrick Arthur Perry Staff Scott C. Carroll General Manager Joan Revak Office Manager Clerk of the District Robin B. Hamers 10rict Engineer 49) 631 -1731 Alan R. Burns Legal Counsel Marcus D. Davis Treasurer - - -- --l- .0 1 07/28/11 VI. C. 67 Costa Mesa Sanita-rN District ... an indepenacM Special nlsnf« July 1, 2011 Board of Directors Costa Mesa Sanitary District 628 W. 19" Street Costa Mesa, CA 92627 -2716 SUBJECT: TRASH OCCUPANCY COUNT Dear Board of Directors: There is no increase for the occupancy report for solid waste collection as of July 1, 2011; therefore, the total occupancy count for July 1, 2011 is 21,531. Staff recommends the following: The Board of Directors accepts the occupancy count as presented using 21,531 as the correct number of units. 2. The Board of Directors directs staff to prepare a warrant to Costa Mesa Disposal for December collection based on this occupancy report so long as the contractor fulfills the obligations of the agreement. Said payment in the amount of $197,124.92 to be ratified on the August 2011 warrant list. Sincerely, Phone r, / (949) 645 -8400 C �f Fax (949) 650 -2253 Sherry Kallab Administrative Manager Address 628 W. 19th Street Costa Mesa, CA 92627 -2716 • %OPrinwd on Recycled Paper cc: Costa Mesa Disposal CMSD Permit Processing Department Protecting our communitp health ana the environment bN proviaing solid waste ana sewer collection services. www.crosbca.gov 6/01/11 RESIDENTIAL WASTE Inccu31y vaaU @%Will *r MR REPRINT INVOICE 52.220 07/28/1 V1. C. % 6/02/11 RESIDENTIAL WASTE 1 MEMIMEW 52.220 P. 0. BOX 125 o RESIDENTIAL WASTE STANTON, CA 90680 -0125 INCORPODRWED 52.220 TERMS`. NET 10 DAYS 09 000179424 RESIDENTIAL WASTE - i CARD, PLEASE FILL 162.23 52.220 IN INFORMATION ON BACK 6/06/11 RESIDENTIAL WASTE OF REMITTANCE 160.25 INVOICE #: INVOICE DATE: 6/07/11 17942 7/01/11 BILL TO: 52.220 6,867.97 6/08/11 COSTA MESA SANI DIST AREA 9 COSTA MESA SANI DIST AREA 9 P.O. BOX 1200 628 W 19TH ST COSTA MESA CA 92627 COSTA MESA CA 92627 ......:....:.: CUSTOMER #: :':':::.;`.; :..,,:.....7,249.18 6110111 09- 9 2 PREVIOUS AMOUNT DUE PAYMENTS CURRENT CHARGES TOTAL DUE x:2;; 178,435.23 .00 675.20 179 110.43 RESIDENTIAL WASTE ....:.. ..:.:....:....:::.:..:.:::...:: Please detach here and return with your payment CHECK # CR TRANSFER, INC. ::::,,,. 9,180.80 6/14/11 6/01/11 RESIDENTIAL WASTE 12 138.82 52.220 7,249.18 6/02/11 RESIDENTIAL WASTE 15 159.52 52.220 8,330.13 6/03/11 RESIDENTIAL WASTE 15 175.57 52.220 9,168.27 6/04/11 RESIDENTIAL WASTE 14 162.23 52.220 8,471.65 6/06/11 RESIDENTIAL WASTE 16 160.25 52.220 8,368.26 6/07/11 RESIDENTIAL WASTE 14 131.52 52.220 6,867.97 6/08/11 ...... ....... . RESIDENTIAL. 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':::::; .:::::::::::::';::'.:;;: :.;::.:.;:: :.::1:.::::: ;: :::x;:$:3::::3.2 .:;:::.::.:,,..,.....:.5.�:.: 20 9,572.97 6/28/11 RESIDENTIAL 11ATF:; ::.:.:::::::::.:::.: 3:::14_Q:S:�i :...:::,::::.::,;:,,,,;2.:20 7, 340.57 6/29/11 .! .::::: RESIDENTIAL WA: STE' :...:.:.::...:.. ..:.:....::.:..:.:....::.... :.: ..:.,:::...:.:1,3::- :142 .,9::....::,::.::::::::::::52 :220 7,462.24 6/30/11 RESIDENTIAL WASTE 14 164.43 52.220 8,586.53 IF YOU HAVE ANY QUESTIONS REGARD AMPART 0r TRIS INV616O , PLEASE CALL: ", „I A MC „1_ PREVIOUS AMOUNT DUE PAYMENTS CURRENT CHARGES TOTAL DUE 613-a, 4 CUSTOMER #: 09_ 9 2 INVOICE # 17942 P.O. BOX 1200 OVERDUE AMOUNTS SUBJECT TO FINANCE CHARGE I�NVOIICE TOTAL L -- 3- '7L9- 1- 1-0- -4-3 -- GRiocd o.) kcrydcJ Pnptt PREVIOUS AMOUNT DUE PAYMENTS 11---1-4-,--3-2-7-.- CURRENT CHARGES TOTAL DUE , 462 -8 0-1 0 ; 4fi z� —Q 0 — 0 8 - -1 E. CUSTOMER #: 09- 11 8 INVOICE # 17943 P.O. BOX 1200 OVERDUE AMOUNTS SUBJECT TO FINANCE CHARGE INVOICE TOTAL V 0 Panted on RuyN,ed Alp- INVOICE CRI TRANSFER, INC. i. P. O. BOX 125 o STANTON, CA 90680 -0125 /MCORPO MrEO TERMS: NET 10 DAYS 0 9111110191=0 800179431 TO PAY BY � • - ' CARD, PLE SEEDIL IN INFORMATION ON BACK OF REMITTANCE INVOICE #: INVOICE DATE: 17943 7/01/11 BILL TO: COSTA MESA SANI DIST -SA HGT COSTA MESA SANI DIST -SA HGT P.O. BOX 1200 628 W 19TH ST COSTA MESA CA 92627 COSTA MESA CA 92627 CUSTOMER #: 09- 11 8 PREVIOUS AMOUNT DUE PAYMENTS CURRENT CHARGES TOTAL DUE 10,462.80 10,462.80 14,327.08 14 327.08 Please detach here and return with your payment CHECK # CR TRANSFER, INC. 6/01/11 RESIDENTIAL WASTE 1 11.26 52.220 588.00 6/02/11 RESIDENTIAL WASTE 4 48.44 52.220 2,529.54 6/07/11 RESIDENTIAL WASTE 1 6.15 52.220 321.15 6/08/11 RESIDENTIAL WASTE 4 40.8S 52.220 2,135.28 6/14/11 RESIDENTIAL WASTE I 1 7.23 52.220 377.55 6/15/11 RESIDENTIAL WASTE 4 44.24 52.220 2,310.21 6/21/11 RESIDENTIAL WASTE 1 -9.;0 52.220 469.9 6/22/11 RESIDENTIAL WASTE 4 �#$$ S2 220. 2,444.4 00 6/28/11 RESIDENTIAL WASTE 1' 13_ 52::2.20 595.8 6/29/11 RESIDENTIAL WASTE::* .:...:4....::;._:..::48 >.: .9..:..:.....::...:1.52`.220.:. ...... 2,555.12 91 2 IF YOU HAVE ANY QUESTIONS REGARDING ANY PART OF THIS INVOICE, LEASE CALL: ` (714) 826 -9049 PREVIOUS AMOUNT DUE PAYMENTS 11---1-4-,--3-2-7-.- CURRENT CHARGES TOTAL DUE , 462 -8 0-1 0 ; 4fi z� —Q 0 — 0 8 - -1 E. CUSTOMER #: 09- 11 8 INVOICE # 17943 P.O. BOX 1200 OVERDUE AMOUNTS SUBJECT TO FINANCE CHARGE INVOICE TOTAL V 0 Panted on RuyN,ed Alp- • meering pate item # 07/28/11 A. C. 8. COSTA MESA SANITARY DISTRICT Warrant Resolution No. CMSD 2012 -1 A RESOLUTION OF THE COSTA MESA SANITARY DISTRICT RATIFYING THE PAYMENT OF CERTAIN CLAIMS AND DEMANDS, AND SPECIFYING THE FUNDS OUT OF WHICH THE SAME WERE PAID. THE BOARD OF DIRECTORS OF THE COSTA MESA SANITARY DISTRICT DOES HEREBY ORDER AND RESOLVE AS FOLLOWS: Section 1. That the attached claims and demands totaling $393,676.25 have been audited as required by law and that the same were paid out of respective funds as hereinafter set forth. Section 2. That the Clerk of the District shall certify to the adoption of this Resolution and shall retain a certified copy thereof in her own records. PASSED AND ADOPTED this 28th day of July 2011. ATTEST: Secretary STATE OF CALIFORNIA ) COUNTY OF ORANGE ) ss COSTA MESA SANITARY DISTRICT ) President . I, JOAN REVAK, Clerk of the Costa Mesa Sanitary District, hereby certify that the foregoing Warrant Resolution No. CMSD 2012 -1 was duly adopted by the Costa Mesa Sanitary District at a regular meeting held on the 28th day of July 2011. IN WITNESS WHEREOF, I have hereunto set my, hand and affixed the Seal of the Costa Mesa Sanitary District on this 28th day of July 2011. • Clerk of the Costa Mesa Sanitary District Accounts Payable Checks for Approval User: tgonzalez Printed: 07/01/2011 - 3:08 PM COSZ4 9YESA SiWITART (DISTRICT - - - an Independent Special oiso*t Check Number Check Date Fund Name Account Name Vendor Name Amount 0 06/01/2011 Liquid Waste Fund Federal Withholding Taxes Internal Revenue Service 317.94 0 06/01/2011 Liquid Waste Fund FICA - Employee Internal Revenue Service 278.45 0 06/01/2011 Liquid Waste Fund FICA - Employee Internal Revenue Service 411.05 0 06/01/2011 Liquid Waste Fund Medicare - Employee Internal Revenue Service 96.15 0 06/01/2011 Liquid Waste Fund Medicare - Employee Internal Revenue Service 96.15 Check Total: 1,199.74 0 06/01/2011 Liquid Waste Fund Federal Withholding Taxes Internal Revenue Service 4,364.69 0 06/01/2011 Liquid Waste Fund FICA - Employee Internal Revenue Service 37.34 0 06/01/2011 Liquid Waste Fund FICA - Employee Internal Revenue Service 55.12 0 06/01/2011 Liquid Waste Fund Medicare - Employee Internal Revenue Service 467.46 0 06/01/2011 Liquid Waste Fund Medicare - Employee Internal Revenue Service 467.46 0 06/01/2011 Liquid Waste Fund Medicare - Employee Internal Revenue Service 13.53 Check Total: 5,405.60 0 06/01/2011 Liquid Waste Fund State Withholding Taxes State of Cal Emp Dev Dept 1,672.58 Check Total: 1,672.58 0 06/01/2011 Liquid Waste Fund PERS Retirement Cal Pers Employee Ret System 139.05 0 06/01/2011 Liquid Waste Fund PERS Retirement Cal Pers Employee Ret System 236.17 0 06/01/2011 Liquid Waste Fund PERS Retirement Cal Pers Employee Ret System 1,986.45 0 06/01/2011 Liquid Waste Fund PERS, Retirement Cal Pers Employee Ret System 3,373.88 0 06/01/2011 Liquid Waste Fund PERS Survivor Benefit Cal Pers Employee Ret System 9.30 0 06/01/2011 Liquid Waste Fund PERS - Employer Cal Pers Employee Ret System -0.01 Check Total: 5,744.84 0 06/07/2011 Liquid Waste Fund PERS Medical Cal PERS 6,237.61 0 06/07/2011 Liquid Waste Fund Benefit Administration Cal PERS 37.80 AP - Check r Approval ( 07/01/2011 - 3:08 PM) • �ge 1 E Check Total: 6,342.76 0 06/15/2011 Liquid Waste Fund Federal Withholding Taxes Internal Revenue Service 4,400.06 0 06/15/2011 Liquid Waste Fund FICA - Employee Internal Revenue Service 37.34 Check NOr Check Date Fund Name Account Name Vendor Name Amount 0 06/15/2011 Liquid Waste Fund Medicare - Employee Internal Revenue Service 0 06/07/2011 Liquid Waste Fund Benefits Admin Costs Cal PERS 37.80 0 06/07/2011 Solid Waste Fund Benefits Admin Costs Cal PERS 2.95 0 06/07/2011 Liquid Waste Fund Benefits Admin Costs Cal PERS 26.60 Check Total: 6,342.76 0 06/15/2011 Liquid Waste Fund Federal Withholding Taxes Internal Revenue Service 4,400.06 0 06/15/2011 Liquid Waste Fund FICA - Employee Internal Revenue Service 37.34 0 06/15/2011 Liquid Waste Fund FICA - Employee Internal Revenue Service 55.12 0 06/15/2011 Liquid Waste Fund Medicare - Employee Internal Revenue Service 471.28 0 06/15/2011 Liquid Waste Fund Medicare - Employee Internal Revenue Service 471.28 Check Total: 5,435.08 0 06/15/2011 Liquid Waste Fund State Withholding Taxes State of Cal Emp Dev Dept 1,694.75 Check Total: 1,694.75 0 06/15/2011 Liquid Waste Fund PERS Retirement Cal Pers Employee Ret System 139.07 0 06/15/2011 Liquid Waste Fund PERS Retirement Cal Pers Employee Ret System 236.21 0 06/15/2011 Liquid Waste Fund PERS Retirement Cal Pers Employee Ret System 1,986.82 0 06/15/2011 Liquid Waste Fund PERS Retirement Cal Pers Employee Ret System 3,374.50 0 06/15/2011 Liquid Waste Fund PERS Survivor Benefit Cal Pers Employee Ret System 9.30 Check Total: 5,745.90 0 06/15/2011 Solid Waste Fund Investment Earnings Bank of America 399.87 Check Total: 399.87 0 06/29/2011 Liquid Waste Fund Federal Withholding Taxes Internal Revenue Service 317.94 0 06/29/2011 Liquid Waste Fund FICA - Employee Internal Revenue Service 278.45 0 06/29/2011 Liquid Waste Fund FICA - Employee Internal Revenue Service 411.05 0 06/29/2011 Liquid Waste Fund Medicare - Employee Internal Revenue Service 96.15 0 06/29/2011 Liquid Waste Fund Medicare - Employee Internal Revenue Service 96.15 Check Total: 1,199.74 0 06/29/2011 Liquid Waste Fund Federal Withholding Taxes Internal Revenue Service 5,448.72 0 06/29/2011 Liquid Waste Fund FICA - Employee Internal Revenue Service 38.68 0 06/29/2011 Liquid Waste Fund FICA - Employee Internal Revenue Service 57.10 0 06/29/2011 Liquid Waste Fund Medicare - Employee Internal Revenue Service 533.56 0 06/29/2011 Liquid Waste Fund Medicare - Employee Internal Revenue Service 533.56 AP - Checks for Approval ( 07/01/2011 - 3:08 PM) . Page 2 Check Number Check Date Fund Name Account Name Vendor Name Amount Check Total: 6,611.62 0 06/29/2011 Liquid Waste Fund State Withholding Taxes State of Cal Emp Dev Dept 2,127.92 Check Total: 2,127.92 0 06/29/2011 Liquid Waste Fund PERS Retirement Cal Pers Employee Ret System 139.07 0 06/29/2011 Liquid Waste Fund PERS Retirement Cal Pers Employee Ret System 236.21 0 06/29/2011 Liquid Waste Fund PERS Retirement Cal Pers Employee Ret System 1,986.82 0 06/29/2011 Liquid Waste Fund PERS Retirement Cal Pets Employee Ret System 3,374.50 0 06/29/2011 Liquid Waste Fund PERS Survivor Benefit Cal Pers Employee Ret System 9.30 Check Total: 5,745.90 0 06/24/2011 Solid Waste Fund Equipment Maintenance Automatic Data Processing, Inc 5.73 0 06/24/2011 Liquid Waste Fund Equipment Maintenance Automatic Data Processing, Inc 51.50 Check Total: 57.23 8601 06/03/2011 Solid Waste Fund Contract Services Abbott Staffing Group 51.92 8601 06/03/2011 Liquid Waste Fund Contract Services Abbott Staffing Group 467.28 8601 06/03/2011 Solid Waste Fund Contract Services Abbott Staffing Group 70.40 8601 06/03/2011 Liquid Waste Fund Contract Services Abbott Staffing Group 633.60 Check Total: 1,223.20 8602 06/03/2011 Solid Waste Fund Employee Insurance AFLAC 729.26 Check Total: 729.26 8603 06/03/2011 Liquid Waste Fund Sewer Maint - Telephone AT &T 141.51 8603 06/03/2011 Liquid Waste Fund Sewer Maint - Telephone AT &T 264.99 Check Total: 406.50 8604 06/03/2011 Solid Waste Fund Building Maintenance Bay Alarm 19.20 8604 06/03/2011 Liquid Waste Fund Building Maintenance Bay Alarm 172.80 Check Total: 192.00 8605 06/03/2011 Liquid Waste Fund Sewer Maint -Swr Lateral Prog Robert Beauregard 1,787.50 �e 3 ., AP - Checks r Approval ( 07/01 /2011 - 3:08 PM) • Check Nr Check Date Fund Name Account Name Vendor Name Amount AP - Checks for Approval ( 07/01/2011 - 3:08 PM ) Page 4 Check Total: 1,787.50 8606 06/03/2011 Liquid Waste Fund Sewer Maint-Swr Lateral Prog Magued Bishay 1,800.00 Check Total: 1,800.00 8607 06/03/2011 Liquid Waste Fund Sewer Maint - Material /Supplies Bank of America 15.30 8607 06/03/2011 Liquid Waste Fund Sewer Maint -Small Tools /Eq Bank of America 11.41 8607 06/03/2011 Liquid Waste Fund Sewer Maint- Equipment Maint Bank of America 15.51 8607 06/03/2011 Liquid Waste Fund Sewer Maint -Small Tools /Eq Bank of America 68.87 8607 06/03/2011 Liquid Waste Fund Sewer Maint -Bldg Maint Bank of America 85.95 8607 06/03/2011 Liquid Waste Fund Sewer Maint -Staff Development Bank of America 23.96 8607 06/03/2011 Liquid Waste Fund Sewer Maint -Small Tools/Eq Bank of America 123.31 8607 06/03/2011 Solid Waste Fund Staff Development Bank of America 2.50 8607 06/03/2011 Liquid Waste Fund Staff Development Bank of America 22.50 8607 06/03/2011 Solid Waste Fund Staff Development Bank of America 39.54 8607 06/03/2011 Liquid Waste Fund Staff Development Bank of America 355.86 8607 06/03/2011 Solid Waste Fund Travel/Meals/Lodging Bank of America 78.54 8607 06/03/2011 Liquid Waste Fund Travel/Meals/Lodging Bank of America 706.84 8607 06/03/2011 Liquid Waste Fund Travel/Meals/Lodging Bank of America 706.84 8607 06/03/2011 Solid Waste Fund Travel/Meals/Lodging Bank of America 78.54 8607 06/03/2011 Solid Waste Fund Travel/Meals /Lodging Bank of America 43.68 8607 06/03/2011 Liquid Waste Fund Travel/Meals/Lodging Bank of America 393.08 8607 06/03/2011 Solid Waste Fund Staff Development Bank of America 53.66 8607 06/03/2011 Liquid Waste Fund Staff Development Bank of America 482.98 8607 06/03/2011 Solid Waste Fund Staff Development Bank of America 1.63 8607 06/03/2011 Liquid Waste Fund Staff Development Bank of America 14.69 8607 06/03/2011 Solid Waste Fund Public Info/Ed/Community Promo Bank of America -3.13 8607 06/03/2011 Liquid Waste Fund Public Info/Ed /Community Promo Bank of America -28.15 8607 06/03/2011 Solid Waste Fund Postage Bank of America 2.00 8607 06/03/2011 Liquid Waste Fund Postage Bank of America 18.00 8607 06/03/2011 Solid Waste Fund Building Maintenance Bank of America 3.39 8607 06/03/2011 Liquid Waste Fund Building Maintenance Bank of America 30.50 8607 06/03/2011 Solid Waste Fund Travel/Meals/Lodging Bank of America 6.13 8607 06/03/2011 Liquid Waste Fund Travel/Meals/Lodging Bank of America 55.17 8607 06/03/2011 Liquid -Waste Fund Grade 5 CCTV Improvements Bank of America 12.13 8607 06/03/2011 Liquid Waste Fund Grade 5 CCTV Improvements Bank of America 26.68 8607 06/03/2011 Liquid Waste Fund Grade 5 CCTV Improvements Bank of America 28.18 8607 06/03/2011 Liquid Waste Fund Grade 5 CCTV Improvements Bank of America 31.36 8607 06/03/2011 Liquid Waste Fund Travel/Meals/Lodging Bank of America 544.50 8607 06/03/2011 Liquid Waste Fund Grade 5 CCTV Improvements Bank of America 29.97 8607 06/03/2011 Liquid Waste Fund Grade 5 CCTV Improvements Bank of America 26.68 8607 06/03/2011 Liquid Waste Fund Grade 5 CCTV Improvements Bank of America 19.69 8607 06/03/2011 Solid Waste Fund Staff Development Bank of America 362.80 AP - Checks for Approval ( 07/01/2011 - 3:08 PM ) Page 4 Check Number Check Date Fund Name Account Name Vendor Name Amount 8607 06/03/2011 Solid Waste Fund Staff Development Bank of America 528.00 8607 06/03/2011 Solid Waste Fund Travel/Meals /Lodging Bank of America 11.35 8607 06/03/2011 Liquid Waste Fund Travel/Meals/Lodging Bank of America 102.18 8607 06/03/2011 Solid Waste Fund Staff Development Bank of America 3.60 8607 06/03/2011 Liquid Waste Fund Staff Development Bank of America 32.40 8607 06/03/2011 Solid Waste Fund Staff Development Bank of America 3.40 8607 06/03/2011 Liquid Waste Fund Staff Development Bank of America 30.60 8607 06/03/2011 Solid Waste Fund Travel /Meals /Lodging Bank of America 80.63 8607 06/03/2011 Liquid Waste Fund Travel /Meals /Lodging Bank of America 725.70 8607 06/03/2011 Solid Waste Fund Staff Development Bank of America 79.53 8607 06/03/2011 Liquid Waste Fund Staff Development Bank of America 715.80 8607 06/03/2011 Solid Waste Fund Capital Outlay Bank of America 19.40 8607 06/03/2011 Liquid Waste Fund Capital Outlay Bank of America 174.56 8607 06/03/2011 Solid Waste Fund Capital Outlay Bank of America 0.98 8607 06/03/2011 Liquid Waste Fund Capital Outlay Bank of America 8.80 8607 06/03/2011 Solid Waste Fund Building Maintenance Bank of America 18.50 8607 06/03/2011 Liquid Waste Fund Building Maintenance Bank of America 166.50 8607 06/03/2011 Solid Waste Fund Professional Services Bank of America 5.00 8607 06/03/2011 Liquid Waste Fund Professional Services Bank of America 44.95 8607 06/03/2011 Solid Waste Fund Staff Development Bank of America 7.83 8607 06/03/2011 Liquid Waste Fund Staff Development Bank of America 70.46 8607 06/03/2011 Liquid Waste Fund Sewer Maint -Staff Development Bank of America 36.07 Check Total: 7,357.33 8608 06/03/2011 Solid Waste Fund Legal Services Alan R. Burns 1,114.96 8608 06/03/2011 Liquid Waste Fund Legal Services Alan R. Bums 2,070.64 8608 06/03/2011 Liquid Waste Fund Legal Services Alan R. Burns 253.40 8608 06/03/2011 Solid Waste Fund Legal Services Alan R. Burns 362.00" 8608 06/03/2011 Solid Waste Fund Legal Services Alan R. Burns 57.01 8608 06/03/2011 Liquid Waste Fund Legal Services Alan R. Burns 105.89 8608 06/03/2011 Liquid Waste Fund Legal Services Alan R. Burns 959.30 Check Total: 4,923.20 8609 06/03/2011 Solid Waste Fund Benefits Admin Costs Ca1PERS Fiscal Services Division 30.00 8609 06/03/2011 Liquid Waste Fund Benefits Admin Costs CalPERS Fiscal Services Division 270.00 Check Total: 300.00 8610 06/03/2011 Liquid Waste Fund Sewer Maint -Swr Lateral Prog Michelle Chaney 615.00 Check Total: 615.00 AP - Check r Approval( 07/01/2011 - 3:08 PM) ge 5 8611 • • Sewer Maint- Equipment Maint Check Nr Check Date Fund Name Account Name Vendor Name Amount 8611 06/03/2011 Liquid Waste Fund Sewer Maint- Equipment Maint City of Costa Mesa 329.40 Check Total: 329.40 8612 06/03/2011 Solid Waste Fund Professional Services Computer Masters 32.50 8612 06/03/2011 Liquid Waste Fund Professional Services Computer Masters 292.50 Check Total: 325.00 8613 06/03/2011 Liquid Waste Fund Sewer Maint -Pump Stn Contract . C &R Drains Inc. 396.00 Check Total: 396.00 8614 06/03/2011 Solid Waste Fund Sharps Program WM Curbside, LLC 95.00 8614 06/03/2011 Solid Waste Fund Sharps Program WM Curbside, LLC 100.00 8614 06/03/2011 Solid Waste Fund Pharmaceutical Program WM Curbside, LLC 36.00 8614 06/03/2011 Solid Waste Fund Pharmaceutical Program WM Curbside, LLC -25.00 8614 06/03/2011 Solid Waste Fund Pharmaceutical Program WM Curbside, LLC 75.00 8614 06/03/2011 Solid Waste Fund Pharmaceutical Program WM Curbside, LLC -25.00 8614 06/03/2011 Solid Waste Fund Pharmaceutical Program WM Curbside, LLC 18.00 8614 06/03/2011 Solid Waste Fund Pharmaceutical Program WM Curbside, LLC 100.00 8614 06/03/2011 Solid Waste Fund Sharps Program WM Curbside, LLC 95.00 8614 06/03/2011 Solid Waste Fund Pharmaceutical Program WM Curbside, LLC 27.00 8614 06/03/2011 Solid Waste Fund Pharmaceutical Program WM Curbside, LLC 75.00 8614 06/03/2011 Solid Waste Fund Pharmaceutical Program WM Curbside, LLC -25.00 8614 06/03/2011 Solid Waste Fund Sharps Program WM Curbside, LLC 95.00 8614 06/03/2011 Solid Waste Fund Sharps Program WM Curbside, LLC 95.00 8614 06/03/2011 Solid Waste Fund Sharps Program WM Curbside, LLC 100.00 8614 06/03/2011 Solid Waste Fund Pharmaceutical Program WM Curbside, LLC 81.00 8614, 06/03/2011 Solid Waste Fund Pharmaceutical Program WM Curbside, LLC -25.00 8614 06/03/2011 Solid Waste Fund Pharmaceutical Program WM Curbside, LLC 75.00 8614 06/03/2011 Solid Waste Fund Pharmaceutical Program WM Curbside, LLC -25.00 8614 06/03/2011 Solid Waste Fund Pharmaceutical Program WM Curbside, LLC 45.00 8614 06/03/2011 Solid Waste Fund Pharmaceutical Program WM Curbside, LLC 100.00 8614 06/03/2011 Solid Waste Fund Sharps Program WM Curbside, LLC 95.00 8614 06/03/2011 Solid Waste Fund Pharmaceutical Program WM Curbside, LLC 40.50 8614 06/03/2011 Solid Waste Fund Pharmaceutical Program WM Curbside, LLC 75.00 8614 06/03/2011 Solid Waste Fund Pharmaceutical Program WM Curbside, LLC -25.00 8614 06/03/2011 Solid Waste Fund Sharps Program WM Curbside, LLC 95.00 8614 06/03/2011 Solid Waste Fund Sharps Program WM Curbside, LLC 145.00 8614 06/03/2011 Solid Waste Fund Sharps Program WM Curbside, LLC 75.00 Check Total: 1,587.50 AP - Checks for Approval ( 07/01/2011 - 3:08 PM ) Page 6 Check Number Check Date Fund Name Account Name Vendor Name Amount 8615 06/03/2011 Liquid Waste Fund Sewer Maint- Equipment Maint Eagle Communication 280.00 Check Total: 280.00 8616 06/03/2011 Liquid Waste Fund Sewer Maint -FOG Prog Contract Environmental Engr & Cont, Inc 5,589.50 Check Total: 5,589.50 8617 06/03/2011 Solid Waste Fund Travel /Meals /Lodging Jim Ferryman 0.77 8617 06/03/2011 Liquid Waste Fund Travel /Meals /Lodging Jim Ferryman 6.88 Check Total: 7.65 8618 06/03/2011 Solid Waste Fund Travel /Meals /Lodging James Fitzpatrick 4.00 8618 06/03/2011 Liquid Waste Fund Travel/Meals /Lodging James Fitzpatrick 36.00 Check Total: 40.00 8619 06/03/2011 Solid Waste Fund Building Maintenance F.M. Thomas Air Condittioning, 15.30 8619 06/03/2011 Liquid Waste Fund Building Maintenance F.M. Thomas Air Condittioning, 137.70 Check Total: 153.00 8620 06/03/2011 Solid Waste Fund Gas - Building The Gas Company 2.26 8620 06/03/2011 Liquid Waste Fund Gas - Building The Gas Company 20.38 8620 06/03/2011 Liquid Waste Fund Sewer Maint -Gas Bldg The Gas Company 21.65 Check Total: 44.29 8621 06/03/2011 Liquid Waste Fund Systm Wide Swr Rcnstruct. #183 Godwin Pumps of America, Inc. 163.13 Check Total: 163.13 8622 06/03/2011 Solid Waste Fund Office Supplies MailFinance Inc. 7.72 8622 06/03/2011 Liquid Waste Fund Office Supplies MailFinance Inc. 69.49 Check Total: 77.21 8623 06/03/2011 Liquid Waste Fund Systm Wide Swr Rcnstruct. #183 Jerry Tucker & Associates, Inc 5,880.00 Check Total: 5,880.00 8624 06/03/2011 Solid Waste Fund Recycling Grant AB 939 Francene Francene E. Kaplan PH.D. 200.00 AP - Checks or Approval( 07/01/2011 - 3:08 PM) •ge 7 ' AP - Checks for Approval ( 07/01/2011 - 3:08 PM) Page 8 0. Check Ner Check Date Fund Name Account Name Vendor Name Amount 8624 06/03/2011 Solid Waste Fund Recycling Grant AB 939 Francene Francene E. Kaplan PH.D. 200.00 8624 06/03/2011 Solid Waste Fund Recycling Grant AB 939 Francene Francene E. Kaplan PH.D. 200.00 8624 06/03/2011 Solid Waste Fund Recycling Grant AB 939 Francene Francene E. Kaplan PH.D. 200.00 Check Total: 800.00 8625 06/03/2011 Liquid Waste Fund Sewer Maint -Swr Lateral Prog Andrew Lee 1,800.00 8625 06/03/2011 Liquid Waste Fund Sewer Maint -Swr Lateral Prog Andrew Lee 1,800.00 Check Total: 3,600.00 8626 06/03/2011 Liquid Waste Fund Legal Services Liebert Cassidy Whitmore 36.00 . 8626 06/03/2011 Solid Waste Fund Legal Services Liebert Cassidy Whitmore 4.00 8626 06/03/2011 Solid Waste Fund Legal Services Liebert Cassidy Whitmore 63.40 8626 06/03/2011 Liquid Waste Fund Legal Services Liebert Cassidy Whitmore 570.60 Check Total: 674.00 8627 06/03/2011 Liquid Waste Fund Sewer Maint- Water Pumps Mesa Consolidated Water Dist 17.00 8627 06/03/2011 Liquid Waste Fund Sewer Maint- Water Pumps Mesa Consolidated Water Dist 19.70 8627 06/03/2011 Liquid Waste Fund Sewer Maint- Water Pumps Mesa Consolidated Water Dist 19.70 Check Total: 56.40 8628 06/03/2011 Liquid Waste Fund Sewer Maint - Annual Sewer Maint Orange Coast Electric 1,685.00 8628 06/03/2011 Liquid Waste Fund Sewer Maint - Annual Sewer Maint Orange Coast Electric 1,285.43 8628 06/03/2011 Solid Waste Fund Building Maintenance Orange Coast Electric 78.50 8628 06/03/2011 Liquid Waste Fund Building Maintenance Orange Coast Electric 706.50 Check Total: 3,755.43 8629 06/03/2011 Solid Waste Fund Office Supplies Office Depot 4.62 8629 06/03/2011 Liquid Waste Fund Office Supplies Office Depot 41.62 8629 06/03/2011 Liquid Waste Fund Office Supplies Office Depot 3.11 8629 06/03/2011 Solid Waste Fund Office Supplies Office Depot 0.35 Check Total: 49.70 8630 06/03/2011 Solid Waste Fund Contract Services Pacific Building Care, Inc. 45.37 8630 06/03/2011 Liquid Waste Fund Contract Services Pacific Building Care, Inc.. 408.38 Check Total: 453.75 AP - Checks for Approval ( 07/01/2011 - 3:08 PM) Page 8 Check Number Check Date Fund Name Account Name Vendor Name Amount 8631 06/03/2011 Liquid Waste Fund Capital Outlay Plumbers Depot Inc. 10,668.33 Check Total: 10,668.33 8632 06/03/2011 Liquid Waste Fund Sewer Maint - Electric Pumps Southern California Edison 291.50 8632 06/03/2011 Liquid Waste Fund Sewer Maint - Electric Pumps Southern California Edison 208.11 8632 06/03/2011 Liquid Waste Fund Sewer Maint - Electric Pumps Southern California Edison 329.38 8632 06/03/2011 Liquid Waste Fund Sewer Maint - Electric Pumps Southern California Edison 72.13 8632 06/03/2011 Liquid Waste Fund Sewer Maint - Electric Pumps Southern California Edison 36.28 8632 06/03/2011 Liquid Waste Fund Sewer Maint - Electric Pumps Southern California Edison 74.54 8632 06/03/2011 Liquid Waste Fund Sewer Maint - Electric Pumps Southern California Edison 311.41 8632 06/03/2011 Liquid Waste Fund Sewer Maint - Electric Pumps Southern California Edison 320.72 8632 06/03/2011 Liquid Waste Fund Sewer Maint- Electric Pumps Southern California Edison 721.82 8632 06/03/2011 Liquid Waste Fund Sewer Maint - Electric Pumps Southern California Edison 88.22 8632 06/03/2011 Liquid Waste Fund Sewer Maint - Electric Pumps Southern California Edison 76.43 8632 06/03/2011 Liquid Waste Fund Sewer Maint - Electric Pumps Southern California Edison 142.37 8632 06/03/2011 Liquid Waste Fund Sewer Maint - Electric Pumps Southern California Edison 53.53 8632 06/03/2011 Liquid Waste Fund Sewer Maint - Electric Pumps Southern California Edison 321.11 8632 06/03/2011 Liquid Waste Fund Sewer Maint - Electric Pumps Southern California Edison 417.60 8632 06/03/2011 Liquid Waste Fund Sewer Maint- Electric Pumps Southern California Edison 164.97 8632 06/03/2011 Liquid Waste Fund Sewer Maint - Electric Pumps Southern California Edison 851.98 8632 06/03/2011 Liquid Waste Fund Sewer Maint - Electric Pumps Southern California Edison 58.22 8632 06/03/2011 Solid Waste Fund Electric - Building Southern California Edison 52.05 8632 06/03/2011 Liquid Waste Fund Electric - Building Southern California Edison 468.43 Check Total: 5,060.80 8633 06/03/2011 Solid Waste Fund Travel/Meals /Lodging Michael Scheafer 5.79 8633 06/03/2011 Liquid Waste Fund Travel/Meals /Lodging Michael Scheafer 52.08 Check Total: 57.87 8634 06/03/2011 Liquid Waste Fund Life /AD &D Insurance Spec Dist Risk Mgt Authority 150.20 8634 06/03/2011 Liquid Waste Fund Dental Insurance Spec Dist Risk Mgt Authority 586.64 8634 06/03/2011 Liquid Waste Fund Long -Term Disability Spec Dist Risk Mgt Authority 272:38 8634 06/03/2011 Solid Waste Fund Benefits Admin Costs Spec Dist Risk Mgt Authority 2.98 8634 06/03/2011 Liquid Waste Fund Benefits Admin Costs Spec Dist Risk Mgt Authority 26.82 8634 06/03/2011 Liquid Waste Fund Vision Insurance Spec Dist Risk Mgt Authority 22.65 Check Total: 1,061.67 8635 06/03/2011 Liquid Waste Fund Sewer Maint -Swr Lateral Prog Sam Simonian 937.50 AP - Checks for Approval ( 07/01/2011 - 3:08 PM) �ge 9 0 • Check Nuar Check Date Fund Name Account Name Vendor Name • Amount Check Total: 8636 06/03/2011 Solid Waste Fund Professional Services Technology Resource Cntr, Inc. 8636 06/03/2011 Liquid Waste Fund Professional Services Technology Resource Cntr, Inc. Check Total: 8637 06/03/2011 Liquid Waste Fund Sewer Maint -Swr Lateral Prog Brooke Tomblin 8638 06/03/2011 Liquid Waste Fund 8639 06/03/2011 Liquid Waste Fund 8640 06/03/2011 Liquid Waste Fund 8640 06/03/2011 Liquid Waste Fund 8640 06/03/2011 Liquid Waste Fund 8640 06/03/2011 Liquid Waste Fund 8640 06/03/2011 Liquid Waste Fund 8640 06/03/2011 Liquid Waste Fund Deferred Compensation - 457 VantagePoint Transfer Agents Deferred Medical -RHS- Employee VantagePoint Transfer Agents Sewer Maint - Annual Sewer Maint Sewer Maint - Annual Sewer Maint Sewer Maint - Annual Sewer Maint Sewer Maint - Annual Sewer Maint Sewer Maint - Annual Sewer Maint Sewer Maint - Annual Sewer Maint Walters Wholesale Electric Co. Walters Wholesale Electric Co. Walters Wholesale Electric Co. Walters Wholesale Electric Co. Walters Wholesale Electric Co. Walters Wholesale Electric Co. 8641 06/17/2011 Solid Waste Fund Contract Services Abbott Staffing Group 8641 06/17/2011 Liquid Waste Fund Contract Services Abbott Staffing Group 8641 06/17/2011 Solid Waste Fund Contract Services Abbott Staffing Group 8641 06/17/2011 Liquid Waste Fund Contract Services Abbott Staffing Group 8642 06/17/2011 Solid Waste Fund Office Supplies 8642 06/17/2011 Liquid Waste Fund Office Supplies Ariel Supply, Inc. Ariel Supply, Inc. 8643 06/17/2011 Liquid Waste Fund Sewer Maint -Swr Lateral Prog Cynthia Bohler AP - Checks for Approval ( 07/01/2011 3:08 PM ) Check Total: Check Total: Check Total: Check Total: Check Total: Check Total: 937.50 179.87 1,618.81 1,798.68 881.00 881.00 700.00 700.00 567.36 567.36 222.79 356.12 596.36 1,994.42 -44.01 188.94 3,314.62 56.32 506.88 56.32 506.88 1,126.40 18.59 167.27 Page 10 185.86 245.00 Check Number Check Date Fund Name Account Name Vendor Name Amount Check Total: 245.00 8644 06/17/2011 Liquid Waste Fund Professional Services Charles Abbott Associates, Inc 2,447.50 Check Total: 2,447.50 8645 06/17/2011 Solid Waste Fund Container Collection Costs CR &R Incorporated 3,907.69 8646 06/17/2011 Solid Waste Fund 8646 06/17/2011 Solid Waste Fund 8647 06/17/2011 Liquid Waste Fund 8648 06/17/2011 Solid Waste Fund 8648 06/17/2011 Solid Waste Fund 8648 06/17/2011 Solid Waste Fund 8648 06/17/2011 Solid Waste Fund 8648 06/17/2011 Solid Waste Fund 8648 06/17/2011 Solid Waste Fund 8648 06/17/2011 Solid Waste Fund 8648 06/17/2011 Solid Waste Fund 8648 06/17/2011 Solid Waste Fund 8648 06/17/2011 Solid Waste Fund 8648 06/17/2011 Solid Waste Fund 8649 06/17/2011 Liquid Waste Fund 8650 06/17/2011 Solid Waste Fund 8651 06/17/2011 Liquid Waste Fund AP - Checks for Approval ( 07/01/2011 - 3:08 PM ) Check Total: 3,907.69 Recycling /Disposal CR Transfer, Inc. 164,953.57 Recycling/Disposal CR Transfer, Inc. 10,462.80 Sewer Maint- Material /Supplies Coastal Traffic Systems, Inc. Household Hazardous Waste Household Hazardous Waste Sharps Program Pharmaceutical Program Pharmaceutical Program Pharmaceutical Program Sharps Program Pharmaceutical Program Pharmaceutical Program Pharmaceutical Program Sharps Program WM Curbside, LLC WM Curbside, LLC WM Curbside, LLC WM Curbside, LLC WM Curbside, LLC WM Curbside, LLC WM Curbside, LLC WM Curbside, LLC WM Curbside, LLC WM Curbside, LLC WM Curbside, LLC Check Total: Check Total: 175,416.37 371.69 371.69 113.00 85.00 95.00 45.00 75.00 -25.00 100.00 54.00 100.00 -25.00 95.00 Check Total: 712.00 Sewer Maint -Swr Lateral Prog Thomas Damiani 1,234.00 Check Total: 1,234.00 Recycling Grant AB 939 Enrecos 652.50 Check Total: 652.50 Sewer Maint - Material /Supplies Golden Bell Products, Inc. 1,555.13 �ge 11 r Check N& Check Date Fund Name Account Name • Vendor Name • Amount Check Total: 1,555.13 8652 06/17/2011 Facilities Revolving Fund District Yard Grainger 694.92 8652 06/17/2011 Facilities Revolving Fund District Yard Grainger 118.59 8652 06/17/2011 Facilities Revolving Fund District Yard Grainger 1,369.18 8652 06/17/2011 Facilities Revolving Fund District Yard Grainger 414.61 8652 06/17/2011 Facilities Revolving Fund District Yard Grainger 289.28 8652 06/17/2011 Facilities Revolving Fund District Yard Grainger 760.17 8652 06/17/2011 Facilities Revolving Fund District Yard Grainger 1,245.19 Check Total: 4,891.94 8653 06/17/2011 Liquid Waste Fund Engineering/Architectual Sery Robin B. Hamers & Assoc., Inc. 1,400.00 8653 06/17/2011 Liquid Waste Fund Engineering/Architectual Sery Robin B. Hamers & Assoc., Inc. 5,114.50 8653 06/17/2011 Liquid Waste Fund Plan Ck/Inspection- Inside Robin B. Hamers & Assoc., Inc. 965.00 8653 06/17/2011 Liquid Waste Fund Plan Ck/Inspection- Inside Robin B. Hamers & Assoc., Inc. 9,207.38 8653 06/17/2011 Liquid Waste Fund Plan Ck/Inspection- Outside Robin B. Hamers & Assoc., Inc. 627.25 8653 06/17/2011 Liquid Waste Fund Plan Ck/lnspection7 0utside Robin B. Hamers & Assoc., Inc. 1,644.75 8653 06/17/2011 Liquid Waste Fund Plan Ck/Inspection -Swr Lateral Robin B. Hamers & Assoc., Inc. 1,419.00 8653 06/17/2011 Liquid Waste Fund Bristol St Pump - Contract Labor Robin B. Hamers & Assoc., Inc. 627.25 8653 06/17/2011 Liquid Waste Fund Irvine PS Frce Main #171 -Contr Robin B. Hamers & Assoc., Inc. 8,347.25 8653 06/17/2011 Liquid Waste Fund Grade 5 CCTV Improvements Robin B. Hamers & Assoc., Inc. 7,382.25 8653 06/17/2011 Liquid Waste Fund Rehab of (6)Swrs Transfrd #189 Robin B. Hamers & Assoc., Inc. 434.25 8653 06/17/2011 Liquid Waste Fund Rehab of (6)Swrs Transfrd #189 Robin B. Hamers & Assoc., Inc. 193.50 Check Total: 37,362.38 8654 06/17/2011 Liquid Waste Fund Sewer Maint- Equipment Maint HUB Auto Supply 35.82 8654 06/17/2011 Liquid Waste Fund Sewer Maint- Equipment Maint HUB Auto Supply 36.78 8654 06/17/2011 Liquid Waste Fund Sewer Maint- Equipment Maint HUB Auto Supply 27.95 8654 06/17/2011 Liquid Waste Fund Sewer Maint- Equipment Maint HUB Auto Supply -72.60 8654 06/17/2011 Liquid Waste Fund Sewer Maint- Equipment Maint HUB Auto Supply 11.97 8654 06/17/2011 Liquid Waste Fund Sewer Maint- Equipment Maint HUB Auto Supply 8.22 8654 06/17/2011 Liquid Waste.Fund Sewer Maint - Equipment Maint HUB Auto. Supply 12.56 Check Total: 60.70 8655 06/17/2011 Liquid Waste Fund Sewer Maint- Water Pumps Irvine Ranch Water District 8.00 8655 06/17/2011 Liquid Waste Fund Sewer Maint- Water Pumps Irvine Ranch Water District 8.00 Check Total: 16.00 8656 06/17/2011 Liquid Waste Fund Capital Outlay ITT Water & Wastewater U.S.A. 2,225.89 AP - Checks for Approval ( 07/01/2011 - 3:08 PM ) Page 12 Check Number Check Date Fund Name Account Name Vendor Name Amount 8656 06/17/2011 Liquid Waste Fund Capital Outlay ITT Water & Wastewater U.S.A. 2,481.59 8656 06/17/2011 Liquid Waste Fund Capital Outlay ITT Water & Wastewater U.S.A. 4,042.00 8656 06/17/2011 Liquid Waste Fund Capital Outlay ITT Water & Wastewater U.S.A. 6,117.10 8656 06/17/2011 Liquid Waste Fund Capital Outlay ITT Water & Wastewater U.S.A. 4,582.91 8656 06/17/2011 Liquid Waste Fund Capital Outlay ITT Water & Wastewater U.S.A. 13,736.85 Check Total: 33,186.34 8657 06/17/2011 Liquid Waste Fund Systm Wide Swr Rcnstruct. #183 Jerry Tucker & Associates, Inc 1,500.00 Check Total: 1,500.00 8658 06/17/2011 Solid Waste Fund Equipment Maintenance Konica Minolta 45.22 8658 06/17/2011 Liquid Waste Fund Equipment Maintenance Konica Minolta 406.98 Check Total: 452.20 8659 06/17/2011 Solid Waste Fund Building Maintenance The Lloyd Pest Control Co. Inc 7.00 8659 06/17/2011 Liquid Waste Fund Building Maintenance The Lloyd Pest Control Co. Inc 63.00 Check Total: 70.00 8660 06/17/2011 Liquid Waste Fund Sewer Maint -Swr Lateral Prog John Mast 237.50 Check Total: 237.50 8661 06/17/2011 Liquid Waste Fund Sewer Maint- Water Pumps Mesa Consolidated Water Dist 17.00 Check Total: 17.00 8662 06/17/2011 Solid Waste Fund Travel/Meals/Lodging Art Perry 14.19 8662 06/17/2011 Liquid Waste Fund Travel/Meals /Lodging Art Perry 127.67 Check Total: 141.86 8663 06/17/2011 Liquid Waste Fund Sewer Maint -Small Tools /Eq Plumbers Depot Inc. 159.86 Check Total: 159.86 8664 06/17/2011 Liquid Waste Fund Capital Outlay Robert Thorton Architects, Inc 450.00 Check Total: 450.00 �ge 13 AP - Check�'Qr Approval (07/01/2011 - 3:08 PM) • • Check N>& r Check Date Fund Name Account Name • Vendor Name • Amount 8669 06/17%2011 Liquid Waste Fund 8669 06/17/2011 8665 06/17/2011 Liquid Waste Fund Sewer Maint -Elec Bldg Southern California Edison 324.18 8665 06/17/2011 Liquid Waste Fund Sewer Maint - Electric Pumps Southern California Edison 827.83 Check Total: 1,152.01 8666 06/17/2011 Solid Waste Fund Professional Services Technology Resource Cntr, Inc. 90.62 8666 06/17/2011 Liquid Waste Fund Professional Services Technology Resource Cntr, Inc. 815.63 8667 06/17/2011 Liquid Waste Fund 8668 06/17/2011 Liquid Waste Fund 8669 06/17/2011 Liquid Waste Fund 8669 06/17/2011 Liquid Waste Fund 8669 06/17%2011 Liquid Waste Fund 8669 06/17/2011 Solid Waste Fund 8669 06/17/2011 Liquid Waste Fund 8670 06/17/2011 Liquid Waste Fund 8671 06/17/2011 Liquid Waste Fund 8672 06/17/2011 Liquid Waste Fund 8673 06/17/2011 Liquid Waste Fund Grade 5 CCTV Improvements Times Community News Contract Services Sewer Maint - Electric Pumps Sewer Maint - Electric Pumps Sewer Maint - Electric Pumps Electric - Building Electric - Building Deferred Compensation - 457 Underground Service Alert/SC Utility Cost Management LLC Utility Cost Management LLC Utility Cost Management LLC Utility Cost Management LLC Utility Cost Management LLC VantagePoint Transfer Agents Check Total: Check Total: Check Total: Check Total: Check Total: Deferred Medical -RHS- Employee VantagePoint Transfer Agents Check Total: Sewer Maint - Telephone Verizon Wireless Sewer Maint - Annual Sewer Maint Walters Wholesale Electric Co. Check Total: 906.25 487.50 487.50 148.00 148.00 145.30 171.28 254.81 5.33 47.96 624.68 700.00 700.00 567.66 567.66 9.57 9.57 53.35 Check Total: 53.35 8680 06/23/2011 Liquid Waste Fund Legal Services Orange County LAFCO 4,600.00 AP - Checks for Approval ( 07/01/2011 - 3:08 PM) Page 14 Check Number Check Date Fund Name Account Name Vendor Name Check Total: Report Total: Amount 4,600.00 393,676.25 AP - Checks for Approval ( 07101/2011 - 3:08 PM) • �ge 15 • Costa Mesaftlnitary District Expense Reimbursnt Form for Directors Name: U0 1. Attach all receipts. Meeting,kate Iterk, # 07/281 VI. C. 9. -�- DATE OF EVENT PURPOSE OR OCCASION LOCATION TRAVEL* MEAL EXPENSE OTHER Ali ®SIO L `t "Can be used for private auto as well as taxi, limo and air fare. 11. Calculation 1. 19 (e miles at 51.0 cents per mile (Current Rate) 2. Total meals. 3. days attendance at $ 221.00 per day (per Board policy) 4. Meeting 5. Other Conference /Event: 'X> a Location: S�""` �c� "" YA-L Per Ordinance No. 55, "Board members shall provide brief reports on meetings attended at public expense at the next regular Board meeting." (Operations Code, Section 3.01.035) (rev. 111/09) _ �>® e °v Total = $ Significant points of belpefit to the District and its ratepayers: 1 a its, -. —b � P -)— — J A s��iu— t 9- "7 � L 1 �1-�IK AA— A 7 a ►.44,j� S + Director Signature: Costa Mesa Sanitary District Expense Reimbursement Form for Directors Name: 1. Attach all receipts. DATE OF EVENT PURPOSE OR OCCASION LOCATION TRAVEL* MEAL EXPENSE OTHER flu i> �- t C . o 101 if I 4) tw� U S S G �°�Cl�l �] f10 �i C 1 Z jj (oIZ� 1► C�`�� ��m� �c '(;an be used for private auto as well as taxi, limo and air fare. ' II. Calculation 1 miles at 51.0 cents per mile oJa (Current Rate) 2. 0 - d U Total meals 3. days attendance at $ 221.00 per day (per Board policy) 4. Meeting 5. Other Conference /Event: G Sp A, 1 X74 S� �'� e� Location: o Per Ordinance No. 55, "Board members shall provide brief reports on meetings attended at public expense at the next regular Board meeting." (Operations Code, Section 3.01.035) (rev. 111109) . • _$ Total = $ Significant points,ofpejlefit�o the Dli_d rate ,0--- e, „ . ,payers: r0-&& 4AA4 rb arc Wwr C"' S S C WJ�d o In' CI L 7 C? `i�v Director Signature: r As- • M CD N O 00 N I= a r� N r Mesa Sanitary Costa M a try D istrict Expense Reimbursement Form for Directors Name: 1. Attach all receipts. GATE OF EVENT PURPOSE OR OCCASION LOCATION TRAVEL" MEAL EXPENSE OTHER ( - _Z_ � s 1) - �s'� k7i: D0 r - — S _j0i C) fp ! I 5�kv b)LTo S rWe-yz. 0A 140(�S, St') C) U 61 C4� Can be used for private auto as well as taxi, Iimo and air fare. II. Calculation 1. miles at 51.0 cents per mile (Current Role) 2. Total meals 3. days attendance at $ 22 1. 00 per day (per board poilcy) 4. Meeting 5. Other Conference /Event: Location: Per Ordinance No. 55, "Board members shall provide brief reports on meetings attended at public expense at the next regular Board meeting." (Operations Code, Section 3.01.035) Qcv. 111111) Total= $ - Significant points learned of benefit to the District and its ratepayers: Director Signature: .: N r Costs Mesa Sanitary District i Expense Reimbursement Form for Directors Name: 1. Attach all receipts. DATE OF EVENT PURPOSE OR OCCASION LOCATION TRAVEL' PA AL EVENSE OTHER �•-' �� L' L�� �� -C I >���,ti�. i j2 M Sri �� IV 'Can be used for private auto as well as tanl, Ilmo end air (are. 10. Ca Icn><>iatlore 1 • miles at fl.0 cents per mile (CunantAamy 2. L Total meals . 3. days attendance at 22 1.00 per day (ce, eaaid policy) 4• Meeting 5, Other 1. " - -�� U = ` +ConfatenceAvent: Location,. Per ordinance No. 55, "Board members shall provide brief reports on meetings attended at public cupense at the next regular Board meeting." Q0perations; Code, Section 3.04.035) r- = $ a. ?t a Total= Significant pointy learned of bene8it to the District and its ratepayers: r l c c c a r C U n u z v z C m Director Signature; u 4�, Ll N 0 LO ch v ►ii L. a� iQ U) N L ® Costa Mesa ®itary District Expense Reimbursement Form for Directors Name: MIKE SCHEAFERIDIRECTOR L Attach all receipts. DATE OF EVENT PURPOSE OR OCCASION LOCATION TRAVEL' MEAL EXPENSE OTHER 06/06/11 SPECIAL BOARD /REMODEL CMSD 06/09/11 SPECIAL DISTRICT INSTITUTE SAN DIEGO 97 17.50 06 0/11 SPECIAL DISTRICT INSTITUTE SAN DIEGO 31.41 06/11/11 SPECIAL DISTRICT INSTITUTE SAN DIEGO 97 06/14/11 SEWER SYSTEM MEETING CMSD 06/16111 CHAMBER OF COMM BREAKFAST CMCC 6 06/21/11 BRANDING COMMITTEE CMSD CMSD 06/23/11 CMSD BOARD MEETING 'Can be used for private auto as well as taxi, limo and air fare. 11. Calculation 1. miles at 51.0 cents per mile (Current Rate) 2. Total meals 3: days attendance at $ 221.00 per day (per Board policy) 4. Meeting 6 5. Other ConferencelEvent: Location: Per Ordinance No. 55, "Board members shall provide brief reports on meetings attended at public expense at the next regular Board meeting." (Operations Code, Section 3.09.035) (mv. V VO�) 1,326.00 Total = $ Significant points learned of benefit to the District and its ratepayers: Director Signature: e� --i- N a 0 Ln co u M LL Costa Mesa Sanitary District Expense Reimbursement Form for Directors Name: MIKE SCHEAFER /DIRECTOR I. Attach all receipts. DATE OF EVENT PURPOSE OR OCCASION LOCATION TRAVEL' MEAL EXPENSE OTHER SAN DIEGO 97 17.50 06/09/11 SPECIAL DISTRICT INSTITUTE 06/10/11 SPECIAL DISTRICT INSTITUTE SAN DIEGO 31.41 06111/11 SPECIAL DISTRICT INSTITUTE SAN DIEGO 97 06/16/11 CHAMBER OF COMM BREAKFAST CMCC 6 `Can be used for private auto as well as taxi, limo and air fare. Ii. Calculation 1. 200 miles at 51.0 cents per mile (Current Heta) 2, 2 Total meals 3. days attendance at $ 221.00 per day (per Board policy) 4. Meeting S. Other Conference /Event: Location, Per Ordinance No. 55, "Board members shall provide brief reports on meetings attended at public expense at the next C-1) regular Board meeting." (Operations Code, Section 3.01.036) N � Iray. 1111�9) $ 102.00 48.91 Total = $ 150.91 Significant points learned of benefit to the District and its ratepayers: •1) I 5 I i i c r r I i r Costa Mesitary District Expense Reimbursement Form for Directors Name: Jim Fitzpatrick June 2011 I. Attach all receipts. • DATE OF EVENT PURPOSE OR OCCASION LOCATION TRAVEL" (WEAL EXPENSE OTHER WACO OCWD 6-ZO-tk Recycling Committee CMSD — Sewer Committee CMSD Costa Mesa Sanitary District Board Meeting CMSD Local Gov't Conference San Diego 6--LA Branding Committee CMSD CM50 Tff'4 , 144 �n C M%) cm s� w s C "IrA M ` 4 C:44*rnek`& 6K%MI'6 oz — 'Cogflaer of [ C "Can be used for private auto as well as taxi, limo and air fare. ll. Calculation 1. miles at ]H<cents per mile (Current Rate) 2. Total meals 3. 6 days attendance at $ 221.00 per day (per Board policy) 4 M et I -A,i. �Od5' $1,326 e rng o � Total= $ 6 0 5. Other Significant points learned of benefit to the District and its ratepayers: Will Cover at Board Meeting Per Ordinance No. 55, "Board members shall provide brief.reports on meetings attended at public expense at the next regular Board meeting." (Operations Code, Section 3.01.035) C (rev. 1/1/09) = $ Costa Masai Sanitary District Expense Reimbursement Form! for Directors Name: Jim Fitzpatrick June 2011 1. Attach all receipts. DATE OF EVENT PURPOSE OR OCCASION LOCATION TRAVEL* (WEAL EXPENSE OTHER 6-( WACO OCWD 6-ZO -( Recycling Committee CMSD �--�- Sewer Committee CMSD Costa Mesa Sanitary District Board Meeting CMSD Local Gov't Conference San Diego 2 ®a B 6r21 Branding Committee CMSD (2M-5 w+ �ti c gn CM l S 010KC w Ot S G -ym M • 4D (;d n�k oroomI' eace- r - Calrw iAr)A� C c "Can be used for private auto as well as taxi, limo and al. "ire. 11. Calculation S /, D _ l/, Y U 1. A -miles at - St*Tcents per mile (Current Rate) - -- - 2. Total meals 3. 6 days attendance at $ 221.00 per day (per Board policy) _ 4. Meeting Loc*a, Go . Mfint4i, 5 *­4 Total= 5. Other Significant points learned of benefit to the District and its ratepayers: Per Ordinance No. 55, "Board members shall provide brief reports on meetings attended at public expense at the next regular Board meeting." (Operations Code, Section 3.01.035) (rev. 1/1109) = $ is Will Cover at Board Meeting C r W A� Costa W1,83 itary District Expense Reimburse ent Form for Mrectors 1. Attach all receipts. DATE OIL EVENT PURPOSE OR OCCASION LOCATION TRAVEL* MEAL EXPEMSE OTHER C SPA <.a-` J• ST I't � �� f �.5k i2. T � J �'i1/` � ?c � FY /to t` f c i` S�9v` ' ✓c �_ 4.,4 P2 Can be "used for private auto as well as taxi, Iimo and air fare. 11. Calculation 1, miles at 51.0 cents per mile (Current Rate) 2. Total meals 3. days attendance at $ 221.00 per day (per Board policy) 4. Meeting 5. Other Conference /Event: Location: Per Ordinance Igo. 55, "Board members shall provide brief reports. on meetings attended at public expense at the next regular Board meeting." (Operations Code, Section 3.01.0351 Total = $ 0 b Significant points learned of benefit to the District and ft ratepayers: Director Signat (rev. 1 /Wg) In Costa Mesa Sanitary District Expense Reimbursement Form for Directors Marne: A�% A 7 I. I. Attach all receipts. DATE OF EVENT PURPOSE OR OCCASION LOCA-10N TRAVEL* MEAL EXPENSE OTHER vvE 7—r— TvV) 1-i— *Can be used for private auto as well as ta)a, limo and air fare. H. Calculatior = $ 1. i `� miles at 51.0 cents per mile r` G� • G (Current Ra e) -- -_.L._ c 2. __. �—Totalmeals ii(•4\ i3G•G 1 Y�%r`��o 3. ____days attendance at $ 221.O0 per day (per Beard pclicy) = _ 4. 5. Othor ..._� ConferencefEl?e *{t: Location: Per Ordinance h o. a'�, "Eio and r ie rn Ile s s s gall t;lrovide brief reports on meetings a ;'.Winded at public p1 x n se at the next regular Board meeting." (ter erat;ons Co( a, S(:•Cl vIl '3.01 ;03S." Total = $ I 6 Significant points learned of benefit to the District and Ift ratepayers: nimattor Signature-. (rev. 111/08) • 49 • ivieeuny vaL%; I«111 Ir 07/28/11. VI. C. 10. COST.A 9YESA S.1!A-1L9Vr2ART(D1S2RIC'2" Memorandum To: Board of Directors Via: Scott Carroll, General Manager From: Marc Davis, Treasurer Date: July 28, 2011 ..... an Independent SpeciafDistrict . Subject: Investment Report for the Month of June 2011 Summary Attached is the Investment Report for the month of June 2011. As required by the District's Statement of Investment Policy; the Investment Report delineates all investment activity during the month. Staff. Recommendation Approve the Investment Report for the month of June 2011. Analysis This report lists the types of securities held in the District's portfolio, the institutions from which the securities were purchased, maturity dates and interest rates as of June 30, 2011. The District's investments are in compliance with the Statement of Investment Policy adopted by the Board at the June 21, 2010 regular meeting, as well as the California Government Code. The market values in this report were provided by our third party custodian, Bank of New York, except for the Local Agency Investment Fund (LAIF). The market value of LAIF was provided by the State Treasurer's Office. It does not represent the value of the underlying securities within the pool, but rather the par or cost amount, which is the amount the District is entitled to withdraw. This reporting practice is consistent with industry standard practices for similar funds. Board of Directors July 28, 2011 Page 2 of 3 • The weighted average stated rate of return (current yield) for the District's investment portfolio as of June 30, 2011, was 1.196 %. The yield to maturity of the portfolio was 1.211 %. The District's weighted average interest rate was 75 basis points (0.748 %) above the daily effective yield of LAIF, which was 0.448% as of June 30, 2011. The weighted average number of days to maturity for the District's total portfolio was 755 days (2.07 years). The average duration of the underlying securities in LAIF as of June 30, 2011, which is the most current information available, was 237 days. The District's investment portfolio is in compliance with its liquidity limitations, which requires that a minimum of 20.00% of the portfolio must mature within one year. The percentage of the portfolio maturing in less than one year as of June 30, 2011 was 45.35 %. As of June 30, 2011, the District has adequate operating reserves necessary to meet its obligations for the next six months. Strategic Plan Element & Goal This item supports achieving Strategic Element No. 7.0, Finances, by ensuring the short and long -term fiscal health of the District. Legal Review Legal review is not required. Financial Review The portfolio was budgeted to earn an average rate of 1.250% for the year ending June 30, 2011. Through June 30, 2011, the portfolio has earned a weighted average interest rate of 1.188 %. Total budgeted interest income for fiscal year 2010 -11 is $107,000. Actual interest income through June 30, 2011 is $119,525. Although the weighted average interest rate earned is less than the budgeted rate, the actual cash balances are greater than estimated, which will result in actual interest income exceeding the budget for the year ending June 30, 2011. Committee Recommendation Review by the Investment Oversight Committee is not required this month. E Board of Directors July 28, 2011 ® Page 3 of 3 Public Notice Process • • Copies of this report are on file and will be included with the entire agenda packet for the July 28, 2011 Board of Directors regular meeting at District Headquarters (628 W. 191h Street) and on the District's website at www.crosdca.gov. Alternative Actions 1. Refer the matter back to staff Attachments Treasurer's Report of Pooled Cash and Investments as of June 30, 2011 3 Costa Mesa Sanitary District Pooled Cash and Investments by Fund June 30, 2011 CMSD Solid Waste Activities $ 5,564,521.36 CMSD Liquid Waste Activities 11,668,545.33 COSTA MESA SANITARY DISTRICT 164,030.00 Treasurer's Report of Pooled Cash and Investments $ 17,397,096.69 June 30, 2011- • Deposits Outstanding Bank Balance In Transits Checks Book Balance Active Accounts: Bank of America $ 21,217.22 - 6,100.00 $ 15,117.22 Reconciling Items - - - - Total Active Accounts 21,217.22 - 6,100.00 15,117.22 Market Adjustment Market Value Increase Decrease Cost Investments: Local Agency Investment Fund $ 7,840,639.11 - - $ 7,840,639.11 Money Market/Sweep Account 42,340.36 - - 42,340.36 Federal Agency Securities 9,507,390.00 - 8,390.00 9,499,000.00 Total Investments 17,390,369.47 - 8,390.00 17,381,979.47 Total Pooled Cash & Investments $ 17,411,586.69 $ - $ 14,490.00 $ 17,397,096.69 Costa Mesa Sanitary District Pooled Cash and Investments by Fund June 30, 2011 CMSD Solid Waste Activities $ 5,564,521.36 CMSD Liquid Waste Activities 11,668,545.33 Asset Replacement Fund 164,030.00 Total Pooled Cash & Investments $ 17,397,096.69 Marcus D. Davis Treasurer /Director of Finance 1 7/18/11 Date • • t' • COSTA MESA SANITARY DISTRICT Investment Activity Summary June 30, 2011 • • Total investments outstanding as of May 31, 2011 $ 17,671,666.37 Additions: Gain on sale of investment - Investment purchases 2,000,500.00 Deductions: Investment maturity /sale proceeds - Loss on sale of investment - Investments called (2,000,000.00) Net increase (decrease) in Sweep Account 19,813.10 Net increase (decrease) in LAIF (310,000.00) Total investments outstanding as of June 30, 2011 $ 17,381,979.47 E COSTA MESA SANITARY DISTRICT Investment and Investment Earnings June 30, 2011 CUSIP Number Investment Purchase Date Maturity Date n/a Local Agency Investment Fund n/a n/a n/a Bank of New York -Sweep Acct n/a n/a 3136FMP24 Federal National Mortgage Assn 07/07/10 07/07/15 3136FM3D4 Federal National Mortgage Assn 07/28/10 07/28/15 3134G1TR5 Federal Home Loan Mortgage 09/30/10 09/30/15 31331J2P7 Federal Farm Credit Bank 11/17/10 11/17/14 31331J3D3 Federal Farm Credit Bank 12/01 /10 12/01/14 31331,16X6 Federal Farm Credit Bank 01/05/11 01/05/15 3135GOAV5 Federal National Mortgage Assn 04/01/11 06/02/14 313373MB5 Federal Home Loan Bank 05/11/11 08/11/15 3136FRTM5 Federal National Mortgage Assn 06/28/11 06/28/19 31331 KQC7 Federal Farm Credit Bank 06/29/11 09/29/14 Totals "Represents the LAW daily rate at 6/30/11 3 Comments Interest Coupon Investment Earned at Rate Cost 06/30/11 0.448% $ 7,840,639.11 n/a 0.010% 42,340.36 n/a 2.370% 1,000,000.00 11,455.00 1.500% 500,000.00 - 2.000% 1,000,000.00 5,055.55 1.250% 1,000,000.00 1,527.77 1.600% 1,000,000.00 1,333.33 2.100% 1,000,000.00 10,266.66 1.800% 998,500.00 1,450.00 2.000% 1,000,000.00 2,777.77 2.150% 1,000,500.00 179.16 1.250% 1,000,000.00 69.44 $ 17,381,979.47 $ 34,114.68 Comments (1') Further limited to 10% in any single issuer • (2) Also limited to 20% in total. "These securities are not considered for purchases: SBA, GNMA, TVA and SALLIEMAE 4 COSTA MESA SANITARY DISTRICT • Summary of Policy Limitations June 30, 2011 Current % of Market Value Description 06/30/11 Maximum % U.S. Treasury Bills 0.00% Unlimited U.S. Treasury Notes 0.00% Unlimited Federal Agency Issues: FICB. 0.00% Unlimited FLB 0.00% Unlimited FHLB 5.78% Unlimited FHLMC 5.75% Unlimited FNMA 20.12% Unlimited FFCB 23.02% Unlimited Other * 0.00% Unlimited Banker's Acceptances 0.00% 25%(1) Certificates of Deposit 0.00% 25% Negotiable Certificates of Deposits 0.00% 25%(1). Commercial Paper 0.00 %0 25%(1) Medium Term Corporate Notes 0.00% 20%(1) LAW (Local Agency Investment Fund) 45.09 %. 40,000,000 Shares of Benefical Interest 0.00% 20% Money Market/Mutual Funds (Sweep Acct) 0.24% 10% per fund (2) Total 100.00% % of portfolio maturing under one year 45.35% no less than 20 % % of portfolio maturing over one year 54.65% 100.00% (1') Further limited to 10% in any single issuer • (2) Also limited to 20% in total. "These securities are not considered for purchases: SBA, GNMA, TVA and SALLIEMAE 4 COSTA MESA SANITARY DISTRICT Schedule of Investments by Instrument Type June 30, 2011 "Represents the LAIF daily rate at 6/30/11 5 Purchase Maturity Coupon Investment % of Market % of Description Broker /Dealer Date Date Rate Cost Portfolio Value Portfolio Comments State Treasurer's Pool LAIF n/a Continuous 0.448% $ 7,840,639.11 $ 7,840,639.11 POOL Total State Treasurer's Pool 7,840,639.11 45.11% 7,840,639.11 45.091%. Money Market Mutual Fund Bank of New York - n/a Continuous 0.010% 42,340.36 42,340.36 SWEEP Total Money Market Mutual Fund 42,340.36 0.24% 42,340.36 0.24% Federal Home Loan Bank E.J. De La Rosa 12/09/10 06/09/14 1.375% 1,000,000.00 1,004,910.00 FHLB Total Federal Home Loan Bank 1,000,000.00 5.75% 1,004,910.00 5.78% Federal Home Loan Mortgage E.J. De La Rosa 09/30/10 09/30/15 2.000% 1,000,000.00 1,000,750.00 FHLMC Total Federal Home Loan Mortgage 1,000,000.00 5.75% 1,000,750.00 5.75% Federal National Mortgage Association E.J. De La Rosa 07/07/10 07/07/15 2.370% 1,000,000.00 1,000,380.00 FNMA Federal National Mortgage Association E.J. De La Rosa 07/28/10 07/28/15 1.500% 500,000.00 500,540.00 FNMA Federal National Mortgage Association Union Banc 04/01/11 06/02/14 1.800% 998,500.00 1,002,300.00 FNMA Federal National Mortgage Association Union Banc 06/28/11 06/28/16 2.150% 1,000,500.00 995,590.00 FNMA Total Federal National Mortgage Association 3,499,000.00 20.13% 3,498,810.00 20.12% Federal Farm Credit Bank E.J. De La Rosa 11/17/10 11/17/14 1.250% 1,000,000.00 1,000,010.00 FFCB Federal Farm Credit Bank UnionBanc 12/01/10 12/01/14 1.600% 1,000,000.00 1,000,170.00 FFCB Federal Farm Credit Bank UnionBanc 01/05/11 01/05/15 2.100% 1,000,000.00 1,007,370.00 FFCB Federal Farm Credit Bank UnionBanc 06/29/11 06/29/14 1.250% 1,000,000.00 995,370.00 FFCB Total Federal Farm Credit Bank 4,000,000.00 23.01% 4,002,920.00 23.02% Total Investments $17,381,979.47 100.00% $17,390,369.47 100.00% "Represents the LAIF daily rate at 6/30/11 5 COSTA MESA SANITARY DISTRICT Investment Portfolio June 30,2011 Total Investment Portfolio Total Portfolio Weighted Avg Interest Rate 1.196% Weighted Avg Yield to Maturity 1.211 % Weighted Avg Days to Maturity 755 Days "Represents the LAIF daily rate at 6/30/11 N. 2.07 Years Investment Cost $ 7,840,639.11 42,340.36 1,000,000.00 500,000.00 1,000,000.00 1,000,000.00 1,000,000.00 1,000,000.00 998,500.00 1,000,000.00 1,000,500.00 1,000,000.00 $ 17,381,979.47 Investment Purchase. Maturity Days to Coupon Yield to Broker /Dealer Type Date Date Maturity Rate Maturity Local Agency Investment Fund Pool 1 0.448% `° 0.448% Bank of New York Sweep 1 0.010% 0.010% E.J. De La Rosa FNMA 07/07/10 07/07/15 1,468 2.370% 2.370% E.J. De La Rosa FNMA 07/28/10 07/28/15 1,489 1.500% 2.229% E.J. De La Rosa FHLM 09/30/10 09/30/15 1,553 2.000% 2.000% E.J. De La Rosa FFCB 11/17/10 11/17/14 1,236 1.250% 1.250% UnionBanc FFCB 12/01/10 12/01/14 1,250 1.600% 1.600% UnionBanc FFCB 01/05/11 01/05/15 1,285 2.100% 2.100% UnionBanc FNMA 04/01/11 06/02/14 1,068 1.800% 1.800% E.J. De La Rosa, FHLB 05/11/11 08/11/15 1,503 2.000% 2.000% UnionBanc FNMA 06/28/11 06/28/16 1,825 2.150% 2.048% UnionBanc FFCB 06/29/11 09/29/14 1,187 1.250% 1.250% Total Investment Portfolio Total Portfolio Weighted Avg Interest Rate 1.196% Weighted Avg Yield to Maturity 1.211 % Weighted Avg Days to Maturity 755 Days "Represents the LAIF daily rate at 6/30/11 N. 2.07 Years Investment Cost $ 7,840,639.11 42,340.36 1,000,000.00 500,000.00 1,000,000.00 1,000,000.00 1,000,000.00 1,000,000.00 998,500.00 1,000,000.00 1,000,500.00 1,000,000.00 $ 17,381,979.47 COSTA MESA SANITARY DISTRICT For all Maturities with Market Values June 30, 2011 Purchase Maturity Intuition Investment Cost Date Date Broker /Dealer Type Par n/a Continuous LAIF POOL $ 7,840,639.11 n/a Continuous Bank of New York SWEEP 42,340.36 07/07/10 07/07/15 E.J. De La Rosa FNMA 1,000,000.00 07/28/10 07/28/15 E.J. De La Rosa FNMA 500,000.00 09/30/10 09/30/15 E.J. De La Rosa FHLMA 1,000,000.00 11/17/10 11/17/14 E.J. De La Rosa FFCB 1,000,000.00 12/01/10 12/01/14 UnionBanc FFCB 1,000,000.00 01/05/11 01/05/15 UnionBanc FFCB 1,000,000.00 04/01/11 06/02/14 UnionBanc FNMA 998,500.00 05/11/11 08/11/15 E.J. De La Rosa FHLB 1,000,000.00 06/28/11 06/28/16 UnionBanc FNMA 1,000,500.00 06/29/11 09/29/14 UnionBanc FFCB 1,000,000.00 Total Investments * *Represents the LAIF daily rate at 6/30/11 $ 17,381,979.47 7 Coupon Investment Market Rate Cost Value 0.448% ** 7,840,639.11 7,840,639.11 0.010% 42,340.36 42,340.36 2.370% 1,000,000.00 1,000,380.00 1.500% 500,000.00 500,540.00 2.000% 1,000,000.00 1,000,750.00 1.250% 1,000,000.00 1,000,010.00 1.600% 1,000,000.00 1,000,170.00 2.100% 1,000,000.00 1,007,370.00 1.800% 998,500.00 1,002,300.00 2.000% 1,000,000.00 1,004,910.00 2.150% 1,000,500.00 995,590.00 1.250% 1,000,000.00 995,370.00 69.44 (4,630.00) 17,381,979.47 17,390,369.47 34,114.68 8,390.00 • 0 • Net Accrued Gain /(Loss) Interest If Sold 11,455.00 380.00 - 540.00 5,055.55 750.00 1,527.77 10.00 1,333.33 170.00 10,266.66 7,370.00 1,450.00 3,800.00 2,777.77 4,910.00 179.16 (4,910.00) 69.44 (4,630.00) 17,381,979.47 17,390,369.47 34,114.68 8,390.00 • 0 • • • COSTA MESA SANITARY DISTRICT Call Schedule June 30, 2011 Type of Purchase Maturity Coupon 1,000,000.00 Investment Date Date Rate Par Value FNMA 07/07/10 07/07/15 2.370% $ 1,000,000.00 FNMA 07/28/10 07/28/15 1.500% 500,000.00 FHLMC 09/30/10 09/30/15 2.000% 1,000,000.00 FFCB 11/17/10 11/17/14 1.2506/6 1,000,000.00 FFCB 12/01 /10 12/01 /14 1.600% 1,000,000.00 FFCB 01/05/11 01/05/15 2.100% 1,000,000.00 FNMA 04/01/11 06/02/14 1.800% 998,500.00 FHLB 05/11/11 08/11/15 2.000% 1,000,000.00 FNMA 06/28/11 06/28/16 2.150% 1,000,500.00 FFCB 06/29/11 09/29/14 .1.250% 1,000,000.00 Investment Cost Call Features • $ 1,000,000.00 Callable 7/7/11 w /10 days notice 500,000.00 Callable 7/28/11 w /10 days notice, quarterly thereafter 1,000,000.00 Callable 3/30/11 w/5 days notice, quarterly thereafter 1,000,000.00 Callable 11/17/11 w/7 days notice and anytime after 1,000,000.00 Callable 3/1/11 w/5 days notice and anytime after 1,000,000.00. Callable 1/5/12 w/7 days notice and anytime after 998,500.00 Callable 9/2/11 w /10 days notice, thereafter 12,3,6,9 1,000,000.00 Callable 5/11/12 w/5 days notice. 1,000,500.00 Callable 12/28/11 w /10 days notice, thereafter 3,6,9,12 1,000,000.00 Callable 9/29/11 w/5 days notice and anytime after Totals $ 9,499,000.00 $ 9,49 0.00 �:3 COSTA MESA SANITARY DISTRICT MATURITIES DISTRIBUTION June 30, 2011 70% ----------------------------------------------------------- - - - - -- Cost so °% o In Thousands 50% ------------------------------------ --w---------------- - - - - -- 1 - 180 Days $ 7,883 45.35% -- ----------------------- -- ..... . ............... ........ 181 - 365 Days - 40 25.89% 1 - 2 Years - -- ------ --------------- •-------------- 2ao$�---- - - - - -- 30 2 - 3 Years 998 20% 3 4 Years 4,000 5.74% 10% -- ---- ---- -- ------- ------- - -- - -- - - - - -- - -- 0.00% 4 - 5 Years 4,500 0.00% � a TOTAL $ 17,381 o %,�„ 1 -180 181 -365 1-2 2 -3 3 -4 4 -5 Days Days Years Years Years Years Costa Mesa Sanitary District Portfolio Interest Rate Information as of June 30, 2011 2.50% 2.00% 1.50% 1.00% 0.50% -3 month T -Bill ^^^'^^^6 month T -BNI 2 year T -Note -3 year T -Note -5 year T -Note -CMSD- monthly -LAIF- monthy - ----OC Pookmonthy 0.00% pip 1p .p qp ^p 0 rip ,`p ,gyp ,gyp �,�� o��'�� p� �p(��p ^p\ry ^�p ��� p��\,�O� tip ^�j' p ^� ^r1`np�`tp �\� p ^\fy',\`1p 41 41 ��pKtip �\ ^pip ��a�tip A�`Lp ��,�KP �4P y\�a��P ��`Lp 6\�6�tip �,5p�P 10 iweerang uate item ft 07/28/11 VI. C. 11. COSTA 9WESXSANI`iAR2'�DISTR7C7 ... an Independent SpeciafDistrict Memorandum To: Board of Directors Via: Scott Carroll, General Manager From: Teresa Gonzalez, Accounting Manager __C� Date: July 28, 2011 Subject: Quarterly Budget Report Summary The following report is a brief analysis of District expenditures for the fourth quarter (April — June) of the fiscal year. The financial information on this report also reports the preliminary year -end District expenditures for fiscal year 2010 -11, prior to additional year -end accruals or audit adjustments. The final financial information for • fiscal year 2010 -11 will be available upon completion of the audited Comprehensive Annual Financial Report. Staff Recommendation That the Board of Directors receive and file this report. Analysis Overall, the solid and liquid waste funds are projected to have a surplus by the end of the fiscal year. The Solid Waste Fund is project to have a surplus balance of $198,744 and the Liquid Waste Fund is projected to have a surplus balance of $597,049. Please see attached report for more detail analysis. The next quarterly budget report will be presented to the Board on October 27, 2011. Strategic Element & Goal This item supports achieving Strategic Element No. 7.0, Finance Goal No. 7.1, Develop quarterly budget reports. • TYotecting our community's t eafth and the environment b y providing sorid waste and sewer coflectaon serutces. www.cmsdca.gov , Board of Directors July 28, 2011 Page 2 of 2 • Legal Review Not applicable. Financial Review See attached report. Committee Recommendation Not applicable Public Notice Process Copies of this report are on file and will be included with the entire agenda packet for the July 28, 2011 Board of Directors regular meeting at District Headquarters and on District website. Alternative Actions 1. Refer the matter back to staff for additional information. • Attachments A: Quarterly Budget Report (April — June, 2011) • L� SOLID WASTE FUND As of June 30, 2011 Account Name: Solid Waste Prepared by: Teresa Gonzalez EXECUTIVE SUMMARY Account # 10- 000000 Attached,' please find the latest budget expenditure analysis for the Trash maintenance operating budget. The projections in this budget are based on run rates in some accounts and known or anticipated spending in others. Please see budget account information below for additional detail. 10 -11 10 -11 10 -1 10 -11 Original Carry Adjustments Working Budget Forward Bud et $5,323,110 $127,390 $0 $5,450,500 The annual working budget for this fund is $ 5,450,500 after the $127,390 carry forward of AB 939 recycling grant funds. To date we have expended $5,151,161 and are projecting full year expenditures to be ® $5,251,756 for a projected year -end balance of $198,744 resulting primarily from the salaries, and benefits projected to be approximately $42,410 below budget, special programs projected to be approximately $30,950 below budget, and the projected non -use of the adjusted annual contingency in the amount of $93,640. • The following sections provide summary information about the status of any given account number that may need additional clarification. Please feel free to contact me if you have any questions or need additional information about this report. PERSONNEL Overall, personnel expenses are estimated to be under budgeted amounts by approximately $42,410. This is primarily a result of retirements and changes in staffing levels. M &O M &O accounts are expected to come in under planned budget levels, providing a total balance of $124,920. The major components of this projected year -end balance are described in more detail below: • The projected non -use of the annual contingency in the amount of $93,640 The legal services account is projected to be below budget by $6,500 as a result of less legal matters related to the solid waste operations than anticipated. • The fiscal services account is projected to be below budget by $8,600 as a result of the assumption of increased fiscal responsibilities by District staff and therefore less services required from outside financial consultants. M &O (Continued) • The contract services account is projected to be over budget by $2,500 due to staffing of the Office Specialist II position with staff from a temporary agency. However, there is a savings in personnel costs. The Office Specialist II position became vacant in October and remained vacant for the remainder of the fiscal year. The total amount paid out of both the Solid Waste and Liquid Waste funds to the temporary agency was approximately $23,500 compared to $49,875 budgeted in salaries and benefits for this same time period. SPECIAL PROGRAMS Special programs are projected to be below budget in total by approximately $30,950 as a result of the cost savings in the sharps, household hazardous waste and pharmaceutical programs. The sharps program account is projected to be under budget by approximately $14,900 as a result of cost savings resulting from the change of service providers from Stericycle to Curbside and as a result of the loss of program participation by Rite Aide Pharmacy. The pharmaceutical program account is projected to be under budget by $8,500 due to the delayed additions of participants to the program. Staff recommends that it is in the District's best interest to continue expanding both the sharps and pharmaceutical programs. The large item pickup program is projected to over budget by $7,000. The program incurred trash hauling expenses of $6,200 paid to CR &R and printing expenses for door hangers and mailing notices in the amount of $5,800. The total year -to -date expenses are estimated at $12,000 compared to the budget amount of $5,000. The final year of this program will take place in the Summer of 2011, therefore in fiscal year 2011 -12 the District will only be incurring trash hauling expenses, but will be saving on door hanger printing expenses, because the program will be discontinued. CAPITAL OUTLAY It is projected that $11,836 of the $12,300 capital outlay budget will be expensed or encumbered for fiscal year 2010 -11. The capital equipment outlays and encumbrances as of June 30, 2011 are as follows: • Website rebuild, $842 • Records management system, $3,200 (Encumbered) • Server /computer replacement, $5,242 • Office furniture, $2,552 The encumbered funds will be carried forward to fiscal year 2011 -12 to allow for the purchase of the capital equipment in fiscal year 2011 -12. • LIQUID WASTE FUND ® As of June 30, 2011 • • Account Name: Sewer Maintenance Account # 20- 000000 Prepared by: Teresa Gonzalez EXECUTIVE SUMMARY Attached, please find the latest budget expenditure analysis for the Sewer maintenance operating budget. The projections in this budget are based on run rates in some accounts and known or anticipated spending in others. Please see budget account information below for additional detail. 10 -11 10 -11 10 -11 10 -11 Original Carry Adjustments Working Budget Forward Bud et $3,446,960 $150,000 $230,701 $3,827,661 The annual working budget for this fund is $3,827,661 after the $150,000 carry forward of funds for the fiscal year's 2009 -10 sewer line cleaning project completed in August 2011 and the budget increase adjustments of $100,000 for the sewer lateral program and $130,701 for the replacement of the fire damaged equipment. To date we have expended $2,863,527 and are projecting full year expenditures to be $3,230,612 for a projected year -end balance of $597,049 resulting primarily from the salaries and benefits projected to be approximately $278,312 below budget, the sewer lateral program projected to be approximately $54,100 below the revised budget, and the projected non -use of the contingency budget in the amount of $76,063. The following sections provide summary information about the status of any given account number that may need additional clarification. Please feel free to contact me if you have any questions or need additional information about this report. PERSONNEL Overall, personnel expenses are estimated to be under budgeted amounts by approximately $278,312. This is primarily a result of retirements and changes in staffing levels. UV; M &O accounts are expected to come in under planned budget levels, providing a total balance of $249,623. The major, components of this projected year -end balance are described in more detail below: • The projected non -use of the annual contingency in the amount of $76,063. • The sewer lateral assistance program is projected to be under budget by $54,100 from the revised $250,000 budget. M &O (Continued) The plan check /inspection account is projected to be over budget by $26,250. The adopted budget for this account was based on the assumption that the new lead maintenance worker would be responsible for 25% of the inspections. The budget for inspection services was reduced by 25% assuming that the hiring of the new lead maintenance worker would take place at the beginning of the fiscal year. Since the hiring was delayed and changes in staffing levels, the continued contracting of inspection services has been necessary. The FOG program account is projected to be over budget by $12,000 due to payments made to OCSD for quarterly OCHCA FOG /BMP inspections. The operating budget did not provide sufficient funding for OCHCA inspection costs. In fiscal year 2011 -12 the General Manager will be approving a budget transfer to provide sufficient funds to cover these additional FOG inspections. The contract services account is projected to be over budget by $21,000 due to staffing of the Office Specialist II position with staff from a temporary agency. However, there is savings in personnel costs. The Office Specialist II position became vacant in October and remained vacant for the remainder of the fiscal year. The total amount paid out of both the Solid Waste and Liquid Waste funds to the temporary agency was approximately $23,500 compared to $49,875 budgeted in salaries and benefits for this same time period. • The fiscal services account is projected to be below budget by $13,400 as a result of the assumption of increased fiscal responsibilities by District staff and therefore less services required from outside financial consultants. The elections account is projected to be below budget by $15,500 as a result of reduced election costs billed by the County of Orange. CAPITAL OUTLAY It is projected that $254,687 of the $323,801 capital outlay budget will be expensed or encumbered for fiscal year 2010 -11. The capital equipment outlays and encumbrances as of June 30, 2011 are as follows: • (8) Motorola two -way radios, $4,306 • Awards display corner curio cabinet, $869 • Website rebuild, phase 2 , $7,575 • Records management system, $28,900 (Encumbered) • EOC equip /supplies, $5,248 • Server /computer replacement, $46,992 • Office furniture, $22,972 • Fire damaged equipment replacement, $97,601 (purchased); $33,100 (Encumbered) • Apple Pad systems, $7,124 The encumbered funds will be carried forward to fiscal year 2011 -12 to allow for the purchase of the capital equipment in the fiscal year 2011 -12. The CCTV truck budgeted in the amount of $50.100 will not be purchased. • • • Expenditure Analysis 10- 000000 Solid Waste Through 6/30/2011 -F„ II Year- -Frill Yr -Frill Year- • Notes %change from 1- tyest =» 5% ' Fhence P.1 -bons reflect the ­t 4­neny upd.le 9911EIIIII&M Original Working Expenditures Change Run -Rate Finance Finance BUDGET BUDGET YTD YTD YTD 09 -10 to Percent Full Year Projection Finance Projected Proj. % as of July 1 '10•'11 6/30/2011 6130/2010 YTD 10.11 Change '09 -'10 Full Year Projections Balance' Remaining EXPENDITURES Personnel SALARIES FULL -TIME 291,000 291,000 270,566 70,256 200,310 285% 70,256 270,566 270,566 20.434 7% SALARIES PART -TIME 22,000 22,000 22,116 20,882 1,234 6% 20,882 22,116 22,116 (116) -1% SALARIES BOARD 16,D00 16,000 14,100 6,475 7,625 118% 6,475 14,100 14,100 1,900 12% OVERTIME 3,000 3,000 303 977 (674) -69% 977 303 303 2,697 90% Benefits 118,200 118,200 100,704 28,570 72,134 252% 28,570 100,704 100,705 17,495 15% Sub -Total Personnel 450,200 450,200 407,790 127,160 280,629 221% 127,160 407,790 407,790 42,410 9% M&O PROFESSIONAL SERVICES 2.100 2,100 2,577 5,486 (2,909) -53% 5,486 2,577 3,300 (1,200) -57% DISTRICT MANAGER 0 0 0 35,805 (35.805) -100% 35,805 0 0 LEGAL SERVICES 35,500 35,500 28,679 28.086 593 2% 28,086 28,679 29,000 6,500 18% FISCAL SERVICES 19,600 19,600 8,480 19,061 (10,561) -56% 19,061 8,480 11,000 8,600 44% MEDICAUEMPLOY SERVICES 60 60 35 35 (0) 0% 35 35 60 - 0% CONTRACT SERVICES 5,000 5,000 7,445 209 7,236 3467% 209 7,445 7,500 (2,500) -50% COUNTY COLLECTION FEE 15,500 15,500 15,605 15,554 51 0% 15,554 15,605 15,600 (100) -1% TRASH HAULER(CRBR) 2,362,000 2,362,000 2.364,254 2,361,580 2,673 0% 2,361.580 2,364,254 2,364,300 (2,300) 0% RECYCLING/DISPOSAL(CR3R) 2,141,020 2,141,020 2,134,678 2,106,307 26,371 1% 2,108,307 2,134,676 2,134,700 6,320 0% CONTAINER COLLECTION COST 16,100 16,100 11,460 16,399 (4,939) -30% 16,399 11,460 16,100 - 0% ELECTIONS 24,500 24,500 15,960 0 15,960 0% 0 15,960 16,000 8,500 351/6 MAINTENANCE 4,400 4,400 4,232 4,142 90 2% 4,142 4,232 4,300 100 2% OFFICE SUPPLIES 1,000 1,000 764 784 (20) -3% 784 764 800 200 20% MISC COPY 550 550 98 315 (218) -69% 315 98 100 450 82% POSTAGE 7,600 7,600 4,230 6,283 (2,053) -33% 6,283 4,230 4,300 3,300 43% COMMUNITY OUTREACH 11,000 11,000 9,799 15,858 (6.059) -38% 15,858 9,799 10,000 1,000 9% SMALL TOOLS/EQUIP 500 500 0 87 (87) -100% 87 0 500 - 0% PROF DEVELOPMENT/TRAINING 17,370 18,730 17,359 14,856 2,503 17% 14,856 17.359 17,700 1,030 5% LIABILITY INSURANCE 6,500 6.500 5,248 5,242 6 0% 5,242 5.248 5,300 1,200 18% TELEPHONE 640 640 589 730 (141) -19% 730 589 600 40 6% UTILITIES - BLDG 1,120 1,120 948 988 (40) -4% 988 948 980 140 13% ASSET REPLACEMENT 3,350 3,350 3,350 0 3,350 0% 0 3,350 3.350 - 0% CONTINGENCY 95,000 93,640 0 0 0 0% 0 0 0 93.640 100% TRANSFER OUT 0 0 0 28,314 (28,314) •100% 28,314 0 0 0% 4,635,791 4,668,122 (32,331) -1% 4,668,122 4,635,791 4,645,490 124,920 3% Sub -Total M & O 4,770,410 4,770,410 0% Capital Outlay EQUIPMENT 12,300 12,300 8,835 0 6,636 0% 0 8,030 11,83e 464 4% 8,636 0 8,636 0% 0 8,636 11,836 464 4% Sub -Total Capital Outlay 12,300 12,300 Special Programs SHARPS PROGRAM 24,000 24,000 9,037 21,747 (12,710) -58% 21.747 9,037 9,100 14,900 62% HHW 30,000 30,000 21,052 26,182 (5,130) -20% 26,182 21,052 21,100 8,900 30% TELEPHONE SK RECYCLING 13,000 13,000 9,558 12,069 (2,511) -21% 12,069 9,558 9,600 3,400 26% LG ITEM PICK UP 5,000 5,000 11,969 4,034 7,935 197% 4,034 11,969 12,000 (7,000) -140 % USED TIRE ROUNDUP 700 700 348 325 23 7% 325 348 350 350 50% EDUCATIONAL TOURS 2,500 2,500 537 176 360 205% 176 537 600 1,900 76% PHARMACEUTICAL 15,000 15,000 6,445 0 6,445 0% 0 6,445 6,500 8,500 57% COMPOST GRANT 0 127,390 39,998 16,423 23,574 144% 16,423 39,998 127,390 0% 98,944 80,955 17,989 22% 80,955 98,944 186,640 30,950 14% Sub-Total Special Programs 90,200 217,590 TOTAL EXPENDITURES $ 5,323,110 $ 5,450,500 $ 5,151,161 E 4,876,238 E 274,923 6% $ 4,876,238 S 5,151,161 $ 5,251,756 E 198,744 4% Notes %change from 1- tyest =» 5% ' Fhence P.1 -bons reflect the ­t 4­neny upd.le 9911EIIIII&M Expenditure Analysis 20- 000000 Liquid Waste Through 613012011 P.M Vnar- _F„11 V..,_ _C„11 Vn�r Notes ' Finance Projechoru reflect the most recent quarterly update % charge from lest Year = =» -15% 4% • • 07/15/11 15:06 • Original Working Expenditures Change Run -Rate Analyst Analyst BUDGET BUDGET YTD YTD YTD 09-10 to Perce Full Year Projection Finance Projected Prof. % as of Jul 1 '10 -'11 6I30I2011 .3012010 YTD 10.11 Chan; '09 -110 Full Year Projections Balance' Remalnin EXPENDITURES Personnel SALARIES FULL -TIME 758,000 758,000 587,257 748,362 (161,105) -22% 748,362 587,257 587,257 170,743 23% SALARIES PART -TIME 0 0 0 6,571 (6,571) -100% 6,571 0 0 - 0% SALARIES BOARD 64,000 64,000 56,399 58,278 (1,879) -3% 58,278 56,399 56,399 7,601 12% OVERTIME 29,550 29,550 11,221 29,097 (17,876) -61% 29,097 11,221 11,221 18,329 62% Benefits 325,990 325,990 244,350 308,353 (64,003) -21% 308,353 1,150,661 244,350 899,227 244,351 899,228 81,639 25% Sub -Total Personnel 1,177,540 1,177,540 899,227 1,150,661 (251,434) -22% 278,312 24% MSO PROFESSIONAL SERVICES 37,400 66,800 45,342 63,558 (18,215) -29% 63,558 45,342 66,000 600 1% DISTRICT MANAGER 0 0 0 66,495 (66,495) -100% 66,495 0 0 - 0% LEGAL SERVICES 100,000 100,000 97,819 94,402 3,417 4% 94,402 97,819 100,000 - 0% ENGINEERING /ARCHITSERV 90,000 90,000 88,688 85,991 2,698 3% 85,991 88,688 88,700 1,300 1% PLAN CHECKONSPECTIONS 132,750 132,750 158,858 186,520 (27,662) -15% 186,520 158,858 159,000 (26,250) -20% FISCAL SERVICES 36,400 36,400 17,891 35,400 (17,509) -49% 35,400 17,891 23,000 13,400 37% MEDICAL/EMPLOY SERVICES 540 540 982 381 601 158% 381 982 1,000 (460) -85% CONTRACT SERVICES 45,000 45,000 65,798 1,858 63,941 3442% 1,858 65,798 66,000 (21,000) -47% COUNTY COLLECTION FEE 17,000 17,000 16,636 16,417 219 1% 16,417 16,636 16,700 300 2% PUMP STN MAINT CONTRACT 54,060 54,060 62,904 43,046 19,858 46% 43,046 62,904 63,000 (8,940) -17% SEWER LINE MAINTENANCE 200,000 350,000 158,355 43,486 114,869 264% 43,466 158,355 350,000 - 0% ELECTIONS 45,500 45,500 29,640 0 29,640 0% 0 29,640 30,000 15,500 34 BLDG MAINTENANCE 26,200 26,200 24,348 14,842 9,506 64% 14,842 24,348 24,400 1,800 7% EQUIP MAINTENANCE 75,600 75,600 68,227 80,603 (12,376) -15% 80,603 68,227 68,600 7,000 9% TELEVISING SEWER LINES 25,000 25,000 2,360 8,655 (6,295) -73% 8,655 2,360 2,400 22,600 90% MISC SEWER WORK 150,000 150,000 113,801 86,044 27,757 32% 86,044 113,801 120,000 30,000 20% FOG PROGRAM 100,000 100,000 100,715 107,695 (6,980) _6% 107,695 100,715 112,000 (12,000) -12 RESIDENT FOG PROGRAM 0 5,240 0 0 0 0% 0 0 0 5,240 100% SEWER LATERAL PROGRAM 150,000 250,000 195,840 168,738 27,102 16% 168,738 195,840 195,900 54,100 22% INFLOW REDUCTION PROGRAM 25,000 25,000 25,445 0 25,445 0% 0 25,445 25,500 (500) -2% OFFICE SUPPLIES 15,000 15,000 8,172 6,986 1,186 17% 6,986 8,172 9,000 6,000 40% MISC COPY 5,000 5,000 1,665 3,672 (2,007) -55% 3,672 1,665 1,700 3,300 66% POSTAGE 15,700 15,700 8,259 7,613 646 8% 7,613 8,259 8,300 7,400 47% COMMUNITY OUTREACH 15,100 15,100 16,939 13,918 3,021 22% 13,918 16,939 17,000 (1,900) -13% SMALL TOOLS/EQUIP 42,000 42,000 8,025 4,167 3,858 93% 4,167 8,025 11,000 31,000 74% MAINT MATERIAUSUPPLIES 40,000 40,000 33,508 22,648 10,860 48% 22,648 33,508 33,600 6,400 16% PROF DEVELOPMENT/TRAINING 92,390 92,390 79,846 59,909 19,937 33% 59,909 79,846 81,100 11,290 12% LIABILITY INSURANCE 72,000 72,000 56,660 53,639 3,021 6% 53,639 56,660 56,700 15,300 21% TELEPHONE 7,000 7,000 9,615 6,999 2,616 37% 6,999 9,615 9,800 (2,800) -40% UTILITIES 18,480 18,480 13,894 8,889 5,005 56% 8,889 13,894 14,300 4,180 23% WATER PUMP MAINTENANCE 4,000 4,000 1,245 1,685 (440) -26% 1,685 1,245 1,500 2,500 63% ELECTRIC PUMP MAINTENANCE 90,000 90,000 70,937 76,054 (5,117) -7% 76,054 70,937 82,000 8,000 9% ASSET REPLACEMENT 189,200 189,200 189,200 0 189,200 0% 0 189,200 189,200 - 0% CONTINGENCY 160,000 125,360 0 0 0 0% 0 0 49,297 76,063 61 TRANSFER OUT 0 0 0 7M618 (718,618) -100% 718,618 0 0 0 Sub-Total M 6 O 2,076,320 2,326,320 1,771,612 2,088,928 (317,316) -15% 2,088,928 1,771,612 2,076,697 249,623 11% Caoltal Outlay EQUIPMENT 143,000 143,000 90,780 0 90,780 0% 0 90,780 119,680 23,320 16% EQUIPMENT 50,100 180,801 101,907 127,095 (25,187) -20% 127,095 101,907 135,007 45,794 25% 192,688 127,095 65,593 52% 127,095 192,688 254,687 69,114 21% Sub -Total Capital OtMar 193,100 323,801 0% TOTAL EXPENDITURES $ 3,446,960 $ 3,827,661 $3,366,684 $ 2,863,527 $ 3,230,612 $2,863,527 $ 3,366,684 $ (503,157) -15% $ 597,049 16% Notes ' Finance Projechoru reflect the most recent quarterly update % charge from lest Year = =» -15% 4% • • 07/15/11 15:06 • 0 Solid Waste Fund $2,18O�0 "/'"" $2,158,000 $Z,160'DDD 7O0 ' 134 , $J' �141' D2U �J,140000 �Z $2'120,000 $2'108,307 $2'1OO,UOD $2'080'000 L-M ' - '-_ - - _ ' _'_ � FY 2010-11 FY 2009-10 �Estimated/Actual Budget -------------------- --------------- ---'------------------------^ Waste.��_________- 41500 / 41'325 41/}0D 41,000 -~�~ ` 4U'S0O 4U'0UO FY 2010-11 40,374 � FY2UUQ' O wEstimated/Actual Budget Occupancy Count 21,54U ' 21,531 � ' 21,500 21,500 21,495 21,500 FY 2010-11 FY 2009-10 Estimated/Actual Budget Trash Hauler Costs -`------ - FY 2010-11 FY 2009-10 wEstimated/Actua| Budget II I I +i I Solid Waste Fund Estimated Actual FY 2010 -11 $5,251,756 Administration, $146,490 2.8% 1` Capital Outlay, $11,836 0.2% Personnel, $407,790 7.8% Trash Ha $2,364,300 45.0% _ Special Programs, $186,640 3.6% Recycling /Disposal, $2,134,700 40.6% I Solid Waste Fund Working Budget FY 2010 -11 $5,450,500 Personnel, Administration, $450,200 $267,390 8.3/0 4.9% Capital Outlay, $12,300 0.2% i Special Programs, Trash Hauler, $217,590 $2,362,000 4.0 43.3% Recycling /Disposal, $ 2,141,020 39.3% • • • • Liquid Waste Fund Personnel Costs $1,500,000 $1,177,540 $1,000,000 $899,228 $500,000 FY 2010 -11 ■ Estimated /Actual Operations Costs $3,000,000 $2,326,32 $2,076,697 $2,000,000 i $1,000,000 $_ FY 2010 -11 $1,150,661 $1,177,780 --n-11-1- ---- FY 2009 -10 Budget 0 $2,747,303 $2,088,928 FY 2009 -10 ■ Estimated /Actual Budget Operations, $2,076,697 64.3% Capital Outla $323,8 8.4% Operations, • $2,326,320 -- 60.8% - Working Budget FY 2010 -11 $3,827,661 Personnel, 1,177,540 30.8% Liquid Waste Fund Estimated Actual FY 2010 -11 $3,230,612 Capital Personnel, Outlay, 99,228 $2541687 K27. 8% 7.9% AILL Operations, $2,076,697 64.3% Capital Outla $323,8 8.4% Operations, • $2,326,320 -- 60.8% - Working Budget FY 2010 -11 $3,827,661 Personnel, 1,177,540 30.8% Meetine Date Item # 07/28/11 VIII. A. COSTA MESA SANITARTOISTRICT Memorandum. To: Board of Directors ... an Independent Specialoistrict Via: Scott Carroll, General Manager a1� From: Sherry Kallab, Administration Manager Date: July 28, 2011 Subject: CaIPERS Plan Amendment Summary At the June 23, 2011 Board meeting the Board directed staff to return at the July 28, 2011 meeting with a Resolution of Intent to amend the District's contract with the California Public Employees' Retirement System (CaIPERS) to provide new Miscellaneous Employees a benefit formula of 2% @ 60. In addition, under the new plan, employees will pay their portion of the retirement contribution (7% of persable wages) and their retirement benefits will be computed based on the average of the thirty six highest paid consecutive months as opposed to the current plan based on the twelve highest paid consecutive periods. The attached resolution is the first step in the plan amendment process. The CaIPERS actuarial study, detailing the annual dollar savings, is attached for your information and to provide public notice in accordance with Government Code Section 7507. Staff Recommendation 1. Consider the actuarial study setting for the future costs for the contract amendment. 2. Adopt the attached Resolution of Intention of the Board of the Costa Mesa Sanitary District stating its intent to amend the contract between the CaIPERS and the Costa Mesa Sanitary District to implement Section 20475 (2.0% @ 60 Full Formula) providing a second tier of a different level of benefits for new Miscellaneous Employees; and • 3. At the August Board meeting adopt the final contract amendment. (Protecting our community's health 6y providing solidwaste andsewercolrection services crosdca.gov Board of Directors July 28, 2011 Page 2 of 3 Analysis The change in pension formula for miscellaneous new hires is expected to gradually decrease the District's retirement benefit expense. As current staff members retire or seek other opportunities additional savings will occur. The employer contribution rate will increase slightly over the next four years for the current 2 %. @ 55 retirement plan due to the amortization of the side rate component. The side fund was created to account for the difference between the funded status of the 2% @ 55 pool and the funded status of the District's own plan when the District adopted its original CalPERS contract in 2004. The side fund is scheduled to be paid off four years from June 30, 2011. The side rate component is the dollars needed to pay off the side fund divided be the payroll. The District is required by law to provide public notice of the actuarial study two weeks before adopting the final contract and at least 20 days must proceed the final contract adoption. Strategic Element & Goal This item complies with Strategic Plan Element 7.0., Objective: To ensure the short and long -term fiscal health of the District. Legal Review District Counsel has reviewed this report and the resolution of intention. Financial Review In Fiscal Year 2011 -12 the District will be recruiting for three positions. The estimated savings from the three positions under the amended plan is $14,100 for the fiscal year. Committee Recommendation Not applicable Public Notice Process Copies of this report are on file and will be included with the entire agenda packet for the July 28, 2011 Board of Directors regular meeting at District Headquarters and on District's website. • is r� Board of Directors July 28, 2011 Page 3 of 3 Alternative Actions 1. Refer the matter back to staff Attachments: A Resolution B Actuarial Review C Certification of Compliance Section 20475 D Certification .of Compliance Section 7507 E Certification of Governing Body's Action • Attachment A RESOLUTION OF INTENTION TO APPROVE AN AMENDMENT TO CONTRACT • BETWEEN THE BOARD OF ADMINISTRATION CALIFORNIA PUBLIC EMPLOYEES' RETIREMENT SYSTEM AND THE BOARD OF DIRECTORS COSTA MESA SANITARY DISTRICT WHEREAS, the Public Employees' Retirement Law permits the participation of public agencies and their employees in the Public Employees' Retirement System by the execution of a contract, and sets forth the procedure by which said public agencies may elect to subject themselves and their employees to amendments to said Law; and WHEREAS, one of the steps in the procedures to amend this contract is the adoption by the governing body of the public agency of a resolution giving notice of its intention to approve an amendment to said contract, which resolution shall contain a summary of the change proposed in said contract; and WHEREAS, the following is a statement of the proposed change: To provide Section 20475 (Different Level of Benefits). Section 21353 (2% @ 60 Full formula) and Section 20037 (Three -Year Final Compensation) are applicable to local miscellaneous members entering membership for the first time in the miscellaneous classification after the effective date of this amendment to contract. NOW, THEREFORE, BE IT RESOLVED that the governing body of the above agency does hereby give notice of intention to approve an amendment to the contract between said public agency and the Board of Administration of the Public Employees' Retirement System, a copy of said amendment being attached hereto, as an "Exhibit" and by this reference made a part hereof. By: Presiding Officer Title Date adopted and approved • (Amendment) CON -302 (Rev. 4/96) A#%ook, Ca1PERS California Public Employees' Retirement System li ! Attachment B EXHIBIT Between the Board of Administration California Public Employees' Retirement System and the Board of Directors Costa Mesa Sanitary District The Board of Administration, California Public Employees' Retirement System, hereinafter referred to as Board, and the governing body of the above public agency, hereinafter referred to as Public Agency, having entered into a contract effective July 1, 2004, and witnessed June 16, 2004 which provides for participation of Public Agency in said System, Board and Public Agency hereby agree as follows: A. Paragraphs 1 through 10 are hereby stricken from said contract as. executed effective July 1, 2004, and hereby replaced by the following paragraphs numbered 1 through 12 inclusive: 1. All words and terms used herein which are. defined in the. Public Employees' Retirement Law shall have the meaning as defined therein unless otherwise specifically provided. "Normal retirement age" shall mean age 55 for local miscellaneous members entering membership in the miscellaneous classification on or prior to the effective date of this amendment to contract and age 60 for local miscellaneous members entering membership for the first time in the miscellaneous classification after the effective date of this amendment to contract. r� PLEASE D0 N0T ""$ , 1 "E'rXl11 B 1 -F C 'Iir'�`'' 2. Public Agency shall participate in the Public Employees' Retirement is System from and after July 1, 2004 making its employees as hereinafter provided, members of said System subject to all provisions of the Public Employees' Retirement Law except such as apply only on election of a contracting agency and are not provided for herein and to all amendments to said Law hereafter enacted except those, which by express provisions thereof, apply only on the election of a contracting agency. 3. Public Agency agrees to indemnify, defend and hold harmless the California Public Employees' Retirement System (CaIPERS) and its trustees, agents and employees, the CaIPERS Board of Administration, and the California Public Employees' Retirement Fund from any claims, demands, actions, losses, liabilities, damages, judgments, expenses and costs, including but not limited to interest, penalties and attorneys fees that may arise as a result of any of the following: (a) Public Agency's election to provide ' retirement benefits, provisions or formulas under this Contract that are different than the retirement benefits, provisions or formulas provided under the Public Agency's prior non - CaIPERS retirement program. (b) Public Agency's election to amend this Contract to provide • retirement benefits, provisions or formulas that are different than existing retirement benefits, provisions or formulas. (c) Public Agency's agreement with a third party other than CaIPERS to provide retirement benefits, provisions, or formulas that are different than the retirement benefits, provisions or formulas provided under this Contract and provided for under the California Public Employees' Retirement Law. (d) Public Agency's election to file for bankruptcy under Chapter 9 (commencing with section 901) of Title 11 of the United States Bankruptcy Code and /or Public Agency's election to reject this Contract with the CaIPERS Board of Administration pursuant to section 365, of Title 11, of the United States Bankruptcy Code or any similar provision of law. (e) Public Agency's election to assign this Contract without the prior written consent of the CaIPERS' Board of Administration. • [` 't0 !. ..ii`."i'4 ''.._o'eb • (f) The termination of this Contract either voluntarily by request of Public Agency or involuntarily pursuant to the Public Employees' Retirement Law. (g) Changes sponsored . by Public Agency in existing retirement benefits, provisions or formulas made as a result of amendments, additions or deletions to California statute or to the California Constitution. 4. Employees of Public Agency in the following classes shall become members of said Retirement System except such in each such class as are excluded by law or this agreement: a. Employees. other than local safety members (herein referred to as local miscellaneous members). 5. Any exclusion(s) shall remain in effect until such time as the Public Employees' Retirement System determines that continuing said exclusion(s) would risk a finding of non - compliance with any federal tax laws or regulations. If such 'a determination is contemplated, the Public Employees' Retirement System will meet with the Public Agency to discuss the matter and coordinate any required changes or amendments to the contract. In addition to the classes of employees excluded from membership by said Retirement Law, the following classes of employees shall not become members of said Retirement System: a. SAFETY EMPLOYEES. 6. The percentage of final compensation to be provided for each year of credited prior and current service as a local miscellaneous member entering membership in the miscellaneous classification on or prior to the effective date of this amendment to contract shall be determined in accordance with Section 21354 of said Retirement Law (2% at age 55. Full). 7. The percentage of final compensation to be provided for each year of credited current service as a local miscellaneous member entering membership for the first time in the miscellaneous classification after the effective date of this amendment to contract shall be determined in accordance with Section 21353 of said Retirement Law (2% at age 60 Full). C7 PLEASE DO 8. Public Agency elected and elects to be subject to the following optional • provisions: a. Section 20042 (One -Year Final Compensation) for local miscellaneous members entering membership on or prior to the effective date of this amendment to contract. b. Section 20965 (Credit for Unused Sick Leave). C. Section 20903 (Two Years Additional Service Credit). d. Section 21023.5 (Public Service Credit for Peace Corps, AmeriCorps VISTA, or AmeriCorps Service). e. Section 21024 (Military Service Credit as Public Service). f. Sections 21624 and 21626 (Post- Retirement Survivor Allowance). g. Section 20475 (Different Level of Benefits). Section 21353 (2% @ 60 Full formula) and Section 20037 (Three -Year Final Compensation are applicable to local miscellaneous members entering membership for the first time in the miscellaneous • classification after the effective date of this amendment to contract. 9. Public Agency shall contribute to said Retirement System the contributions determined by actuarial valuations of prior and future service liability with respect to local miscellaneous members of said Retirement System. 10. Public Agency shall also contribute to said Retirement System as follows: a. Contributions required per covered member on account of the 1959 Survivor Benefits provided under Section 21574 of said Retirement Law. (Subject to annual change.) In addition, all assets and liabilities of Public Agency and its employees shall be pooled in a single account, based on term insurance rates, for survivors of all local miscellaneous members. b. A reasonable amount, as fixed by the Board, payable in one installment within 60 days of date of contract to cover the costs of administering said System as it affects the employees of Public Agency, not including the costs of special valuations or of the periodic investigation and valuations required by law. • • C. A reasonable amount, as fixed by the Board, payable in one installment as the occasions arise, to cover the costs of special valuations on account of employees of Public Agency, and costs of the periodic investigation and valuations required by law. 11. Contributions required of Public Agency and its employees shall be subject to adjustment by Board on account of amendments to the Public Employees' Retirement Law, and on account of the experience under the Retirement System as determined by the periodic investigation and valuation required by said Retirement Law. 12. Contributions required of Public Agency and its employees shall be paid by Public Agency to the Retirement System within fifteen days after the end of the period to which said contributions refer or as may be prescribed, by Board regulation. If more or, less than the correct amount of contributions is paid for any period, proper adjustment shall be made.', n connection with subsequent remittances. Adjustments on acc ,n , of errors in contributions required of any employee may be mad d irect payments between the employee and the Board. B. This amendment shall be effective on the day of .. ® BOARD OF ADMINISTRATION BOARD OF CTORS PUBLIC EMPLOYEES' RETIREMENT SYSTEM COSTA A SANITARY DISTRICT BY �` DARRYL WATSON, CHIEF (RESIDING OFFICER CUSTOMER ACCOUNT SERVICES DIVISION PUBLIC EMPLOYEES' RETIREMENT SYSTEM Witness Date Attest: AMENDMENT ER# 1896 PERS - CON -702A • Clerk Actuarial Office P.O. Box 1494 Sacramento, CA 95812 -1494 • TTY for Speech and Hearing Impaired - (916) 795 -3240 iCaIPERS (888) CalPERS (or 888 - 225 -7377) FAX (916) 795 -3005 April 18, 2011 Employer Number: 1896 Employer Name: COSTA MESA SANITARY DISTRICT Rate Plan: MISCELLANEOUS PLAN Re: New Second Tier Plan (Section 20475: Different Level of Benefits Provided for New Employees) Dear Requestor: In the tables below, we show your 2010 -2011 and 2011 -2012 employer contribution rates before and after opening a second tier. Of the five rate components, the first three are specific to the pool to which the plan belongs and the last two are specific to your agency. However, the Phase out of Normal Cost Difference will be 0% beginning with rates established for 2011 -2012, so it has no impact from that time on. The Side Fund will continue to be paid off by the first tier plan since all the past service on which it is based belongs to those current members who will continue in the first tier. The scheduled dollar amounts payable will continue as before. However, because newly hired members will be covered by the second tier, the number of members and payroll in the first tier will (after several years) gradually decline. The Amortization of Side Fund rate component is the dollars needed to pay off the side fund divided by the payroll. So as long as the Side Fund remains, the first tier rate will increase as its payroll decreases. The first tier side fund is scheduled to be paid off after 4 years from June 30, 2011. 0 Therefore, in determining the employer contributions savings, Amortization of Side Fund should be excluded. For your agency, the ultimate annual employer savings equals the difference between the Normal Cost and Surcharges rates times the second tier payroll. For 2010 -2011 the Normal Cost and Surcharges percentage savings is (7J40% +1393 %) - (6.553% +0.786%) = 1.794 %. The ultimate annual dollar savings is about 1.8% times the second tier (Fiscal year payroll. The Risk Pool's Payment on Amortization Bases is a temporary adjustment to the pool's contribution to "get the pool back on schedule ". This temporary adjustment varies in amount and duration from pool to pool. As of June 30, 2008 Existing Plan New second Tier.Plan 2% @ 55 2.0% @ 60 for newly hired members 2010 -2011 Employer Contribution Rate: Risk Pool's Net Employer Normal Cost 7.740% 6.553% Risk Pool's Payment on Amortization Bases 0.735% 0.202% One -Year Final Compensation 0.509% 0.000% PRSA 50% 0.884% 0.786% Phase out of Normal Cost Difference 1.966% 0.000% Amortization of Side Fund 0.055% 0.000% Total Employer Contribution Rate 11.889% 7.541% 2010 -2011 Employee Contribution Rate 7.000% 7.000% California public Employees' Retirement System www.calpers.ca.gov • MISCELLANEOUS PLAN OF THE COSTA MESA SANITARY DISTRICT (EMPLOYER # 1896) April 2011 Page 2 • For 2011 -2012 the Normal Cost and Surcharges percentage savings is ( 7.684% +1.322% ) - ( 6.622% +0.705% ) _ 1.679 %. The ultimate annual dollar savings is about 1.7% times the second tier fiscal year payroll. As of June 30, 2009 Existing Plan New Second Tier Plan 2% @ 55 2.0% @ 60 for newly hired members 2011 -2012 Employer Contribution Rate: Risk Pool's Net Employer Normal Cost 7.684% 6.622% Risk Pool's Payment on Amortization Bases 1.855% 1.111% One -Year Final Compensation 0.520% 0.000% PRSA 50% 0.802% 0.705% Phaseout of Normal Cost Difference 0.983% 0.000% Amortization of Side Fund 0.056% 0.000% Total Employer Contribution Rate 11.900% 8.438% 2011 -2012 Employee Contribution Rate 7.000% 7.000% To initiate an amendment to the contract, please complete the attached election form and mail or FAX (916) 795 -3005 the form with a letter to the Contracts Maintenance Unit, indicating your wish to contract for Section 20475 (Different Level of Benefits) and identifying the group(s) to which the benefit reduction applies. • In sections 20463 (b) and (c), the California Public Employees' Retirement Law requires the governing body of a public agency within five days of receipt of the contract amendment cost analysis, to provide each employee organization with a copy of the analysis. If this cost analysis was requested by an employee organization, the employee organization is also required within five days of receipt of the analysis, to provide a copy of the analysis to the public agency. The June 30, 2009 Section 2 Risk Pool actuarial valuation report applicable to your new second tier plan can be viewed on the following website: http: / /www.ca 1pers.ca. gov /index. jsp ?bc= /employer /actua ria I -gasb /risk -pool ing /valuation- reports.xm I If you have questions, please call (888) CalPERS (225- 7377). RICHARD SANTOS, CFA, ASA, MAAA Senior Perision Actuary, CalPERS • Attachment C CALIFORNIA PUBLIC EMPLOYEES' RETIREMENT SYSTEM Actuarial and Employer Services Branch Public Agency Contract Services P.O. Box 942709 Sacramento, CA 94229 -2709 • (888) CalPERS (225 -7377) . CERTIFICATION OF COMPLIANCE WITH GOVERNMENT CODE SECTION 20475 I hereby certify that the (governing body) (public agency) of the has fully discharged all of the obligation imposed by Chapter 10 (commencing with Section 3500) of Division 4 of Title 1, Government Code. • Title Witness Date PERS - CON -30 (Rev. 1/96) • U CALIFORNIA PUBLIC EMPLOYEES' RETIREMENT SYSTEM Actuarial and Employer Services Branch Public Agency Contract Services P.O. Box 942709 Sacramento, CA 94229 -2709 (888) CalPERS (225 -7377) CERTIFICATION OF COMPLIANCE WITH GOVERNMENT CODE SECTION 7507 Attachment D hereby certify that in accordance with Section 7507 of the Government Code the future annual costs as determined by the System Actuary for the increase /change in retirement benefit(s) have been made public at a public meeting of the (governing body) of the (public agency) • on which is at least two weeks prior to the adoption of the (date) • Resolution / Ordinance. Adoption of the retirement benefit increase /change will not be placed on the consent calendar. Date PERS - CON -12A (rev. 1/96) Clerk/Secretary Title CALIFORNIA PUBLIC EMPLOYEES' RETIREMENT SYSTEM Attachment •E Actuarial and Employer Services Branch Public Agency Contract Services P.O. Box 942709 Sacramento, CA 94229 -2709 (888) CalPERS (225 -7377) CERTIFICATION OF GOVERNING BODY'S ACTION I hereby certify that the foregoing is a true and correct copy of a Resolution adopted by the on (date) (governing body) (public agency) Clerk/Secretary Title of the PERS- CON -12 (rev. 1/96) • 07/28/11 VIII. B. COSrr!g 9YESX S�N77A�,71ntS7RiC7 To: Board of Directors ... an Independent Specia(1Dastrict From: Scott Carroll, General Manag Date: July 28, 2011 Subject: CaIWARN Mutual Assistance Agreement Summary Attached is a mutual aid agreement for sharing emergency resources among water and wastewater member agencies statewide. ® Staff Recommendation That the Board of Directors approves the mutual aid agreement with CalWARN Analysis CalWARN stands for California Water/Wastewater Agency Response Network. The mission of CalWARN is to support and promote statewide emergency preparedness, disaster response, and mutual assistance matters for public and private water and wastewater utilities. The statewide organization functions in coordination with Cal -EMA and is organized along the geographical lines established by Cal -EMA, which includes six regions in the state. CMSD is located in Region I. The purpose for establishing CalWarn is to provide its members with: A standard omnibus mutual assistance agreement and process for sharing emergency resources among members. A mutual assistance program consistent with other statewide mutual aid programs and the Standardized Emergency Management System (SEMS) and the National Incident Management System (NIMS). ® • The resources to respond and recover more quickly from a disaster. 1 rotecting our community's health and the environment 6y providing solid waste and sewer collection services. www. crosdca.gov Board of Directors July 28, 2011 Paqe 2 of 3 • The resources to respond and recover more quickly from a disaster. • • New ideas from lessons learned from disasters. Current Orange County agencies belonging to CalWARN are listed below: • City of Anaheim • City of San Juan Capistrano • City of Westminster • El Toro Water District • Laguna Beach County Water District • Mesa Consolidated Water District • Moulton Niguel Municipal Water District • Municipal Water District of Orange County • Orange County Sanitation District • Orange County Water District • South Coast Water District • Yorba Linda Water District If a catastrophic disaster occurred we would depend on the Water Emergency Response Organization of Orange County (WEROC) to help coordinate mutual aid assistance, but if many agencies in Orange County are impacted by the same disaster mutual aid from Orange County agencies may be difficult to attain. The benefit from being a member of CalWARN is that mutual aid is available from statewide agencies. The attached agreement is a standard agreement that all members must agree to. It describes the procedures for requesting mutual aid and most importantly it describes reimbursable expenses and who is responsible for paying the reimbursements, which is the member requesting the mutual aid. The agreement also has a termination clause, which is 60 days after CalWARN receives notice. Strategic Element and Goal This item supports achieving Strategic Element 3.0, Partnerships and Goal No. 3.1, Explore partnerships with other utilities. Legal Review District Counsel has reviewed and approved the 2007 Omnibus Mutual Assistance Agreement. Financial Review There is no cost to join CaIWARN, it is supported by volunteers from members across the state. However, if CMSD makes a mutual aid request from CaIWARN, expenses incurred by the responding agencies must be reimbursed by CMSD. Board of Directors July 28, 2011 Paae 3 of 3 Committee (Recommendation Not applicable Public Notice Process Copies of this report are on file and will be included with the entire agenda packet for the July 28, 2011 Board of Directors regular meeting at District Headquarters and on District's website. Alternative Actions 1. Do not approve the Agreement. 2. Refer the matter back to staff. Attachments A: Resolution No. 2011 -801 B: CalWARN 2007 Omnibus Mutual Assistance Agreement • Attachment A RESOLUTION NO. 2011-801 A RESOLUTION OF THE BOARD OF DIRECTORS OF THE COSTA MESA • SANITARY DISTRICT APPROVING THE CALIFORNIA WATER/WASTEWATER AGENCY RESPONSE NETWORK (CaIWARN) 2007 OMNIBUS MUTUAL ASSISTANCE AGREEMENT WHEREAS, the California Office of Emergency Services (OES), the Department of Water Resources (DWR), the Department of Public Health (DPH) and the California Utilities Emergency Association (CUEA) have expressed a mutual interest in the establishment of a plan to facilitate and encourage water agency mutual assistance agreements between water agencies; and WHEREAS, the California Water Agency Response Network (Ca1WARN) was originally created to provide a forum for the development of mutual assistance agreements between water agencies in the OES Coastal Region of California; and later expanded to all water and wastewater agencies in the State of California, and WHEREAS, the CALIFORNIA WATER/WASTEWATER AGENCY RESPONSE NETWORK (CalWARN) 2007 OMNIBUS MUTUAL ASSISTANCE AGREEMENT is a continuation of the WARN 1996 OMNIBUS MUTUAL AID and 2001 OMNIBUS MUTUAL AID AGREEMENT and sets for the mutual covenants and agreements for water and wastewater agencies to provide mutual assistance to one another in times of emergency; and WHEREAS, State OES regulates the SEMS program, and this agreement is consistent with • SEMS and that it is necessary to have a mutual assistance agreement in place to support request to FEMA for costs of using assistance during an emergency, and WHEREAS, the water or wastewater agency hereto has determined that it would be in the best interests to enter into an agreement that implements that plan and sets forth procedures and the responsibilities of the agency whenever emergency personnel, equipment and facility assistance are provided from one agency to the other; and WHEREAS, no water or wastewater agency should be in a position of unreasonably using its own resources, facilities, or services providing such mutual assistance; and WHEREAS, it is the intent of WARN to revise this agreement as necessary and to annually publish a list of all water and wastewater agencies participating in this agreement, as posted on www.calwarn.or ; and WHEREAS, such an agreement is in accord with the California Emergency Services Act set forth in Title 2, Division 1, Chapter 7 (Section 8550 et seq.) of the Government Code and specifically with Articles 14 and 17 (Section 8630 et seq.) of the Act. NOW, THEREFORE, in consideration of the conditions and covenants contained there in the Costa Mesa Sanitary District agrees to become a party to the CalWARN 2007 Omnibus Mutual Assistance Agreement. PASSED and ADOPTED on this 28th day of July 2011. Secretary, Costa Mesa Sanitary District Board of Directors 1171 • President, Costa Mesa Sanitary District Board of Directors STATE OF CALIFORNIA) COUNTY OF ORANGE ) SS CITY OF COSTA MESA ) I, Joan Revak, Clerk of the Costa Mesa Sanitary District, hereby certify that the above and foregoing Resolution No. 2011 -801, was duly and regularly passed and adopted by said Board of Directors at a regular meeting thereof held on the day of 2011. IN WITNESS WHEREOF, I have hereunto set my hand. and affixed the seal of the Costa Mesa Sanitary District, this day of 2011. Clerk of the Costa Mesa Sanitary District 3 is • Attachment B ® 1 Articles of Agreement 2 California Water/Wastewater Agency Response Network 3 WARN 2007 Omnibus Mutual Assistance Agreement. 4 5 This AGREEMENT is made and entered into by those water and wastewater utilities which have 6 adopted and signed this agreement to provide mutual assistance in times of emergency in 7 accordance with the California Emergency Services Act and the California Disaster and Civil 8 Defense. Master Mutual Aid Agreement; and to provide reimbursement for equipment, supplies 9 and personnel made available on an emergency basis. 10 11 All of said water and wastewater utilities being herein referred to collectively as "the parties." 12 13 In consideration of the mutual covenants and agreements hereinafter set forth, the parties agree 14 to provide mutual assistance to one another in times of emergency as follows: 15 16 17 ARTICLE I. 18 PURPOSE 19 20 Recognizing that emergencies may require assistance in the form of personnel, equipment, and 21 supplies from outside the area of impact, the signatory utilities hereby establish an Intrastate 22 Program for Mutual Aid and Assistance. Through the Mutual Aid and Assistance Program, 23 Members coordinate response activities and share resources during emergencies. This 24 Agreement sets forth the procedures and standards for the administration of the Intrastate ® 25 26 Mutual Aid and Assistance Program and is available to all water and wastewater utilities, public and private, in the State of California. 27 28 29 ARTICLE IL 30 DEFINITIONS 31 32 A. Authorized Official — An employee or officer of a Member who is authorized to: (1) request 33 assistance; (2) offer assistance; (3) refuse to offer assistance or (4) withdraw assistance 34 under this. 35 36 B. Emergency — A natural or human caused event or circumstance causing, or imminently 37 threatening to cause impact to the operations of a member utility's system, loss of life, injury 38 to person or property, human suffering or financial loss, and includes, but is not limited to, 39 fire, flood, severe weather, earthquake, civil disturbance, riot, explosion, drought, volcanic 40. activity, spills or releases of oil or hazardous material, contamination, utility or transportation 41 emergencies, disease, blight, infestation, intentional acts, sabotage, declaration of war; or 42 other conditions which is, or is likely to be beyond the control of the services, personnel, 43 equipment, and facilities of a Member and requires mutual assistance. 44 45 C. Member— Any public or private water or wastewater utility that manifests intent to 46 participate in the Mutual Aid and Assistance Program by executing this, the California 47 Water/Wastewater Agency Response Network (CaIWARN) Agreement. 48 49 D. Associate Member— Any non utility participant, approved by the State Steering Committee, 50 that provides a support role for the WARN program, for example State Department of Public CaIWARN Mutual Aid /Asst Agreement 1 Approved and Adopted September 30, 2007 by Vote of Members 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44 45 46 47 48 49 50 51 Health, or associations, who are members of the Regional or State Steering Committees • and do not officially sign the WARN agreement. E. Confidential Information - Any document shared with any signatory to this Agreement that is marked confidential, including but not limited to any map, report, notes, papers, opinion, or e-mail which relates to the system vulnerabilities of a Member or Associate Member. F. Non - Responding Member - A Member that does not provide assistance during a Period of Assistance under the Mutual Aid and Assistance Program. G. Requesting Member— A Member who requests assistance under the Mutual Aid and Assistance Program. H. Responding Member— A Member that responds to a request for assistance under the Mutual Aid and Assistance Program. Period of Assistance — A specified period of time when a Responding Member assists a Requesting Member. The period commences when personnel, equipment, or supplies depart from Responding Member's facility and ends when the resources return to their facility (portal to portal). All protections identified in the Agreement apply during this period. The specified Period of Assistance may occur during response to or recovery from an Emergency. J. National Incident Management System (NIMS) - A national, standardized approach to incident management and response that sets uniform processes and procedures for emergency response operations. • K. Standardized Emergency Management System (SEMS) - A standardized approach to field command and jurisdictional management and response set forth by State of California Code of Regulations for multi- agency or multi jurisdictional response to an emergency. ARTICLE III. ADMINISTRATION The administration of the Water/Wastewater Agency Response Network (WARN) will be through WARN Regional Steering Committees (RSC) and the WARN State Steering Committee (SSC). The WARN RSCs will be established by representatives from the Members in that region. A chair and co -chair will be elected and act as administrators for that region. The chair will represent the region on the WARN SSC. Each WARN RSC will sponsor an annual meeting for Members, maintain a data base of all water and wastewater utilities who have signed this Agreement, and meet as a committee to address concerns and procedures for requesting mutual assistance in that region. The regions will be comprised of one or more of the six Office of Emergency Services (OES) mutual aid regions. The WARN SSC will include the chairs of the regional steering committees, and a representative from the California Department of Public Health (CDPH), California Utilities Emergency Association (CUEA), Department of Water Resources (DWR), the American Water Works Association (AWWA) Emergency Planning Committee, California Rural Water CalWARN Mutual Aid /Asst Agreement 2 Approved and Adopted September 30, 2007 by Vote of Members ®1 Association (CRWA) and California Sanitation Risk Management Authority (CSRMA). The SSC 2 will identify a Chair for the purpose of leading the SSC and act as a point of contact for the 3 WARN SSC. At a minimum, the WARN SSC will meet annually and issue a list of participating 4 utilities. The database will be maintained on the WARN website, managed by a volunteer 5 Member, as appointed by the SSC. 6 7 8 ARTICLE IV. 9 PROCEDURES 10 11 A. In coordination with the Regional Steering Committees, emergency management and public 12 health system of the state, the State Steering Committee shall develop operational and 13 planning procedures for the Mutual Aid and Assistance Program. These procedures shall 14. be consistent with the Standardized Emergency Management System (SEMS) and the 15 National Incident Management System (NIMS), reviewed at least annually and updated as 16 needed by the State Steering Committee. 17 18 B. Requests for emergency assistance under this Agreement shall be directed to the 19 appropriate Authorized Official(s) from the list of Members. 20 21 C. Consistent with SEMS, when more than one County is impacted by a disaster, requests for 22 mutual assistance under this Agreement may be channeled through the CUEA Utility 23 Operation Center to ensure maximum effectiveness in allocating resources to the highest 24 priority needs. 25 •26 27 ARTICLE V. 28 REQUESTS FOR ASSISTANCE 29 30 In general, assistance will be in the form of resources, such as equipment, supplies, and 31 personnel. Assistance shall be given only when Responding Member determines that its own 32 needs can be met while rendering assistance. The execution of this Agreement shall not create 33 any duty to respond on the part of any party hereto. A potential Responding Member shall not 34 be held liable for failing to provide assistance. A potential Responding Member has the 35 absolute discretion to decline to provide any requested assistance. 36 37 A. Member Responsibility - Members shall identify an Authorized Official and alternates; 38 provide contact information including 24 -hour access; and maintain resource information 39 made available by the utility for mutual aid and assistance response, as allowed by utility 40 policy. Such information shall be updated annually or as changes occur (whichever is 41 sooner), provided to the State Steering Committee, and uploaded into the statewide 42 database. 43 44 B. Member Request - In the event of an Emergency, a Member's Authorized Official may 45 request mutual aid and assistance from a participating Member. Requests for assistance 46 can be made orally or in writing. When made orally, the request for personnel, equipment, 47 and supplies shall also be prepared in writing and submitted to the participating Member as 48 soon as practicable. Requests for assistance shall be directed to the Authorized Official of 49 the participating Member. Specific protocols for requesting aid shall be provided in the 50 procedures. developed under Article IV. 51 CalWARN Mutual Aid /Asst Agreement 3 Approved and Adopted September 30, 2007 by Vote of Members 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44 45 46 47 48 49 50 51 C. Response to a Request for Assistance — Members are not obligated to respond to a request. After a Member receives a request for assistance, the Authorized Official evaluates whether or not to respond, whether resources are available to respond, or if other circumstances would hinder response. Following the evaluation, the Authorized Representative shall inform, as soon as possible, the Requesting Member whether it will respond. If the Member is willing and able to provide assistance, the Member shall inform the Requesting Member about the type of available resources and the approximate arrival time of such assistance. D. Discretion of Responding Member's Authorized Official — Execution of this Agreement does not create any duty to respond to a request for assistance. When a Member receives a request for assistance, the Authorized Official shall have sole and absolute discretion as to whether or not to respond, or the availability of resources to be used in such response. An Authorized Member's decisions on the availability of resources shall be final. ARTICLE VI. RESPONSE COORDINATION When providing assistance under this Agreement, the Requesting Member and Responding Member shall be organized and shall function under the Standard Emergency Management System and National Incident Management System protocols and procedures. A. Personnel — Responding Member retains right to identify the employees who are willing to participate and the resources that are available. B. Control — While employees so provided may be under the supervision of the • Responding Member, the Responding Member's employees come under the direction and control of the Requesting Member, consistent with the NIMS Incident Command System to address the needs identified by the Requesting Member. The Requesting Member's Authorized Official shall coordinate response activities with the designated supervisor(s) of the Responding Member(s). Whenever practical, Responding Member personnel must be self sufficient for up to 72 hours. The Responding Member's designated supervisor(s) must keep accurate records of work performed by personnel during the specified Period of Assistance. C. Food and Shelter— When possible, the Requesting Member shall supply reasonable food and shelter for Responding Member personnel. If the Requesting Member is unable to provide food and shelter for Responding Member personnel, the Responding Member's designated supervisor is authorized to secure the resources necessary to meet the needs of its personnel. Except as provided below, the cost for such resources must not exceed the State per diem rates for that area. To the extent Food and Shelter costs exceed the State per diem rates for the area, the Responding Member must demonstrate that the additional costs were reasonable and necessary under the circumstances. Unless otherwise agreed to in writing, the Requesting Member remains responsible for reimbursing the Responding Member for all reasonable and necessary costs associated with providing food and shelter, if such resources are not provided. D. Communication — The Requesting Member shall provide Responding Member personnel with radio equipment as available, or radio frequency information to program existing radio, in order to facilitate communications with local responders and utility personnel. • CalWARN Mutual Aid /Asst Agreement 4 Approved and Adopted September 30, 2007 by Vote of Members 1 2 E. Status - Unless otherwise provided by law, the Responding Member's officers and 3 employees retain the same privileges, immunities, rights, duties and benefits as provided in 4 their respective jurisdictions. 5 6 F. Licenses and Permits — To the extent permitted by law, Responding Member personnel 7 who hold licenses, certificates, or permits evidencing professional, mechanical, or other 8 skills shall be allowed to carry out activities and tasks relevant and related to their respective 9 credentials during the specified Period of Assistance. 10 11 G. Right to Withdraw Resources - The Responding Member's Authorized Official retains the 12 right to withdraw some or all of its resources at any time for any reason in the Responding 13 Member's sole and absolute discretion. Notice of intention to withdraw must be 14 communicated to the Requesting Member's Authorized Official as soon as soon as is 15 practicable under the circumstances. 16 17 18 ARTICLE VII. 19 COST REIMBURSEMENT 20 21 Unless otherwise mutually agreed in whole or in part by both parties, the Requesting Member 22 shall reimburse the Responding Member for each of the following categories of costs incurred 23 while providing aid and assistance during the specified Period of Assistance. 24 25 A. Personnel — Responding Member will make such employees as are willing to •26 participate available to Requesting Member at Requesting Member's expense equal to 27 Responding Member's full cost, i.e., equal to the employee's applicable salary or hourly 28 wage plus fringe benefits and overhead, and consistent with Responding Member's 29 collective bargaining agreements or other conditions of employment. All costs incurred. 30 for work performed during the specified Period of Assistance will be included. The 31 Requesting Member shall be responsible for all direct and indirect labor costs. 32 33 B. Equipment — Use of equipment, such as construction equipment, vehicles, tools, pumps 34 and generators, shall be at Responding Member's current equipment rate and subject to the 35 following conditions: The Requesting Member shall reimburse the Responding Member for 36 the use of equipment during the specified Period of Assistance, including, but not limited to, 37 reasonable rental rates, all fuel, lubrication, maintenance, transportation, and 38 loading /unloading of loaned equipment. All equipment shall be returned to the Responding 39 Member as soon as is practicable and reasonable under the circumstances. 40 (a) At the option of Responding Member, equipment may be provided with an 41 operator. 42 (b) Equipment shall be returned to Responding Member within 24 hours after receipt 43 of an oral or written request for return. 44 (c) Requesting Member shall, at its own expense, supply all fuel, lubrication and 45 maintenance for furnished equipment. 46 (d) Responding Member's cost related to the transportation, handling and 47 loading /unloading of equipment shall be chargeable to Requesting Member. 48 (e) In the event equipment is damaged while being dispatched to Requesting Member, 49. or while in the custody and use of Requesting Member, Requesting Member shall 50 reimburse Responding Member for the reasonable cost of repairing said damaged 51 equipment. If the equipment cannot be repaired, then Requesting Member shall CalWARN Mutual Aid /Asst Agreement 5 Approved and Adopted September 30, 2007 by Vote of Members 1 reimburse Responding Member for the cost of replacing such equipment with • 2 equipment that is of at least equal capability as determined by the Responding 3 Member. If Responding Member must lease a piece of equipment while Requesting 4 Member equipment is being repaired or replaced, Requesting Member shall 5 reimburse Responding Member for such lease costs. 6 7 C. Materials and Supplies - Requesting Member shall reimburse Responding Member in 8 kind or at actual replacement cost, plus handling charges, for use of expendable or non - 9 returnable supplies. Other supplies and reusable items that are returned to Responding 10 Member in a clean, damage -free condition shall not be charged to the Requesting 11 Member and no rental fee will be charged; otherwise, they shall be treated as 12 expendable supplies. Supplies that are returned to the Responding Member with 13 damage must be treated as expendable supplies for purposes of cost reimbursement. 14 15 D. Payment Period — The Responding Member shall provide an itemized bill to the Requesting 16 Member for all expenses incurred by the Responding Member while providing assistance 17 under this Agreement. The Requesting Member shall send the itemized bill not later than 18 (90) ninety dates following the end of the Period of Assistance. The Responding Member 19 may request additional periods of time within which to submit the itemized bill, and 20 Requesting Member shall not unreasonably withhold consent to such request. The 21 Requesting Member agrees to reimburse the Responding Member within 60 days from 22 receipt of an invoice for assistance provided under this Agreement. The Requesting 23 Member may request additional periods of time within which to pay the itemized bill, and 24 Responding Member shall not unreasonably withhold consent to such request, provided, 25 however, that all payment shall occur.not later than one -year after the date a final itemized 26 bill is submitted to the Requesting Member. • 27 28 E. Records - Each Responding Member and its duly authorized representatives shall have 29 access to a Requesting Member's books, documents, notes, reports, papers and records 30 which are directly pertinent to this Agreement for the purposes of reviewing the accuracy of 31 a cost bill or making a financial, maintenance or regulatory audit. Each Requesting Member 32 and its duly authorized representatives shall have access to a Responding Member's books, 33 documents, notes, reports, papers and records which are directly pertinent to this 34 Agreement for the purposes of reviewing the accuracy of a cost bill or making a financial, 35 maintenance or regulatory audit. Such records shall be maintained for at least three (3) 36 years or longer where required by law and as needed for federal reimbursement practices. 37 38 39 ARTICLE VIII. 40 ARBITRATION 41 42 If any controversy or claim arises out of, or relates to, the Agreement, including, but not limited 43 to an alleged breach of the Agreement, the disputing Members shall first attempt to resolve the 44 dispute by negotiation, followed by mediation and finally shall be settled by arbitration in 45 accordance with the Rules of the American Arbitration Association. Judgment on the award 46 rendered by the arbitrator(s) may be entered in any court having jurisdiction. 47 48 0 CaIWARN Mutual Aid /Asst Agreement 6 Approved and Adopted September 30, 2007 by Vote of Members • • 1 ARTICLE IX. 2 REQUESTING MEMBER'S DUTY TO INDEMNIFY 3 4 Pursuant to Government Code Section 895.4, and subject to Article X, Requesting Member 5 shall assume the defense of, fully indemnify and hold harmless Responding Member, its 6 Directors, Council Members, Supervisors, officers and employees, from all claims, loss, 7 damage, injury and liability of every kind, nature and description, directly or indirectly arising 8 from the Requesting Member's work hereunder, including, but not limited to, negligent or 9 wrongful use of equipment, supplies or personnel provided to Requesting Member or faulty 10 workmanship or other negligent acts, errors or omissions by Responding. Member, or by 11 personnel provided to Requesting Member from the time assistance is requested and 12 rendered until the assistance is returned to Responding Member's. control, portal to portal. 13 14 15 ARTICLE X. 16 SIGNATORY INDEMNIFICATION 17 18 In the event of a liability, claim, demand, action or proceeding, of_whatever kind or nature 19 arising out of the rendering of assistance through this Agreement, the parties involved in 20 rendering or receiving assistance agree to indemnify and hold harmless all Members whose 21 only involvement is the execution and approval of this Agreement, in the transaction or 22 occurrence which is the subject of such claim, action, demand or other proceeding. Such 23 indemnification shall include indemnity for all claims, demands, liability, damages and costs, 24 including reasonable attorneys' fees and other costs of defense, for injury, property damage 25 and workers compensation. 26 27 28 ARTICLE XI. 29 WORKER'S-COMPENSATION CLAIMS 30 31 The Responding Member is responsible for providing worker's compensation benefits and 32 administering worker's compensation for its employees. The Requesting Member is 33 responsible for providing worker's compensation benefits and administering worker's 34 compensation for its employees. 35 36 37 ARTICLE XII. 38 NOTICE 39 40 Each party hereto shall give to the others prompt and timely written notice of any claim 41 made or any suit instituted coming to its knowledge, which in any way, directly or indirectly, 42 contingently or otherwise, affects or might affect them, and each Member shall have the 43 right to participate in the defense of the same, as it considers necessary to protect its own 44 interests. 45 46 CalWARN Mutual Aid /Asst Agreement 7 Approved and Adopted September 30, 2007 by Vote of Members 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44 45 46 47 48 49 ARTICLE XIII. • INSURANCE Members shall maintain an insurance policy or maintain a self insurance program that covers activities that it may undertake by virtue of membership in the Mutual Aid and Assistance Program. ARTICLE XIV. CONFIDENTIAL INFORMATION To the extent allowed by law, any Member or Associate Member shall maintain in the strictest confidence and shall take all reasonable steps necessary to prevent the disclosure of any Confidential Information provided to it by another Member pursuant to this Agreement. If any Member, Associate Member, or third party requests or demands, by subpoena or otherwise, that a Member or Associate Member disclose any Confidential Information provided to it under this Agreement, the Member or Associate Member shall immediately notify the owner of the Confidential Information and shall take all reasonable steps necessary to prevent the disclosure of any Confidential Information by asserting all applicable rights and privileges with respect to such information and shall cooperate fully in any judicial or administrative proceeding relating thereto. ARTICLE XV. EFFECTIVE DATE This Agreement shall take effect for a new party immediately upon its execution by said • party. ARTICLE XVI. WITHDRAWAL Any party may terminate its participation in this Agreement by written notice to the Chair of the appropriate RSC and to the SSC Chair. Withdrawal takes effect 60 days after the appropriate officials receive notice. Withdrawal from this Agreement shall in no way affect a Requesting Member's duty to reimburse a Responding Member for cost incurred during a Period of Assistance, which duty shall survive such withdrawal. ARTICLE XVII. MODIFICATION No provision of this Agreement may be modified, altered or rescinded by individual parties to the Agreement. Modifications to this Agreement require a simple majority vote of Members within each region and unanimous agreement among the regions. The State Steering Committee will notify all parties of modifications to this Agreement in writing and those modifications shall be effective upon 60 days written notice to the parties. CalWARN Mutual Aid /Asst Agreement 8 Approved and Adopted September 30, 2007 by Vote of Members • 1 2 ARTICLE XVI11. 3 SEVERABILITY 4 5 If any term or provision of this Agreement is declared by a court of competent jurisdiction to be 6 illegal or in conflict with.any law, the validity of the remaining terms and provisions shall not be 7 affected, and the rights and obligations of the parties shall be construed and enforced as if the 8 Agreement did not contain the particular term or provision held to be invalid. 9 10 11 ARTICLE XIX. 12 PRIOR AGREEMENTS 13 14 To the extent that prior agreements among signatories to this Agreement for mutual assistance 15 are inconsistent with this Agreement, such agreements are hereby superseded. This 16 Agreement supersedes the 1996 Omnibus Mutual Aid Agreement, the WARN 1997 Omnibus 17 Mutual Aid Agreement, and the WARN 2001 Omnibus Mutual Aid and Assistance Agreement. 18 19 20 ARTICLE XX. 21 PROHIBITION ON THIRD PARTIES AND ASSIGNMENT OF RIGHTS /DUTIES 22 23 This Agreement is for the sole benefit of the Members and no other person or entity has rights 24 under this Agreement as a third party beneficiary. Assignment of benefits or delegation of 25 duties created by this Agreement to third ,parties that are not Members is prohibited and without •26 effect. 27 28 29 ARTICLE XXI. 30 TORT CLAIMS 31 32 This Agreement in no way abrogates.or waives any immunity or defense available under 33 California law. 34 35 36 ARTICLE XXII. 37 INTRASTATE AND INTERSTATE MUTUAL AID AND ASSISTANCE PROGRAMS 38 39 To the extent practicable, Members retain the right to participate in mutual aid and assistance 40 activities conducted under the State of California Intrastate WARN Mutual Aid and Assistance 41 Program and the Interstate Emergency Management Assistance Compact (EMAC) and similar 42 programs. 43 44 45 • CalWARN Mutual Aid /Asst Agreement 9 Approved and Adopted September 30, 2007 by Vote of Members 07/28/11 VIII. D. COST .X 9YES A FEW To: Board of Directors Via: Scott Carroll, General Manager From: AJ Cully, Management Analyst Date: July 28, 2011 Subject: Lockable Containers Summary ... an Independent Specia[District In 2011, the Costa Mesa Sanitary District was faced with an increase in scavenging activity of residential curbside recyclables. In the past, scavenging was conducted by a few individuals on foot or on bicycles removing only the recyclables they were able to carry in a single plastic bag. Today, well organized groups are driving through Costa Mesa neighborhoods in large trucks, leaving a mess.as they dig through trash containers set out for collection. This action is threatening the sense of security within our community. In an effort to reduce residential reports of scavenging and protect the privacy of our residents, the Costa Mesa Police Department, CMSD, and CR &R Waste Services formed a partnership resulting in improved communication and increased awareness of problem areas. This collaboration prompted an anti - scavenging campaign, which consists of two major elements: 1) the implementation of lockable trash containers and 2) stringent enforcement of the CMSD anti scavenging Ordinance 27. Staff Recommendation 1. Staff recommends the Board approve an expansion of the anti scavenging program to afford more residents the opportunity to benefit from the security of a lockable trash container. 2. The General Manager under his authority will transfer funds in the amount of $10,000 from the Capital Outlay to the Scavenging Program account. The $10,000 will purchase 120 additional lockable trash containers. Account Account Number Increase Decrease ® Scavenging 10- 100004 -4310 $10,000.00 Capital Outlay 10- 100000 -4795 $10,000.00 (Protecting our community's health 6y providing solid waste and sewer collection services crosdca.gov Board of Directors July 28, 2011 Page 2 of 3 Analysis • CMSD ordered 120 lockable trash containers from Rehrig Pacific Company. These containers will not only protect discards and valuable recyclables from scavengers, they will also improve the cleanliness of our streets. CR &R has agreed to provide storage and delivery of the containers to residents upon request. To promote the availability of the locking bins, CMSD advertised in the summer newsletter, the website, and on Costa Mesa TV Channel 24. The response was overwhelming. Within two days, the District received 128 applications to obtain the new container. Residents who wish to participate in the program will have one of their 60 gallon carts exchanged. Homeowners will keep a key to lock the cart on their service day or whenever the cart is in public view and not in use. The pull of gravity opens the lid once the automatic trash truck lifts the cart to dump it. This program is expected to preserve the integrity of the CMSD's recycling program and protect the significant revenue it generates, as well as provide peace of mind to residents regarding identity theft and violation of privacy. Strategic Element & Goal • This program supports three objectives of the Strategic Plan: Element 2.0, Solid Waste, which states: "Our objective is to manage the collection and recycling of residential trash in the most economical and environmentally friendly way. " Element 3.0, Partnerships, which states: "To foster beneficial relationships to accomplish the goals of the District." Element 4.0, Public Relations, which states: "Our objective is to inform and establish beneficial relations with the community." Legal Review Not applicable Financial Review The Capital Outlay account is projected to have excess funds due to recent revisions to the Headquarter remodel project. Following the $10,000 transfer, the Capital Outlay account will have a remaining balance of $47,100 and the Scavenging Program account will have a total of $20,000 in appropriated funds for Fiscal Year 2011 -12. Board of Directors July 28, 2011 Page 3 of 3 • Committee Recommendation Not applicable Public Notice Process Copies of this report are on file and will be included with the entire agenda packet for the July 28, 2011 Board of Directors regular meeting at District Headquarters and on District's website. Alternative Actions 1. Refer the matter back to staff. 0 40.1 G 0 • Q7 2st/17_.� IX. A. CMSD BOARD OF DIRECTORS �,. RECYCLING COMMITTEE AGENDA Monday, July 25, 2011 10:30 a.m. Costa Mesa Sanitary District 628 W 191h Street Costa Mesa, California. The Recycling Committee meeting for the above date is cancelled Dated: July 11, 2011 Clerk of the District 01/28/11 X. A. COSTA `MESA,SflNIG'LR7�DLS7+IUCT Memorandum To: Board of Directors ... an Independent SpecaafD strict Via: Scott Carroll, General Manage From: Robin B. Harriers, District Engineer Date: July 28, 2011 Subject: #185 System Wide Sewer Reconstruction — Phase Bid Opening & Recommendation for Award of Construction Contract Summary The District prepared plans and specifications for the first phase of reconstructing the Grade 5 deficiencies in the District's sewer system. The results of the bid opening are • shown below with a recommendation for award. Staff Recommendation That the Board of Directors: 1. Award a contract to the lowest responsible bidder, Sancon Engineering, Inc., of Huntington Beach, in the amount of $455,683.00. 2. Approve a 10% contingency budget of $45,568. Analysis The District televised its entire sewer system from January 2006 to March 2009 and found 255 Grade 5 sewer deficiencies. Grade 5 deficiencies require immediate attention as the risk of failure is high and failures may result in sanitary sewer overflows (SSOs). The Board of Directors chose to reconstruct these deficiencies in a four -year period with an approximate $1 million per year construction cost. • Protecting our community's heafth andthe environment 6y providing sofidwaste andsewer collection services. www. crosdca.gov Board of Directors July 28, 2011 Paae 2 of 3 The Engineer's Estimate for the project is $1,038,975 and was based on projecting the • cost for the top 30 Grade 5 deficiencies into an approximate cost for the first 67 locations. Prices were obtained from contractors specializing in cured -in- place -pipe and short segment excavation and repair. The following reasons support the lower than normal bids by the three bidders: 1. Agency and private work is scarce due to the current economic climate and contractors are bidding extremely low to obtain work. 2. Pipe repair by the traditional excavation and replace method is costlier than the no -dig installation of cured -in- place -pipe method and there are only 3 locations with excavation and replace in the project out of 67 total locations. 3. The project allows economies of scale to prevail as the Engineer's Estimate for each location represents the cost if only that one section was repaired, such as if a purchase order was used. Bids were opened on 5/31/11 and the results are as follows: Engineer's Estimate $1,038,975. Sancon Engineering, Inc. $ 455,683 • RePipe- California $ 563,583 Southwest Pipeline $ 642,600 Staff checked the licensing requirements and references for the low bidder, Sancon Engineering, and found everything in order, therefore, a recommendation to award the bid is being made. Strategic Plan Element & Goal This item complies with Strategic Plan Element 1.0, Sewer Infrastructure and Goal No. 1.4, System Wide Sewer Replacement and Repair Program. The strategy for this Strategic Element states: "We will do this be the careful management of the collection infrastructure using prudent planning and maintenance, with financial strategies to maintain sufficient capacity and respond to changing regulatory demands." Legal Review District counsel has reviewed and updated the 1998 version of the agreement and has signed the proposed agreement attached hereto. • Financial Review C Board of Directors July 28, 2011 Page 3 of 3 The .total cost for the construction phase of the project is $525,254, which includes .construction, contingency, and contract administration and inspection services. There is approximately $1 million funded for this project. Public Notice Process Copies of this report are on file and will be included with the entire agenda packet for the June 23, 2011 regular Board of Directors meeting at District Headquarters and on the District website. Alternative Actions 1. Do not award the project to Sancon Engineering. 2. Refer the matter back to staff for additional information. Attachment: Contract between Sancon Engineering and CMSD • Reviewed by: Sherry Kallab Administrative Manager • Attachment CONTRACT • THIS AGREEMENT is made and entered into this 1 st day of June, 2011, by and between the COSTA MESA SANITARY DISTRICT, hereinafter referred to as "DISTRICT" and, SANCON ENGINEERING, INC.; hereinafter referred to as "CONTRACTOR." WITNESSETH That for and in consideration of the promises and agreements hereinafter made and exchanged, DISTRICT and CONTRACTOR mutually agree as follows: 1 . Scope of the Work. That CONTRACTOR shall perform all the work and shall provide and furnish all the labor, materials, necessary tools, expendable equipment, and all utility and transportation services required to construct: #185 SYSTEM WIDE SEWER RECONSTRUCTION- PHASE I 2. Labor and Materials. All of said work to be performed and materials to be furnished shall be in strict accordance with the plans and specifications entitled Specifications for #185 SYSTEM WIDE SEWER RECONSTRUCTION- PHASE I, and CONTRACTOR agrees to do everything required by this Contract and the Contract Documents including the plans and specifications and any general conditions. All labor, materials, tools, equipment and services shall be furnished on work performed; and under the direction, administration and subject to the approval of DISTRICT or its authorized representatives. CONTRACTOR warrants that it will not purchase mined construction material for this • PROJECT except from a mining operation that is currently identified in the list published pursuant to subdivision (b) of Section 2717 of the Public Resources Code. Refer to the current 3098 list for qualified mining operations at www. consrv. ca. gov /OMR/ab_3098_list/current_list. 3. Time of Completion. CONTRACTOR agrees to commence the work to be performed under this Contract within five (5) days of receipt of the "Notice to Proceed" and to diligently prosecute the work to completion before the expiration of SEVENTY FIVE (75) DORKING DAYS from the date of commencement. "Working days" means all calendar days except Saturdays, Sundays, and legal holidays. 4. Time of the Essence. Time is of the essence of this Contract. 5. Liquidated Damages /Delay Damages. It is agreed by the parties hereto that in case the total work called for hereunder in all parts and requirements is not finished or completed within the number of working days as set forth herein, damage will be sustained by the DISTRICT, and that it is and will be impractical and extremely difficult to ascertain and determine the actual damage which the .DISTRICT will sustain in the event of and by reason of such delay; and it is therefore agreed the CONTRACTOR will pay to the DISTRICT the sum of TWO HUNDRED FIFTY and 00/100 Dollars ($250.00) per calendar day for each and every day of delay in finishing the work in excess of the number of days prescribed in paragraph 3 and the CONTRACTOR agrees to pay said liquidated damages herein provided for, and further agrees that the DISTRICT may deduct the amount thereof from any monies due or that may become due the CONTRACTOR hereunder. • The CONTRACTOR will be granted an extension of time and will not be assessed with liquidated damages for any portion of the delay in completion of the work beyond the time named herein for the completion of the work due to unforeseeable causes beyond the control and without the fault or negligence of the CONTRACTOR, including but not restricted to acts of God or of the public enemy, fire, floods, epidemics, quarantine restrictions, strike, and unsuitable weather, or delays of subcontractors due to such causes, provided CONTRACTOR submits timely notification and a written Request for Change Order as required herein. The CONTRACTOR shall within ten (10) days from the beginning of any such delay (unless the DISTRICT shall grant a further period of time prior to the date of final settlement of the Contract) notify the District Engineer in writing of the cause of the delay, and the District Engineer shall extend the time for completing the work if in the District Engineer's judgment the cause so merits. The District Engineer's determination on this matter shall be final and conclusive on the parties hereto. CONTRACTOR shall also be required to submit a written Request for Change Order to District Engineer within fifteen (15) days of the date of such delay. No adjustment shall be allowed for such delay unless strict compliance with this contractual provision is effected. CONTRACTOR's remedy shall be limited to the extra days granted and to any damages that he may be entitled to using.the formula agreed to by the parties for all damages as provided in Paragraph 28. 6. The Contract Sung. DISTRICT agrees to pay.and CONTRACTOR agrees to accept in full payment for the work above agreed to be done the sum of: Four Hundred Fifty -five Thousand, Six Hundred Eighty -Three Dollars ($455,683.00). 7. Progress Payments. Prior to the fifteenth day of the month next following the commencement of the work, there shall be paid to CONTRACTOR a sum equal to 90 percent of the ® value of the work completed since the commencement of the work as determined by the District Engineer and thereafter prior to the fifteenth day of each successive month as the work progresses. CONTRACTOR shall be paid such sum as will bring the payments up each month to 90 percent of the value of the work completed since the commencement of the work as determined by the District Engineer, less all previous payments, provided that CONTRACTOR submits his request for payment prior to the last Wednesday of each preceding month. DISTRICT shall make the final payment, if unencumbered, or any part thereof unencumbered, 35 days after the acceptance of the work and the filing of a Notice of Completion. Payments shall be made on demands drawn in the manner required by law, accompanied by a certificate signed by the District Engineer, stating that the work for which payment is demanded has been performed in accordance with the terms of the Contract, and that the amount stated in the certificate is due under the terms of the Contract. Partial payments on the Contract price shall not be considered as an acceptance of any part of the work. 8. Prompt Payments. DISTRICT agrees to promptly make progress payments on undisputed and properly submitted payment requests within thirty (30) days and to comply with the provisions of Public Contract Code Section 20104.50. 9. Retention Securities. Pursuant to California Contract Code Section 22300, CONTRACTOR will be entitled to post approved securities with the DISTRICT or an approved financial institution in order to have the DISTRICT release funds retained by the DISTRICT to insure performance of the Contract. • 10. Specifications. The Standard Specifications for Public Works Construction, also known as the Greenbook, latest edition, shall be controlling unless a different specification is called • out in the Contact Documents, including the Costa Mesa Sanitary District's Standard Plans and Specifications for the Construction of Sanitary Sewers and the SYSTEM WIDE SEWER. RECONSTRUCTION- PHASE I. 11. Change Orders. Change order requests shall be submitted to the District Engineer in writing who shall have discretion to determine the merit of the change order request. The District Engineer may approve or disapprove change orders in his discretion except that any change order resulting in an increase of the Contract price shall be co- signed by the District Manager and /or approved by the Board of Directors. No amendments, modifications, or waivers of Contract terms or the Contract Documents, including additional compensation for extra work, will be allowed absent a written Change Order signed by both parties. 12. Prevailing Wage Rates. DISTRICT has ascertained the general prevailing rate of per diem wages and the general prevailing rate for legal holidays and overtime work in the locality in which the work is to be performed for each craft or type of work needed to execute this Contract, and the same has been placed on file with the District Clerk at the District's principal office. Said per diem wages can be obtained on the Internet at http: / /www. dir. ca .gov /dlsr /DPreWageDetermination htm. Said per diem wages are deemed to include employer payments for health and welfare, pension, vacation, and travel time and subsistence pay, all in accordance with sections 1773.1 and 1773.8 of the Labor Code of the State of California. 13. Discrimination, Minorities, Aliens. The CONTRACTOR shall not unlawfully discriminate nor allow its employees, agents, principals, or subcontractors to unlawfully discriminate against any employee or applicant for employment on the basis of race, religious creed, national • origin or sex. 14. Compliance with Davis -Bacon Act. This provision does not apply to this Contract. 15. Payroll Records. The provisions of section 1776 of the Labor Code of the State of California regarding the preparation, maintenance and filing of payroll records are applicable to this Contract. Specifically, each CONTRACTOR and subcontractor shall keep an accurate payroll record, showing the name, address, social security number, work classification, straight time and overtime hours worked each day and week, and the actual per diem wages paid to each journeyman, apprentice or worker employed by him in connection with the public work. THE CONTRACTOR'S AND SUBCONTRACTOR'S PAYROLL RECORDS SHALL BE SUBMITTED TO THE DISTRICT ENGINEER FOR REVIEW ON A WEEKLY BASIS. THE CONTRACTOR SHALL BE RESPONSIBLE FOR SUBMITTAL OF SUB - CONTRACTOR'S PAYROLL RECORDS. 16. Penalty. CONTRACTOR shall, as a penalty to the DISTRICT, forfeit up to $50.00 for each calendar day or portion thereof for each workman paid (either by him or any subcontractor under him) less than the prevailing rate set forth herein on the work provided for in this Contract, all in accordance with section 1775 of the Labor Code of the State of California. 17. Apprentices. If applicable, the provisions of Labor Code Section 1777.5 requiring the use of apprentices in certain ratios to journeymen are hereby imposed upon CONTRACTOR. 18. Legal Day's Work. In the performance of this Contract, not more than eight (8) • • hours shall constitute a day's work, and the CONTRACTOR shall not require more than eight (8) hours of labor in a day from any person unless the CONTRACTOR complies will all applicable Labor laws. CONTRACTOR shall conform to Article 3, Chapter 1, Part 7 (section 1810, et seq.) of the Labor Code of the State of California, and it is agreed that the CONTRACTOR shall forfeit to the DISTRICT as a penalty the sum of $25.00 for each workman employed in the execution of this Contract by the CONTRACTOR or any subcontractor for each calendar day during which any workman is required or permitted to labor more than eight (8) hours in any one calendar day.and forty (40) hours in any one week in violation of said article. 19. Subcontracting. CONTRACTOR acknowledges that he is aware of the provisions of the "Subletting and Subcontracting Fair Practices Act" (Public Contract Code Section 4100 et seq.) and that he agrees to comply with all applicable provisions thereof. If any part of the work to be done under this Contract is subcontracted, the subcontract shall be in writing and shall provide that all work to be performed thereunder shall be performed in accordance with this Contract. Upon request, certified copies of any or all subcontracts shall be furnished to the District Engineer or DISTRICT. The subcontracting of any or all of the work to be done will in no way relieve the CONTRACTOR of any part of his responsibility under the Contract. Breach of any of the above provisions will be considered a violation of the Contract, and the DISTRICT may:' cancel the Contract, assess the CONTRACTOR a penalty of not more than 10 percent of the subcontract involved, or cancel the Contract and assess the penalty. All persons engaged in the work, including subcontractors, will be considered employees of the CONTRACTOR. He will be held responsible for their work. The DISTRICT will deal directly with and make all payments to the CONTRACTOR. ® 20. Workers' Compensation. CONTRACTOR shall carry Workers' Compensation Insurance and require all subcontractors to carry Workers' Compensation Insurance as required by the Labor Code of the State of California. CONTRACTOR, by executing this Contract, hereby certifies: "I am aware of the provisions of Section 3700 of the Labor Code which require every employer to be insured against liability for Workers' Compensation or to undertake self- insurance in accordance with the provisions of that code, and I will comply with. such provisions before commencing the performance of the work of this Contract." 21. Drug -Free Work. CONTRACTOR agrees to provide a drug -free workplace in accordance with 24 CFR part 24, sub -part F. Under 24 CFR part 24 sub -part F., the CONTRACTOR will provide certification in writing that it will provide a drug -free workplace by: (a). Publicizing a statement notifying employees that the unlawful manufacture, distribution, dispensing, possession or use of a controlled substance is prohibited in the workplace and specifying the action it will take against employees for violation of such prohibition; (b). Establish an ongoing drug -free awareness program to inform employees about - 1. Degrees of drug abuse in the workplace; 2. The policy of maintaining a drug -free workplace; 3. Any available drug counseling, rehabilitation and employee assistance programs; 4. The penalties which may be imposed on employees for drug abuse violations occurring in the workplace. (c). Making it a requirement that every employee to be engaged in the performance of the 0 Contract be given a copy of the statement required by paragraph (a); (d). Notifying employees in the statement required by paragraph (a) that as a condition of employment under the Contract the employee will - 1. Abide by the term of the statement; and 2. Notify the employer in writing of any conviction for a violation of a criminal drug statute occurring in the workplace no later than five (5) calendar days after such conviction. (e). Notify the DISTRICT in writing, within ten (10) calendar days after receiving notice under subparagraph (d) (2) from an employee or otherwise receiving actual notice of such conviction. Employer of said convicted employee must provide notice, including conviction title, to the DISTRICT; (f). Taking one of the following actions, within thirty (30) calendar days of receiving notice under subparagraph (d) (2), with respect to any employee who is so convicted - 1. Taking appropriate action against such an employee, up to and including termination, consistent with the requirements of the Rehabilitation Act of 1973, as amended; or 2. Requiring such employee to participate satisfactorily in a drug abuse assistance or rehabilitation program approved for such purposes by a Federal, State or local health, law enforcement, or other appropriate agency. (g). Making a good faith effort to continue to maintain a drug -free workplace through implementation of paragraphs (a), (b), (c), (d), (e) and (f). 22. Bonds. CONTRACTOR shall, prior to the execution of the Contract, furnish bonds approved by DISTRICT, one in the amount of one hundred percent (100 %) of the Contract price, to guarantee the faithful performance of the work, and the other in the amount of one hundred percent (100 %) of the Contract price to guarantee payment of all claims for labor and materials furnished. • This Contract shall not become effective until such bonds are supplied to and approved by DISTRICT. All bonds shall be issued by an admitted surety insurer and the DISTRICT reserves the right to object to any such surety, in accordance with Code of Civil Procedure Section 995.660. 23. CONTRACTOR'S Affidavit. After the completion of the work contemplated by this Contract, CONTRACTOR shall file with the District Engineer his affidavit stating that all workmen and persons employed, all firms supplying materials, and all subcontractors upon the project have been paid in full, and that there are no claims outstanding against the project for either labor or material, except certain items, if any, to be set forth in an affidavit covering disputed claims, or items in connection with a Notice to Withhold, which have been filed under the provisions of the statutes of the State of California. 24. CONTRACTOR'S Waiver. CONTRACTOR agrees to execute a Final Close Out Agreement and Release of All Claims. The execution by CONTRACTOR of the Final Close Out Agreement and Release of All Claims shall constitute a waiver of all claims against DISTRICT under or arising out of this Contract unless otherwise stated in said document. 25. Notice to Proceed. No work, services, material or equipment shall be performed or furnished under this Contract unless and until a "Notice to Proceed" has been given to the CONTRACTOR by the District Engineer and all bonds and certificates of insurance required pursuant hereto have been furnished to and approved by DISTRICT. 0 ® 26. Termination. A. If CONTRACTOR should fail to comply with any of the provisions hereof, or in the event CONTRACTOR should become the subject of a proceeding under state or federal law for relief of debtors, or if CONTRACTOR makes an assignment for the benefit of creditors, DISTRICT shall have the right to hold CONTRACTOR in default and cancel this Contract in whole or in part. B. Should CONTRACTOR, at any time during the progress of the work, refuse or neglect to supply sufficient material or labor, or fail to comply with any provision of this Contract, DISTRICT shall have the right, without prejudice to. any other right or remedy it may have, to provide such materials and labor, or make good such deficiencies as DISTRICT may deem expedient after three (3) days notice in writing, delivered or mailed to CONTRACTOR at his last address on file with DISTRICT, and CONTRACTOR shall be liable for the cost and expense thereof which may be deducted by DISTRICT from any money that may be due CONTRACTOR. C. Without limiting any rights which DISTRICT may have by reason of any default by CONTRACTOR hereunder, DISTRICT reserves the right to terminate this Contract in whole or in part at its convenience. In such event DISTRICT shall compensate CONTRACTOR, subject to deduction for previous payments (i) by reimbursing CONTRACTOR for all actual expenditures and costs incurred in performing under this Contract (ii) by reimbursing CONTRACTOR for all expenditures made and costs incurred with DISTRICT'S prior written approval in settling or discharging outstanding commitments entered into by CONTRACTOR in performing under this Contract and (iii) by, paying CONTRACTOR as a profit, insofar as a profit is realized hereunder, an • amount equal to the profit on the entire Contract estimated at the time of termination, multiplied by the percentage of completion of the work. In no event, however, will the compensation to CONTRACTOR exceed the total Contract price less payments previously made and less the Contract price of work not terminated. Upon receipt of any notice of termination, CONTRACTOR shall, unless the notice otherwise directs, (i) immediately discontinue the work and the placing of all orders and subcontracts in connection with this Contract, (ii) immediately cancel all existing orders and subcontracts made hereunder and (iii) immediately transfer to DISTRICT all materials, supplies, work -in- process, appliances, facilities, equipment, machinery and tools acquired by CONTRACTOR in connection with the performance of this Contract. 27. CONTRACTOR'S Independent Investigation. No plea of ignorance of conditions that exist or that may hereafter exist, or of conditions or difficulties that may be encountered in the execution of the work under this Contract, as a result of failure to make the necessary independent examinations and investigations, and no plea of reliance on initial investigations or reports prepared by District Engineer and /or DISTRICT for purposes of letting this Contract out to bid, will be accepted as an excuse for any failure or omission on the part of the CONTRACTOR to fulfill in every detail all requirements of the Contract Documents. Nor will such reasons be accepted as a basis for any claims whatsoever for extra compensation or for an extension of time. • 28. Damages /Extra Work Compensation. The parties have agreed to modify the formula for damages set forth in the Standard Specifications for Public Works Construction. The • parties agree that the damage formula shall be used to measure all of CONTRACTOR's damages or extra work required by this job. CONTRACTOR shall be limited to the following: Direct costs Mark-up Labor 20% Materials 15% Equipment Rental 15% Other Items 15 % Subcontracted work 10% (first $5000) Subcontracted work 5% (work in excess of first $5000) Specialty Subcontracting (required by extra work) 5% (Provided at least three competitive bids are obtained and contractor selected the lowest bidder) Excluded from recovery shall be so- called "Eichleay damages" including, but not limited to, home office overhead, insurance and bonding costs, lost bonding capacity, lost profits, and lost interest. CONTRACTOR acknowledges that his recovery for damages or extra work is limited as provided in this paragraph. CONT�R's Initials 29. Other Documents Included. It is further agreed by the parties hereto that the following documents are incorporated into this Contract by reference and are to be read and construed together as the full, complete and integrated terms of this Contract: A. Notice Inviting Bids B. Supplementary Bid Addenda or Bulletins, if applicable C. Proposal Packet D. Standard Specifications for Public Works Construction "G.reenbook," latest edition E. Costa Mesa Sanitary District Standard Plans and Specifications for the Construction of Sanitary Sewers F. Construction Plans and Specifications �) for �Re ►�7/ �,���p�Six ca G. Standard Drawings (Costa Mesa Sanitary District Drawings and City of Costa Mesa Drawings) n H. Soils Report I. City of Costa Mesa Encroachment Permit J. Faithful Performance Bond K. Payment Bond L. Approved Change Orders, if applicable M. Contractor's Affidavit N. Final Closeout Agreement and Release of All Claims C7 ® The documents listed in this Paragraph, including this Contract, shall be known and referred to collectively as the "Contract Documents." 30. Interpretation. In the event of any conflict, inconsistency or incongruity between the provisions of this Contract and the provisions of any of the Contract Document(s) referenced in Paragraph 29 hereof, or amendments thereto, the provisions of this Contract shall control in all respects. 31. Attorney's Fees. If any action at law or in equity is necessary to enforce or interpret the terms of this agreement, the prevailing party shall be entitled to reasonable attorney's fees, costs and necessary disbursements in addition to any other relief to which he may be entitled. If any action is brought against the CONTRACTOR or any subcontractor to enforce a Stop Notice or Notice to Withhold, which names the DISTRICT as a party to said action, DISTRICT shall be entitled to reasonable attorney's fees, costs and necessary disbursements. 32. Additional Costs. CONTRACTOR shall be responsible to reimburse DISTRICT a sum equal to the expenses of administration and legal services required to be expended by DISTRICT in processing Notices to Withhold, Stop Notices, or similar legal documents arising out of a failure of the CONTRACTOR to pay for labor or materials. Said obligation shall be provided for in the payment bond required by the CONTRACTOR. The DISTRICT shall further have the right to offset any such costs and expenses incurred by DISTRICT against any. sums owing to CONTRACTOR. 33. Insurance. CONTRACTOR agrees to provide insurance in accordance with the • requirements set forth herein. If CONTRACTOR uses existing coverage to comply with these requirements and that coverage does not meet the requirements set forth herein, CONTRACTOR agrees to amend, supplement or endorse the existing coverage to do so. The following coverages will be provided by CONTRACTOR and maintained on behalf of the DISTRICT and in accordance with the requirements set forth herein. Commercial General Liability /Umbrella Insurance. Primary insurance shall be provided on ISO - CGL form No. CG 00 01 11 85 or 88 or equivalent, as determined by District Counsel. Total limits shall be no less than one (1) million dollars per occurrence for all coverages and three (3) million dollars general aggregate. DISTRICT and its employees and agents shall be added as additional insured using ISO additional insured endorsement form CG 2010 with an edition date prior to 1992 or equivalent, as determined by District Counsel. Coverage shall.apply on a primary non - contributing basis in relation to any other insurance or self - insurance, primary or excess, available to DISTRICT or any employee or agent of DISTRICT. Coverage shall not be limited to the vicarious liability or supervisory role of any additional insured. Umbrella Liability Insurance (over primary) shall apply to bodily injury/property damage, personal injury/advertising injury, at a minimum, and shall include a "drop down" provision providing .primary coverage above a maximum $25,000.00 self- insured retention for liability not covered by.primary policies but covered by the umbrella policy. Coverage shall be on the following form to any underlying coverage. Coverage shall be provided on a "pay on behalf' basis, with defense costs payable in addition to policy limits. There shall be no cross liability exclusion. Policies shall have concurrent starting and ending dates. District Counsel shall have the authority to make determinations on the acceptability of forms of insurance coverage. A determination that the form of coverage is not acceptable shall cause the award to go to the next lowest responsible bidder. *1 Business Auto /Umbrella Liability Insurance. Primary coverage shall be written on ISO Business Auto Coverage form CA 00 0106 92 including symbol 1 (Any Auto) or equivalent, as determined by District Counsel. Limits shall be no less than one (1) million dollars per accident. Starting and ending dates shall be concurrent. If CONTRACTOR owns no autos, a non -owned auto endorsement to the General Liability policy described above is acceptable. Workers' Compensation /Employers' Liability shall be written on a policy form providing workers' compensation statutory benefits as required by law. Employers' liability limits shall be no less than one (1) million dollars per accident or disease. Employers' liability coverage shall be scheduled under any umbrella policy described above. Unless otherwise agreed, this policy shall be endorsed to waive any right of subrogation as respects the DISTRICT, its employees or agents. CONTRACTOR and DISTRICT further agree as follows: 1. This Section supersedes all other sections and provisions of this Contract to the extent that any other section or provision conflicts with or impairs the provisions of this Section. 2. Nothing contained in this Section is to be construed as affecting or altering the legal status of the parties to this Contract. The insurance requirements set forth in this Section are intended to be separate and distinct from any other provision in this Contract and shall be interpreted as such. 3. All insurance coverage and limits provided pursuant to this Contract shall apply to the full extent of the policies involved, available or applicable. Nothing contained in this Contract or any other agreement relating to the DISTRICT or its operations limits the application of such insurance coverage. • 4. Requirements of specific coverage features or limits contained in this Section are not intended as a limitation on coverage, limits or other requirements, or a waiver of any coverage normally provided by any insurance. Specific reference to a given coverage feature is for purposes of clarification only and is not intended by any party to be all inclusive, or to the exclusion of other coverage, or a waiver of any type. 5. For purposes of insurance coverage only, this Contract will be deemed to have been executed immediately upon any party hereto taking any steps that can be deemed to be in furtherance of or towards, performance of this Contract. 6. All general or auto liability insurance coverage provided pursuant to this Contract, or any other agreements pertaining to the performance of this Contract, shall not . prohibit CONTRACTOR, and CONTRACTOR'S employees, or agents, from waiving the right of subrogation prior to a loss. CONTRACTOR hereby waives all rights of subrogation against DISTRICT. 7. Unless otherwise approved by DISTRICT, CONTRACTOR'S insurance shall be written by insurers authorized to do business in the State of California and with a minimum "Best's" Insurance Guide rating of "AMII ". Self- insurance will not be considered to comply with these insurance specifications. 8. In the event any policy of insurance required under this Contract does not comply with these requirements or is canceled and not replaced, DISTRICT has the right but not the duty to obtain the insurance it deems necessary and CONTRACTOR will promptly reimburse any • 9 • premium paid by DISTRICT. 9. CONTRACTOR agrees to provide notarized evidence of the insurance required herein, satisfactory to DISTRICT, consisting of certificate(s) of insurance evidencing all of the coverages required and an additional insured endorsement to CONTRACTOR'S. general liability and umbrella liability policies (if any) using ISO form CG 2010 with an edition prior to 1992 or equivalent, as determined by the District Counsel. Certificate(s) are to reflect that the insurer will provide 30 days notice of any cancellation of coverage. CONTRACTOR agrees to require its insurer to modify such certificates of any cancellation of coverage. CONTRACTOR agrees to require its insurer to modify such certificates to delete any exculpatory wording stating that failure of the insurer to mail written notice of cancellation .imposes no obligation, and to delete the word "endeavor" with regard to any notice provisions. CONTRACTOR agrees to provide complete copies of policies to DISTRICT upon request. 10. CONTRACTOR shall provide proof that policies of insurance required herein expiring during the term of this Contract have been renewed or replaced with other policies providing at least the same coverage. Such proof will be furnished within 72 hours of the expiration of the coverages. 11. Any actual or alleged failure on the part of DISTRICT or any other additional insured under these requirements to obtain proof of insurance required under this Contract in no way waives any right or remedy of DISTRICT. or any additional insured, in this or any other regard. ® 12. CONTRACTOR agrees to require all subcontractors or other parties hired for this project,to provide general liability insurance naming as additional insured all parties to this Contract. CONTRACTOR agrees to obtain certificates evidencing such coverage and make reasonable efforts to ensure that such coverage is provided as required here. CONTRACTOR agrees to require that no contract used by any subcontractor, or contracts CONTRACTOR enters into on behalf of DISTRICT, will reserve the right to charge back to DISTRICT the cost of insurance required by this Contract. CONTRACTOR agrees that upon request, all agreements with subcontractors or others with whom CONTRACTOR contracts with on behalf of DISTRICT, will be submitted to DISTRICT for review. Failure of DISTRICT to request copies of such agreement will not impose any liability on DISTRICT, or its employees. 13. If CONTRACTOR is a Limited Liability Company, general liability coverage must be amended so that the Limited Liability Company and its managers, affiliates, employees, agents, and other persons necessary or incidental to its operation are insured. 14. CONTRACTOR agrees to provide immediate notice to DISTRICT of any claim or loss against CONTRACTOR that includes DISTRICT as a defendant. DISTRICT assumes no obligation or liability by such notice, but has the right (but not the duty) to monitor the handling of any such claim or claims if they are likely to involve DISTRICT. 34. Indemnification. CONTRACTOR and DISTRICT agree that DISTRICT should, to the fullest extent permitted by law, be fully protected from any loss, injury, damage, claim, lawsuit, cost, expense, attorneys fees, litigation costs, defense costs, court costs or any other cost arising 0 10 out of or in any way related to the performance of this Contract. Accordingly, the provisions of this indemnity provision are intended by the parties to be interpreted and construed to provide the fullest protection possible under the law to the DISTRICT, except for liability attributable to the DISTRICT'S active negligence. CONTRACTOR acknowledges that DISTRICT would not enter into this Contract in the absence of this commitment from CONTRACTOR to indemnify and protect DISTRICT as set forth here. To the fullest extent permitted by law and excepting only the active negligence of DISTRICT, established by a court of competent jurisdiction or written agreement between the parties, CONTRACTOR shall defend, indemnify and hold harmless DISTRICT, its employees, agents and officials, from any liability, claims, suits, actions, arbitration proceedings, administrative proceedings, regulatory proceedings, losses, expenses or costs of any kind, whether actual, alleged or threatened, actual attorney fees incurred by DISTRICT, court costs, interest, defense costs including expert witness fees and any other costs or expenses of any kind whatsoever without restriction or limitation incurred in relation to, as a consequence of or arising out of or in any way attributable actually, allegedly or impliedly, in whole or in part to the performance of this Contract. All obligations under this provision are to be paid by CONTRACTOR as incurred by DISTRICT. Without affecting the rights of DISTRICT under any provision of this Contract or this Section, CONTRACTOR shall not be required to indemnify and hold harmless DISTRICT as set forth above for liability attributable to the active negligence of DISTRICT, provided such active negligence is determined by agreement between the parties or the findings of a court of competent jurisdiction. This exception will apply only in instances where the DISTRICT is shown to have been actively negligent and not in instances where CONTRACTOR is solely or partially at fault or in instances where DISTRICT'S active negligence accounts for only a percentage of the liability involved. In those instances, the obligation of CONTRACTOR will be for that portion or percentage of liability not • attributable to the active negligence of DISTRICT as determined by written agreement between the parties or the findings of a court of competent jurisdiction. The obligations of CONTRACTOR under this or any other provision of this Contract will not be limited by the provisions of any workers' compensation actor similar act. CONTRACTOR expressly waives its statutory immunity under such statutes or laws as to DISTRICT, its employees and officials. CONTRACTOR agrees to obtain executed indemnity agreements with provisions identical to those set forth in this section from each and every subcontractor, sub -tier contractor or any other person or entity involved by, for, with, or on behalf of CONTRACTOR in the performance of the subject matter of this Contract. In the event CONTRACTOR fails to obtain such indemnity obligations from others as required here, CONTRACTOR agrees to be fully responsible according to the terms of this section. Failure of DISTRICT to monitor compliance with these requirements imposes no additional obligations on DISTRICT and will in no way act as a waiver of any rights hereunder. This obligation to indemnify and defend DISTRICT as set forth herein is binding on the successors, assigns, or heirs of CONTRACTOR and shall survive the termination of this Contract or this section. 35. Permits. The CONTRACTOR shall obtain from DISTRICT, City, County, State, Federal or other responsible public agencies all licenses and permits, and pay all fees related thereto, necessary to complete the job. 11 • • 36. - Assignment. No assignment by the CONTRACTOR of this Contract or any part hereof, or of funds to be received hereunder, will be recognized by the DISTRICT unless such assignment has had prior written approval and consent of the DISTRICT and the Surety. 37. Safety and Site Condition. CONTRACTOR shall perform all operations with due regard for safety and in strict compliance with all applicable laws relating thereto. It shall be CONTRACTOR'S responsibility to keep the site in a clean, neat and orderly condition. It shall also be CONTRACTOR'S duty to dust - palliate all working areas and access routes, if applicable. All operations shall be conducted by CONTRACTOR so that no fire hazards are created. 38. Utility Location. DISTRICT acknowledges its responsibilities with respect to locating facilities pursuant,to California Government Code Section 4215. 39. Trenching. If this Contract involves digging trenches or other excavations that extend deeper than four feet below the surface, CONTRACTOR shall promptly, and before the following conditions are disturbed, notify the District Engineer in writing, of any: (a) Material that the CONTRACTOR believes may be material that is hazardous waste, as defined in Section 25117 of the Health and Safety Code, that is required to be removed to a Class I, Class 11, or Class III disposal site in accordance with provisions of existing law. (b) Subsurface or latent physical conditions at the site differing from those indicated. (c) Unknown physical conditions at the site of any unusual nature, different materially from • those ordinarily encountered and generally recognized as inherent in work of the character provided for in the Contract. (d) The District Engineer shall promptly investigate the conditions, and if he finds that the conditions do materially so differ, or do involve hazardous waste, and cause a decrease or increase in the CONTRACTOR'S cost of, or the time required for, performance of any part of the work, shall issue a change order in accordance with the procedures described in this Contract. (e) In the event that a dispute arises between District Engineer and the CONTRACTOR whether the conditions materially differ, or involve hazardous waste, or cause a decrease or increase in the CONTRACTOR's cost of, or time required for, performance of any part of the work, the CONTRACTOR shall not. be excused from any scheduled completion date provided for by the Contract, but shall proceed with all work to be performed under the Contract. The CONTRACTOR shall retain any and all rights provided either by contract or by law, which pertain to the resolution of disputes and protests between the contracting parties. 40. Notices. The parties hereto agree that all formal notices required by this Contract may be provided to the following persons at the following addresses by sending the same by certified or registered mail as follows: DISTRICT: Robin B. Harriers, District Engineer Costa Mesa Sanitary District 628 W. 19th Street Costa Mesa, California 92.627 -2716 ® 12 . CONTRACTOR: Chuck Parsons, General Manager • Sancon Engineering, Inc. 5841 Engineer Drive Huntington Beach, CA 92649 41. Effect of Invalidity. The invalidity in whole or in part of any provisions hereof shall not affect the validity of any other provision. 42. Gratuities. CONTRACTOR warrants that neither it nor any of its employees, agents or representatives has offered or given any gratuities to DISTRICT'S employees, agents or representatives with a view toward securing this Contract or securing favorable treatment with respect thereto. 43. Conflict of Interest. CONTRACTOR warrants that he has no blood or marriage relationship, and that he is not in any way associated with any architect, engineer or other preparer of the plans and specifications for this project. 44. Copeland "Anti- Kickback" Act. If applicable to this Contract, CONTRACTOR and its subcontractors shall comply with the provisions of the Copeland "Anti- Kickback" Act (18 USC Section 874), as supplemented in Department of Labor regulations, which Act provides that each Contractor shall be prohibited from requiring, by any means, any person employed in the construction, completion or repair of any public work, to give up any part of the compensation to which he is otherwise entitled. 45. Final Closeout Agreement and Release of All Claims. Prior to filing the Notice of • Completion the CONTRACTOR and DISTRICT shall execute and record a Final Closeout Agreement and Release of All Claims. 46. Guarantees. CONTRACTOR shall and hereby does guarantee all work for a period of one (1) year after the date of filing of the Notice of Completion and shall repair and replace any and all such work, together with any other work which may be displaced in so doing that may prove defective in workmanship and /or materials within the one (1) year period from date of the filing of the Notice of Completion, without expense whatsoever to the DISTRICT, ordinary wear and tear and usual abuse or neglect excepted. In the event of failure to comply with the aforementioned conditions within five (5) days after being notified in writing, the DISTRICT is hereby authorized to proceed to have the defects repaired and made good at the expense of the CONTRACTOR, who shall pay the cost and charges therefor immediately on demand. 47. Job Progress. CONTRACTOR agrees to maintain a critical path analysis throughout the project. CONTRACTOR agrees to meet with the District Engineer on a weekly or other periodic basis, or as requested by the District Engineer to review job progress. CONTRACTOR agrees to provide District Engineer with critical path analysis documentation wheneverjob progress is impacted so that the completion date may be affected orwhenever delays or other impacts may give rise to CONTRACTOR'S claim for additional days or additional damages. Delay and other claims of damages based on CONTRACTOR'S planned early completion are prohibited. 48. Resolution of Claims. For all claims that are less than Three Hundred and Seventy Five Thousand Dollars ($375,000.00), the provisions of Public Contracts Code Section 20104 et 13 0 • seq. (Article 1.5 — Resolution of Construction Claims) shall be followed. 49. Notice to Contractor of Claims. DISTRICT shall provide notice to CONTRACTOR upon receipt of any third -party claim related to the Contract. IN WITNESS WHEREOF, the parties hereto have entered into this agreement the date and year first above written. ATTEST: COSTA MESA SANITARY DISTRICT ( 4-/ Jo*)Revak Robert Ooten CleK of the District President of the Board of Directors APPROVED AS TO FORM: CONTRACTOR Name: Sancon Engineering, Inc. Colin R. Burns Associate District Counsel Address: 5841 Engineer Dr. Huntington Beach, CA 92649 • APPROVED AS TO CONTENT: By: Cj3uck Pars ns neral Manager a t Robi amers District Engineer STATE OF CALIFORNIA) ss (INDIVIDUAL) /(CORPORATION) COUNTY OF nrncQQ ,) . On F_ , 2011, before me, the undersigned, a Notary Public in and for said state, personally appeared who proved to me on the basis of satisfactory evidence to be the person(s) whose name(s) is /are subscribed to the within instrument and acknowledged to me that he /she/they executed the same in his/her/their authorized capacity(ies), and that by his /her /their signature(s) on the instrument the person(s), or the entity on behalf of which the person(s) acted, executed the instrument. 1 certify under PENALTY OF PERJURY under the laws of the State of California that the foregoing paragraph is true and correct. WITNESS my hand and official seal. 14 (Notary Public) 15 P SCANLON COMM18810n 0 } 749369 NOta►y Public • Oollto►nio O►®ngo county �b co►►►RS �s A� 2, 2071 C t" Offl"MOR To: Board of Directors ... an Independent Speciaf (District Via: Scott Carroll, General Manager From: Teresa Gonzalez, Accounting Manager Date: July 28, 2011 Subject: Contract Administration /Inspection Services for Project #185 System Wide Sewer Reconstruction Phase I Summary The Bid period for Project #185 - System Wide Sewer Reconstruction Phase I opened on April 29, 2011 and closed on May 31, 2011. The award contract will be presented to the Board of Directors for award at the July 28, 2011 Regular Board meeting. In • addition to the construction contract, the District is required to contract out for the contract administration /inspection services to successfully administer this, project. Staff obtained three informal written quotes from qualified engineering firms for contract administration /inspection services. The quotes obtained, were as follows: Robin B. Harriers & Assoc., Inc. - $24,003; Dudek - $47,700; Lee & Ro, Inc. - $51,948. The General Manager, Scott Carroll, reviewed the quotes and based on his purchasing authority, has awarded the contract to Robin B. Harriers & Assoc., Inc. for an amount not to exceed $24,003. Staff Recommendation That the Board of Directors receive and file this report. Analysis The selection of the engineering firm to provide contract administration /inspection services for the construction of Project #185 - Sewer Wide Sewer Reconstruction Phase I was made after review of the three engineering firm proposals. The engineering firm's qualifications and proposal amount were the determining factors. . Please see attached reports for more detail information. ® Trotecti our community's health and the environment providing solid'waste and'sewer coffection services ng �' hJ' p g www.c,msdca.gov R Board of Directors July 28, 2011 Paae 2 of 2 Strategic Element & Goal • This item supports achieving Strategic Element No. 1.0,. Sewer Infrastructure Goal No. 1.4, System wide sewer replacement and repair program. Legal Review Not applicable. Financial Review The total cost for this service will be $24,003. Funding for this service is budgeted in the project's CIP budget, which has approximately $497,000 available after design and construction costs. Committee Recommendation Not applicable Public Notice Process Copies of this report are on file and will be included with the entire agenda packet for • the July 28, 2011 Board of Directors regular meeting at District Headquarters and on District website. Alternative Actions 1. Refer the matter back to staff for additional information. Attachments A: Pricing Quote Sheet B: Proposals • Use for Purchases > $5,000 Attachment A PRICING QUOTE Vendor /Contractor #1 #2 #3 Company Name: I Robin B. Harriers & Contact: George Litzinger, Rob Harriers, PE PE Dhiru Patel, PE Date Contacted: June 6, 2011 June 7, 2011 June 7, 2011 Qty Product /Service Price Provide contract administration services for Unable to Project #185 System Wide Sewer Reconstruction provide cgstl 9y g Phase 1 $24,003 $47,700 proposal,. -, a!,, � Carollo Engineers, Doug Lanning, PE, 10540 Talbert I Unable to provide I I I #4 Ave.. Ste. 200. Fountain Vallev. CA 92708 cost proposal VENDOR/CONTRACTOR RECOMMENDED: Robin B. Harriers & Assoc., Inc. Supplies /Equipment — If the low bidder is not recommended, give reason(s) below: Services — Attach a summary of qualifications of person /company selected. Authorized Signature Date General Manager Signature Date Assoc., Inc. Dudek Lee & Ro, Inc. 1199S. 234 E. 17th Street, 605 Third Street, Fullerton Rd., Location: Ste. 205, Costa Encinitas, CA City of Industry, Mesa, CA 92627 92024 CA 91748 Phone: (949) 548 -1192 (800) 450 -1818 (6261667 -5309 Contact: George Litzinger, Rob Harriers, PE PE Dhiru Patel, PE Date Contacted: June 6, 2011 June 7, 2011 June 7, 2011 Qty Product /Service Price Provide contract administration services for Unable to Project #185 System Wide Sewer Reconstruction provide cgstl 9y g Phase 1 $24,003 $47,700 proposal,. -, a!,, � Carollo Engineers, Doug Lanning, PE, 10540 Talbert I Unable to provide I I I #4 Ave.. Ste. 200. Fountain Vallev. CA 92708 cost proposal VENDOR/CONTRACTOR RECOMMENDED: Robin B. Harriers & Assoc., Inc. Supplies /Equipment — If the low bidder is not recommended, give reason(s) below: Services — Attach a summary of qualifications of person /company selected. Authorized Signature Date General Manager Signature Date N ROBIN B. HAMERS as ASSOC., INC. R8 CIVIL ENGINEERS • PLANNERS • SURVEYORS ... since 1981 11 June 23, 2011 Board of Directors COSTA MESA SANITARY DISTRICT 628 West 19th Street Costa Mesa, CA 92627 RE: #189 System Wide Sewer Reconstruction Phase I Proposal for Contract Administration /Inspection Services Dear Directors: 234 E. 171-H ST., SUITE 205 COSTA MESA, CA 92627 Phone 949/548- Fax 949/548 -6516 RBH, Inc. is pleased to submit this proposal for Contract Administration /Inspection Services for the construction phase of the project, which consists of repairing 67 Grade 5 deficiencies. The project will have a 75 working day construction period. The attached proposal includes all services necessary to successfully administer the project including project management, engineering, and inspection. No surveying is needed. Services for the District are typically billed on an hourly basis with the not to exceed total as shown in the attached fee table. Thank you for the opportunity to prepare this proposal. Please call me at (714) 293 -2727 (cell) if there are questions or comments. Sincerely, Robin B. Harriers, PE RCE 31720 • :11 e .RS1C'� Robin R Hamers, PE District Engineer Client: Costa Mesa Sanitary District (CMSD) Project: CMSD #185 System Wide Sewer Reconstracdon Phase I Contract Administration (75 norking days) Job No. None Date: June 23, 2011 6 :•. t � ' S - i�IRIn � vd,� �'AG` �� VIN uIEURV W�7 '. Pre - Construction 1.O 1 Arrange Preconstruction Meeting 1 2 1.1 Process Contract, Insurance, Bonds 2 1 1.2 Prepare Progress Payment Spreadsheet 1 2 1.3 Attend Preconstruction Meeting 2 2 1 1.4 Prepare and DistributeNotice of Construction 1 1 3 1.5 Issue Notice to Proceed 1 1 Engineering and Management ' 2.0 Review and respond to shop drartings 2 6 2.1 Periodic site visits 8 8 2.2 Prepare written correspondence as appropriate 8 2 2.3 Reveiew and prepare monthly progress payments 2 4 2.4 P are updates for Board of Directors 1 4 2 2.5 Liaison with and reports to City of Costa Mesa 2 2 2.6 Liaison with and reports to City of Newport Beach 2 2 2.7 Pr are As -Built Plans 2 16 2.8 Prepare Staff Report for Board of Directors aoceptance of improvements 2 Survey Work 3.0 Pre -Calcs for Sewer Staking 3.1 Establish (bntrol and Stake Sewer Main 3.2 Check grades during wnstruction (# trips) 3.3 Check final grades Inspection 4.01 Construction Observation (75 working days x 3 hours per day) 225 4.1 As -built plans 2 4.2 Organize notes and dailyreports - 1 . 1 2 In -House Labor Project Team Class Rate Total Cost I) Managing Engineer Rob Hamers ME 41 96.5 3,956.50 2) Project Engineer Yefim Tsalyuk PE 52 96.5 5,018.00 3) Project Inspector Paul Guzman, Joe Limon PI 233 64.5 15,028.50 4 Survey Crew Tim Fettig, Rich Dupm Sc 230 MAIN OFFICE 605 THIRD STREET ENCINITAS, CALIFORNIA 92024 T 760.942.5147 T 900A50_1818 F 760.632.0164 June 10, 2011 • Teresa Gonzalez Accountant Costa Mesa Sanitary District 628 W. 19`' Street Costa Mesa, California 92627 -2716 Subject: Contract Administration and Inspection Services for System Wide Sewer (Reconstruction Phase 1 Project Dear Ms. Gonzalez: Dudek's understanding of sewer rehabilitation projects is second to none. Our construction management and inspection experience with similar projects will benefit the City for the following reasons: OUR INSPECTORS AND CONSTRUCTION MANAGERS ARE EXPERIENCED IN TRENCHLESS TECHNOLOGY Garrett White, our inspector for this project, has completed the construction of several trenchless technology projects. Most recently, he inspected a sewer rehabilitation project (CIPP liners) for the City • of Culver, which was similar a project with Sancon as the general contractor. Mr. White has been trained and is certified by the National Association of Sewer Service Companies (NASSCO) in the Inspector Training and Certification Program (ITCP), Manhole and Assessment Certification Program (MACP), and Pipeline Assessment and Certification Program (PACP). He has also been involved with the assessment of the sewer lines during the design phase of the City of Culvers sewer lining rehabilitation projects. Mr. White is also very experienced in providing public relations and keeping residents informed about the status of construction. He is currently completing a project in the City of Huntington Beach City and will be available to the District 24 hours a day, 7 days a week during this project. Supporting Mr. White is Jason Linsdau, Dudek's construction manager (CM). Mr. Linsdau who recently managed sewer projects for City of Huntington, Beach and City of Coachella. Mr. Linsdau also recently worked with Sancon on the City of Huntington Beach's Lift Station #26 and force main replacement project in 2009. Enclosed please find Mr. White's and Mr. Linsdau's resumes. DUDEK HAS ALL THE NECESSARY SEWER REHABILITATION EXPERTISE Dudek's CMs and inspectors have extensive experience in rehabilitation and new installation of hundreds of miles of pipeline projects of various materials. Key team members have completed inspection and construction management of CIPP sewer rehabilitation projects, ranging from a 24 -inch ductile iron force main with multiple 45° bends to very complex CIPP rehabilitation of collection sewers • Costa Mesa Sanitary District Subject. Construction Administration and Inspection Services for System Wide Sewer Reconstruction Phase I Project through exclusive golf courses, residential streets, alleys and . prime arterial highways, requiring complicated bypass systems and extensive coordination with the community. (INNOVATIVE AND ECONOMICAL APPROACH Our approach will be to provide the City with problem -free construction management and inspection services, working with the City's project manager to oversee all aspects of this project. We will manage this project to ensure all requirements of the project's plans and specifications are strictly adhered to and completed in a timely manner with a high - quality project. Mr. Linsdau and Mr. White will work with the contractor to ensure they have the adequate resources to meet the construction schedule. As part of our approach, Dudek will implement processes to effectively manage the District's project. Our staff brings significant skill to implementing project controls and will document your project to protect the City from claims. Mr. White and Mr. Linsdau_ are "bulldogs" when it comes to paperwork. Rest assured that the District will have the correct documentation, plans and specifications will be enforced, and changes will not be made unless directed by the District. Please feel free to contact our references: Mr. Andy Ferrigno, PE • Senior Civil Engineer City of Huntington Beach 714- 536 -5291 • Mr. Hong Wang, PE Senior Civil Engineer City of Culver 310- 253 -5604 Dudek is excited about the opportunity to provide these services to the District. Enclosed is our 'Not to Exceed' fee estimate of $47,700.00. Should you have any questions or require additional information during the proposal evaluation process, please contact me at 619.980.7048. Sincerely, George Litzinger, PE Principal -in- Charge Enclosures DUDE 2 June 2011 Estimated Fee - CMSD System Wide Sewer Reconstruction Project, #185 June 10, 2011 • o s- 0 ' • .. • • a fe •" a as Ma Cl Pre-Construction 1.0 Arrange Pre- Construction Meeting 2 0 2 1.1 Process Contracts, Insurance Bonds 6 0 6 1.2 Prepare Prowess Payment Spreadsheet 2 0 2 1.3 Attend Preconstruction Meeting 2 2 4 1.4 Pre are and Distribute Notice of Construction 3 0 3 1.51 Issue Notice to Proceed 2 0 2 En ineerin and Management 2.0 Review and respond to submittals 12 4 16 2.1 Proiect Correspondence 18 4 22 2.2 Assist and Respond BFI's 10 0 10 2.3 Review Schedules 3 0 3 2.4 Review and prepare monthly progress payments 0 4 4 2.5 Prepare Updates for Board of Directors 6 0 6 2.6 Liason with and Reports to City of Costa Mesa 10 2 12 2.7 Liason with and Reports to City of of Newport Beach 10 2 12 2.8 Prepare As- builts 2 0 2 2.9 Prepare Staff Report for Board for Acceptance 2 0 2 '§urvev Work 3.0 NA 0 0 0 Inspection 4.0 Construction Observation 0 240 240 4.1 As -built Plans 0 6 6 4.2 Dailv Reports 0 24 24 4.3 Review Pre -CCTV 0 4 4 4.41 Review Post CCTV{r� 0 8 8 - F Jo e• • e 4t;- L•C7.:lJ "°@- D. e e -eY - - ,. _ _ Total Hours 90 300 390 Total Not To Exceed Cost Fee $11,700.00 $36,000.00 47 700.00 F6 @0d 0U0@ o OO gDgfto Qo o Po�o�nQ�n@ • Garrett White has over 24 years' experience in the construction industry, with an emphasis in the construction of water, wastewater, and storm drain facilities for public agencies. He has been involved with the construction of large- and small- diameter steel pipelines, treatment plants; pump stations for potable and non - potable distribution systems, horizontal directional drilling (HDD), with an emphasis in trenchless technologies. For the past 7 years, Mr. White has been responsible for providing field field inspection services and construction management for various cities and water districts on capital improvement and developer projects. As an inspector, he is responsible for project coordination, issuing field orders, verifying adherence to submitted schedules, quality control and assurance, project documentation, and review of as -built records. • • RELATED (PROJECT IExPERIENCE EDUCATION Palomar College Courses Public Works Inspection s �Nater Distribution I Water Treatment i CERTIFICATIONS NASSCO Certifications: Cured-in-Place Pipe (ITCP) inspection Certification Program Pipeline Assessment Certification Program (PACs') Manhole, Assessment and Certification Program (MRCP) Certified Trainer ACI Concrete Field Testing 'Technician Sewer Rehabilitation Project P -906, Culver City, California. i ;trade ; This project included the rehabilitation of over 3 miles of sewer main ;'SCI C:rncret= ReDair aasics and lateral connections utilizing trenchless technologies (CIPP & Fold & Form PVC) including rehabilitation of over 40 manholes with either i spray on polyurethane or Poly- tri -plex bags. Mr.. White played an integral role with initial condition assessment for the project design which included condition assessment based upon NASSCO PACP and MACP rating system. Due the close proximity of high density urban housing, coordination of public outreach meetings and quickly resolving resident complaints from styrene odors was a critical aspect to ensuring a successful project. Responsibilities during construction included maintaining daily progress reports, ensuring compliance with project plans and specifications, monitoring traffic control and public safety, monitoring job progress, review of change order requests and progress payments based upon quantities installed and make recommendations to city project manager for numerous dig and replace point repairs. NCI at Nyes Place, City of Laguna Beach, California. As the Inspector of Record Mr. White was responsible for Quality control and quality assurance for the rehabilitation of the existing North Coast Interceptor Sewer, located within Pacific Coast Highway. Construction of the project consisted of slip lining 455 linear feet of 20 -inch fusible polyvinyl chloride (FPVC) liner in the existing 24 -inch fiber- reinforced plastic (FRP) force main and installation of a new 8 -inch high - density polyethylene (HDPE) discharge pipes. Conventional open cut installation of 290 linear feet of 20 -inch fusible PVC was used, while maintaining temporary bypass pumping system operations and restoration of surface improvements. Mr. White provided on -site inspection, daily documentation, construction observation, and progress payment reports as well as implementing and maintaining storm water pollution prevention program (SWPPP) requirements. He also provided coordination of traffic control with the Caltrans representative and assisted the construction manager with reviewing and filing RFIs, submittals, change orders and payment requests. Solana Beach Force Main, City of Solana Beach, California. Project involved installation of approximately 3,000 feet of new 16 -inch DR I I HDPE pipeline using HDD methods in excess of 45 feet below the surface. Installation of 1,040 feet of new 16 -inch DRI I HDPE pipeline using direct D M D E K Page I of 2 GARRETT WHITE — CONTINUED burial methods. Rehabilitating approximately 850 feet of the existing force main with 12 -inch FPVC structural lining. Services included on -site inspection and quality control and assurance. Acting as liaison between the construction manager, City Engineer, and San Elijo Joint Powers Authority, Mr. • White provided daily documentation, construction observation, Strict adherence to Contract plans and specifications, progress payment reports, and implementing and maintaining SWPPP requirements and public awareness outreach program. He assured adherence to CEQA mitigation, monitoring, and reporting program requirements, scheduled and co- coordinated wildlife biologists as well as assisting the construction manager with reviewing and filing of RFIs, submittals, and change orders. Riverside Community Services District Regional Waste Water Facilities Replacement Force Mains and Gravity Sewer and Regional and Juan Diaz Lift Stations, Riverside, California. Mr. White served as the Inspector of record for construction for the Gravity Sewer and Force Main Project, Regional and Juan Diaz Lift station, and the Kern Peralta re- habilitation projects simultaneously. The Force main and Gravity Sewer project consisted of installation of approximately 2,580 linear feet of 14" and 18" DRI I HDPE force mains by directional drilling through dual bore holes. Installation of approximately 1,660 linear feet of 16" and 18" PVC Force Mains by the cut and cover method. Installation of approximately 2,360 linear feet of 12" PVC deep cut gravity sewer. Installation of approximately installation of approximately 600 linear feet of 2" PVC force main. All construction of the project occurred within a culturally sensitive native area. Work related to this portion of the project consisted of installation of 21" gravity sewer bypass system, 24" VCP gravity sewer under the Sunny Slope Channel by the Jack and Bore method. Construction of the above grade control buildings, below grade wet well and debris basket chambers and all related appurtenances. Installation of 14" and 18" ductile iron pipe force mains including hot tap and bypass procedures Demolition of the existing temporary lift station and removal of abandoned portions of temporary 12" HDPE force mains • Mr. White's responsibilities for all three projects included maintaining strict adherence to contract plans and specifications while maintaining quality control and assurance. Providing Daily construction photos and documentation of construction activities performed. Logging all equipment and personnel on site. Additional Responsibilities included issuing field orders and directives, co- coordinating construction activities between contractors on all projects and conducting field meetings. Mr. White also acted as liaison between the contractors and Rubidoux operations manager for shutdowns and tie ins of existing force mains. Additional duties included assisting the resident engineer with reviewing and filing of RFIs, submittals, and change orders, verification of quantities installed for progress payments implementing and maintaining SWPPP requirements and public awareness outreach program. He assured adherence to CEQA mitigation, monitoring, and reporting program requirements, performing pre - veiling wage rate interviews, scheduled and co- coordinated wildlife biologists, Soboba Band of Indians Cultural resource monitors and cultural archeologists. PVC, Sanitary Sewer Pipe Installation and Inspection Services, City of Palm Desert/Coachella Valley, California. Installation, testing, and inspection of over 10 miles of various -size PVC sanitary sewer pipe (deep) with drop manholes. • D U D E K Page 2 of 2 p@oqD nalgogl e oP • Jason Linsdau has more than 10 years' supervision and leadership experience in engineering and construction. As a construction manager /resident engineer, he manages construction projects ranging between $0.5 million and $25 million. His responsibilities include project management, contract administration, cost control, scheduling, constructability reviews, field engineering, project coordination, claims management, and estimating. Mr. Linsdau has worked on a variety of projects for public agencies and municipalities, including parks, fire stations, administration buildings, reservoirs, pipelines, pump stations, treatment plants, golf courses, dams, roads, and drainage projects. RELATED (EXPERIENCE EDUCATION San Diego State University 8S Civil Engineering, 2001 CERTIFICATIONS AGC advanced SWPPP Training 8 -Hour Course OSHA Confined Space Training 8 -Hour Course PROFESSIONAL AFFMATIOt -15 Member of CM AA Lift Station 26 and Force Main Replacement, City of Huntington Beach, California. Mr. Linsdau was the construction manager on this project. He reviewed submittals and RFIs, negotiated change orders, oversaw claims management, and reviewed the project schedules. The .project involved replacement of an existing lift station with new below grade cast -in -place structure with two dry pit submersible pumps and 1,000 LF of new PVC force main. The project was particularly challenging since it was constructed below sea level in the Bolsa Chica Wetlands 15' from high -end homes. The construction methods included a major dewatering operation below sea level — 200,000 gallons per day, 'press -in' shoring method, instrumentation and controls hardware and software. Mr. Linsdau was also responsible for implanting de- silting operation and testing plan approved by the Regional Water Quality Control Board (RWQCB) as well as weekly reporting directly to the RWQCB. No correction notices or fines were ever levied by RWQCB on this project. • Rancho Santa Fe Road Widening Phases I and 2, Carlsbad, California. As resident engineer, Mr. Linsdau was responsible for overall project management, public affairs, and resolving day -to -day construction issues. He also inspected the project on a daily basis, reviewed submittals and construction schedules, and negotiated contract change orders. Both projects for the City of Carlsbad involved the realignment and widening of a 2.2 -mile section of Rancho Santa Fe Road. The project goal was to increase roadway safety and minimize construction impacts. Construction involved installation of curb and gutter, sidewalks, 12,000 feet of storm drains (RCP, 18- to 72 -inch diameter), 3,000 feet of sewer line (gravity and force main, 8- to 24 -inch diameter), 20,000 feet of waterline (PVC, welded steel, and ductile iron, 8- to 36 inch diameter), 3,000 feet of joint utility trench, street lights, five new intersections and traffic signal systems, and 2.2. miles of asphalt concrete pavement. Construction included two new 400 -foot cast -in -place bridges over San Marcos Creek. Coordination with the following municipalities was necessary: City of San Marcos, Leucadia Waste Water District, Olivenhain Municipal Water District, and Vallecitos Water District. Avenue 54 Wastewater Treatment Plant Expansion, City Coachella, Coachella, California. Mr. Linsdau was the construction manager for Dudek on this project. In addition to these duties, he reviewed submittals and RFIs, negotiated change orders, oversaw claims management, and reviewed the project schedules. Dudek provided design and construction management and inspection services on this project. The project consisted of constructing new headworks, oxidation ditches, clarifiers, chlorine contact basins to expand the existing plant's treatment capacity from 2.4 mgd to 4.5 mgd. This project was funded by the U.S. Department of Agriculture (USDA). • DD M D E K Page I of 2 JASON LINSDAU — CONTINUED Galloway Pump Station and Force Main, County of San Diego, San Diego County, California. Mr. Linsdau was responsible for the inspection, testing and start up of the project. Dudek provided engineering support, inspection, and start -up services for this project. The project consisted of the demolition of existing systems and new construction of a concrete PVC coated • wet well, a hydraulic sewage grinder, two vertical 1,500 gpm sewage pumps with variable -speed drive control, discharge piping and valves in the dry well, a diesel engine generator, and electrical switchgear and PLC for the existing station. The project also included the installation of 5,600 linear feet of 10 -inch- diameter ductile iron force main and pre -cast manholes. Other Project Experience Yorktown 30" Transmission Main Corrosion Rehabilitation, City of Huntington Beach, California. Mr. Linsdau's is providing construction management as part of Dudek's as- needed contract with the City. This project includes over 18,000 If of 30" CMLC waterline, installation of over sixteen 30" butterfly valves, multiple air and vacuum valves, blow assemblies, blind flange replacements, access manholes, aged interconnection, and inline valves, replacement of twenty -five (25) interconnections to existing PVC and AC distribution lines between 6 -inch to 20- inches and high - lining private and commercial services, traffic control, asphalt paving and replacement of sidewalk. Autumn Drive Street Improvements and reconstruction of Buelow Park, San Marcos, California Under Dudek's As- Needed CM and Inspection Contract with the City of San Marcos, Mr. Litzinger just completed providing CM services for improvements and reconstruction of existing storm drainage system, private water and sewer systems, dry utilities, retaining and seat walls, restroom buildings, street parking, lighting, fencing and gates, playground and shade structures, curbs and gutters, street surface improvements, ribbon gutter, water play features basketball courts. Barham Drive Improvement and Barham Drive Wall Replacement Projects, City of • San Marcos, California. Mr. Linsdau is the construction manager improvements and widen Barham Drive between Woodland Parkway and Mission Road, including improvement to other minor streets. These improvements included storm drain facilities, roadways, curb, gutter, sidewalk, irrigation, traffic striping, traffic signals, signing, and other appurtenant work. Construction involved grading, drainage, multiple retaining walls, roadway, underground utilities which included a 20B conversion underground all of the old overhead utilities. A separate 2,100 - liner -foot masonry sound wall project was also constructed in conjunction with this project, which Dudek also provided construction management services.Dudek provided construction management services to assist the City with administering both construction contracts, acting as the City's representative during construction. Multi- agency coordination included working daily with the City of San Marcos Public Works Department, Public Works Inspection, City engineering, Home Owner Associations, Private Residents, Caltrans, City of Escondido, Vallecitos Water District, Rincon Water District, North County Transit District, and utility agencies including SDG &E, AT &T, Time Warner and Cox Cable. 1�1 D u D E K Page 2 of 2 1199 South Fullerton Road, City of Industry, CA 91748 Tel: (626) 912 -3391 an x: LEE RO Inc. FawwwIEEROcom June 17, 2011 Ms. Teresa Gonzalez Accountant Costa Mesa Sanitary District 628 West 19th Street Costa Mesa, CA 92627 -2716 Subject: Proposal to. Provide Construction Administration Services for System Wide Sewer Reconstruction — Phase 1 project 501 -0 -502 . Dear Ms. Gonzalez: Costa Mesa Sanitary District (District) requested proposal for providing construction administration (CA) services from LEE & RO during the construction of the District's SYSTEM WIDE SEWER RECONSTRUCTION — PHASE 1 project. The construction project is likely to be awarded to the apparent low bidder on June 23, 2011. The District desires services as outlined in the June 7, 2011 letter that included Scope of Work for the elements required for the CA services. These services include the following task elements: 1. Pre - Construction Services — Arrange for and attend preconstruction meeting, prepare progress payment spreadsheet, prepare /distribute notice of construction and issue notice to proceed. 2. Engineering and Management — Review and respond to shop drawings submittals, construction site visits, prepare and maintain correspondence and project documentation, prepare monthly progress reports, review and approve progress payments, prepare Board updates and reports, liaison with the Cities of Costa Mesa and Newport Beach, prepare as -built plans and prepare staff report for the Board. 3. Survey Work — Coordinate with the survey subconsultant for sewer survey staking, establish survey control and stake sewer main, 'check grades during construction-in- progress and check final grade elevations. 4. Inspection — provide construction observation, maintain field notes including progress pictures, daily reports and ensure markups of the as -built plans.. Project Schedule and Compensation The CA services are estimated to begin in July 2011. The construction duration is 75 calendar days. The estimated efforts for LEE & RO CA team are summarized .in the attached Exhibit A. The estimated fees are $61,148. The hourly rates shall be as defined in Exhibit A. Project team The project will be led by Kirk Saiki, P.E., and a civil engineer with 30 years of engineering and construction management experience. He is currently finishing the sewer rehabilitation project for City of Los Angeles. His recently completed CA services projects for several water/wastewater pipelines, pump stations and treatment plant expansion projects for West Basin Municipal Water District, City of Coachella and Valley Sanitary District. He will be 1:\PRQA444 Small Misc. Prcjcc1s\44420 \CMSD CA Services Proposal (06- 17- 11).doc Ms. Teresa Gonzalez June 17, 2011 Page 2 of 2 su pp orted by Gary Cho P.E. and Charles Ro , E.I.T. as the sewer inspectors. This team has • completed similar projects in recent years and the District will be assured of successful outcome of the project with the use of this experienced team. LEE & RO is currently providing CA or recently provided services to several public agencies such as Irvine Ranch Water District, City of Los Angeles Wastewater Conveyance Construction Division (WCCD), West Basin Municipal Water District, Glendale Water and Power, Long Beach Water Department, City of Thousand Oaks, Castaic Lake Water Agency, City of Coachella, City of Brawley, Coachella Valley Water District, City of Brawley and Valley Sanitary District. Over the 32 years of service history, we have provided engineering /CA services on numerous projects for agencies such as Orange County Sanitation District, City of Anaheim, City of Cypress, City of Huntington Beach and Long Beach Water Department on their sewer facilities rehabilitation projects. We remain flexible to modify the terms of this proposal to suit the District concerns. We appreciate the opportunity to serve the District needs on this important project. Please contact me if you have questions or comments or need additional information regarding this proposal. Sincerely, LEE & RO, Inc. Dhiru Patel, P.E. Vice President and Regional Operations Manager PU'ROPA44 Small Misc. Projecls14442MCNISD CA Services Proposal (06- 17- 11).doc EXHIBIT A Costa Mesa Sanitary District June 17, 2011 Fee Estimate Proposal for CA Services for SYSTEM WIDE SEWER RECONSTRUCTION (PHASE. 1) { , c � + C EtemeotsF4� Labor Category: F2 Inspector, A3 Admin Support r LaborCategory/Houlws DIY.- H ! i.. iL Tatar {Hours� - rt x Labor Mi'�F �� - ...� •.: i ' .� ss ,...+3�fi . ti ' ' x Total t Fees { 1C N 1l !!il P2 ; A2�h ?y i-3Y a ti � . 3 l,ttS 65CtQt! r� r a j13.i ��- .,r�� ,.��,'7z "�.+xtt- z:.'s+1�+Krs.�a °axxn:�,�_st.sr�Qn..,..,a�^a+,_ : �.`."�.a -,tw � S �e:r..�: 1 ri7�$: .,..,.x...sz CA`Services 1 Pre- Construction (Precon Mtg and PreCon Prep /Documentation) 8 $1,080 $100 $1,180 2 Engineering and Management (10 site visits, progress payments, 80 40 16 515,888 5600 $16,488 Shop Drawing Submittals, Board updates, City liaison, Staff report, Prepare As- Builts 3 Survey Work (Sewer Staking Pre- Caics: Control /Stake) $1,200 IT -2ov - Survey Work (Check Grades during Cons and Final - 10 trips) $8,000 58 000— 4 Inspection (Cons Observation, As -Built Plans, Notes /Daily Reports) 320 40 534,280 S34,280 (Assume 40 field days, 8 hours /day, 360 hours) Total CA Services 88 360 56 1 0 1 $51,248 V$9,900 $61,148 TOTAL ESTIMATED FEES $61,148 No - yv cussr �'-j P4)' 0. k .c,r' pfo�c J:tPROJ1444 Small Misc. ProjecW4"20XCA Services Fee Estimate (06- 17- 11).xls LEE & RO, Inc. • • 1�1 _meeting gate Item ## 07/28/11 XI A . SEWER SYSTEM COMMITTEE AGENDA July 19, 2011, 10:30 a.m. Costa Mesa Sanitary District 628 W. 19th Street Costa Mesa, California STANDING REPORTS I. Monthly Spill Statistics • Two new sanitary sewer overflows (SSOs) to report NEW DISCUSSION ITEMS II. 135 Del Mar • Review video on grinding off protruding sewer lateral liner — Oral Report 111. Sewer System Management Plan (SSMP) • Review checklist of staff action items IV. 636 Lakeview • Review events and letter to property owner V. South Coast Plaza Restaurants, Interceptors, and Odor Issues a. Review report from EEC on dissolved sulfide levels b. CMSD to enforce dissolved sulfide limits — Operations Code, Section 6.02.020 ACTION ITEMS VI. Approve Smart Cover locations • Approve staffs recommendation for installing smart cover technology that detects high water CMSD PROJECTS: VII. A. Project #101 West Side Pumping Station Abandonment —Status — Oral Report • OCSD consultant to begin Phase 1 1/25/2012 • OCSD Phase I to include Preliminary Alignment Study & EIR of OCSD Sewer • CMSD requested to attend meetings and review findings • CMSD needs to prepare preliminary engineering design and cost estimates • Construction begins on March 22, 2017 and is completed on March 25, 2019 B. Project #129 Bristol Street Sewer Phase II —Status —Oral Report • Working with CNB to have soils drilling performed C. Project #171 Irvine Pumping Station Force Main Rehabilitation — Status — Oral Report • Plans are 95% complete and the specifications are 70% complete D. Project #185 System -Wide Sewer Reconstruction .Phase I of 4 - Status - Oral Report • Construction contract is on the July 28, 2011 regular Board meeting agenda • Consider adding Grade 5s to project Page 1 of 2 Sewer System Committee July 19, 2011 E. Project #189 Rehabilitation of Six Sewers Transferred to CMSD —Status —Oral Report • Project was awarded on April 28, 2011 and the pipe has been ordered and received and • construction will begin shortly VIII. OCSD Force Main Condition Assessment • Review PowerPoint on Smart Ball technology • Comparison of Smart Ball technology vs. PICA technology IX. WDR Education Seminar 8/1812011 • SSO Response and Building the Right Image X. Articles of Interest • Dozens of Illinois towns must curb sewer overflows • OSHA Investigation in Redding PUBLIC COMMENTS XI. This is the time to receive any comments from members of the public Next Meeting Date: August 16, 2011 Dated: July 12, 2011 Clerk of the District Page 2 of 2 is .7 • L� is COSTA MESA SANITARY DISTRICT INVESTMENT OVERSIGHT COMMITTEE LOCATION: DATE AND TIME CONTACT: 1. - Call to Order 2. Roll Call Conference Room Thursday, July 28, 2011 at 5:00 p.m. Marc Davis, Treasurer AGENDA A. President Ooten (rotating Committee member) B. Director Perry (rotating Committee member) C. Scott Carroll, General Manager 3. New Business 07/28/11 XII. A. A. Review of Investment Report as of June 30, 2011 B. Review of Proposed Investment Policy for Fiscal Year 2011 -12 4. Public Comments 5. Adjournment It is the intention of the Costa Mesa Sanitary District to comply with California. Government Code Section 54961 and the Americans with Disabilities Act ( "ADA ") in all respects. If as an attendee or participant at this meeting, you. will need special assistance beyond what is normally provided, the Costa Mesa Sanitary District will attempt to accommodate you in every reasonable manner. Please contact Joan Revak, Clerk of the Sanitary District, (949) 645 -8400 ext. 223; at least forty -eight (48) hours prior to the meeting to inform us of your particular needs and to determine if accommodation is feasible. Please advise us at the time you will need accommodations to attend or participate in meetings on a regular basis." 07/28/11 XII. B. COST.9 WESA SANz7A�,2'�zS7�C7' Memorandum ..... an Independent Speciaf 1Disti ict To: Board of Directors Via: Scott Carroll, General Manage From: Marc Davis, Treasurer Date: July 28, 2011 Subject: Statement of Investment Policy for Fiscal year 2011 -12 Summary Attached is the Statement of Investment Policy for Fiscal Year 2011 -12 (Policy). The • Policy documents the Board's guidelines under which the District Treasurer can invest the District's idle funds. Staff Recommendation Adopt Resolution No. 2011 -802 approving the Policy and delegating the investment function to the District Treasurer for the 2011 -12 fiscal year. Analysis California Government Code §53646 allows the District Treasurer to submit an annual investment policy to the Board for consideration. It is not a requirement to do so, but staff believes it is prudent to continue this, practice. The enclosed Policy documents the Board's objectives surrounding the selection of investments, as well as those investments in which the Board has authorized. It also provides limitations on specific investments. The responsibility for placing investments rests with the Board. California Government Code §53607 allows the Board to delegate the investment function to the District Treasurer for a period of one year. The attached Resolution approves the investment Board of Directors July 28, 2011 Page 2 of 2 policy and delegates the investment function to the District Treasurer for the 2011 -12 P Y 9 fiscal year. Strategic Plan Element & Goal This item supports achieving Strategic Element No. 7.0, Finances, by ensuring the short and long -term fiscal health of the District. Legal Review Legal review is not required. Financial Review Financial review is not required. Committee Recommendation • The Policy is being reviewed by the Investment Oversight Committee at its meeting of July 28, 2011. • Public Notice Process Copies of this report are on file and will be included with the entire agenda packet for the July 28, 2011 Board of Directors regular meeting at District Headquarters (628 W. 19th Street) and on the District's website at www.crosdca.gov. Alternative Actions 1. Do not adopt an investment policy for the 2011 -12 fiscal year. 2: Have the Board perform the investment function. 3. Refer the matter back to staff Attachments 1. Statement of Investment Policy for Fiscal Year 2011 -12 2. Resolution No. 2011 -802 Adopting and Investment Policy and Authorizing the Treasurer to Invest Funds E Attachment 1 COSTA MESA SANITARY DISTRICT lei Statement of Investment Policy Fiscal Year'^�T2011 -12 • I. PURPOSE This statement is intended to formalize the various policies and procedures for the prudent investment of temporarily idle cash for the Costa Mesa Sanitary District (District). It outlines the investment - related activities, which comprise good cash management. In concert with these activities there are many facets of an appropriate secure short -term investment program, which will enhance the economic condition of the District while safeguarding its assets. II. INVESTMENT SELECTION OBJECTIVE The District strives to maintain the level of investment of all idle funds as near 100% as possible. All temporarily pooled idle cash is invested under the "Prudent Investor Standard," Government Code §53600.3, which states, in part: "...When investing, reinvesting, purchasing, acquiring, exchanging, selling, or managing public funds, a trustee shall act with care, skill, prudence, and diligence under the circumstances then prevailing, including, but not limited to, the general economic conditions and the anticipated needs of the agency, that a prudent person acting in a like capacity and familiarity with those matters would use in the conduct of funds of a like character and with like aims, to safeguard the principal and maintain the liquidity needs of the agency..." This affords the District a broad spectrum of investment opportunities as long as the investment is deemed prudent and is allowable under current legislation of the State of California Government Code Section 53600 et seq. and the Costa Mesa Sanitary District Statement of Investment Policy. The District Treasurer, after meeting the legality, safety, liquidity and diversification criteria, will attempt to obtain the highest yield possible. The criteria for selecting investments, in order of priority are: 1. Le all — The District's investments must conform to federal laws, state statutes, District ordinances and internal policies and procedures. The District has established internal controls to ensure that investment activities comply with all applicable statutes, ordinances and policies. 2. Safe — The safety and risk associated with an investment refers to the potential loss of principal, interest or a combination of these amounts. The District only operates in those investments that are considered very safe. 1 Attachment 1 COSTA MESA SANITARY DISTRICT Statement of Investment Policy ® Fiscal Year 2010-112011-12 • 3. Li uidit — This refers to the ability to "cash in" at any moment in time with a minimal chance of losing some portion of principal or interest. The District's investment portfolio will remain sufficiently liquid to enable the District to meet all operating requirements as well as unanticipated needs for funds. 4. Diversification — The District's investment portfolio will be sufficiently diversified to avoid incurring unreasonable risks resulting from saturation of assets in specific security types, maturities or individual financial institutions. 5. Yield — Yield is the potential dollar earnings an investment can provide, and sometimes is described as the rate of return. The basic premise underlying the District's investment philosophy is to ensure that funds are always safe and available when needed. The District does not buy stocks, speculate or deal in futures or options.. Any investment extending beyond a five -year period requires prior District Board approval. III. AUTHORIZED INVESTMENTS The District limits its investments to the following vehicles: US Treasury Bills US Treasury Notes Federal Agency Issues - Examples include: • Federal Intermediate Credit Bank Debentures (FICB) • Federal Farm Credit Bank (FFCB) • Federal Land Bank Bonds (FLB) • -Federal Home Loan Bank Notes and Bonds (FHLB) • Federal National Mortgage Association (FNMA) • Federal Home Loan Mortgage Corporation (FHLMC) Banker's Acceptances Certificates of Deposit (CD) Negotiable Certificates of Deposit Commercial Paper Medium Term Corporate Notes Money Market Mutual Funds Passbook Savings Account Local Agency Investment fund (LAIF) 2 Attachment 1 COSTA MESA SANITARY DISTRICT ® I Statement of Investment Policy Fiscal Year 24W442011-12 IV. DELEGATION OF AUTHORITY The District's Board of Directors (Board) hereby delegates its authority to invest surplus District funds to the Treasurer. Delegation of the investment function by the Board is limited to a one -year period. Failure to delegate deems the Board to be trustee and fiduciary, therefore subject to the prudent investor standard. V. INTERNAL CONTROLS A system of internal control shall be established and documented in writing. The controls shall be designed to prevent loss of public funds arising from irregularities, employee error, misrepresentation of third parties, unanticipated changes in financial markets', or imprudent actions by employees and officers of the District. Controls deemed most important include: control of collusion, separation of duties, custodial safekeeping, clear delegation of authority, confirmation of transactions, minimizing the number of authorized investment officials, documentation of transactions and strategies, and code of ethics standards. iVI. REPORTING • The Treasurer shall submit a monthly investment report to the Board. This report will communicate, at a minimum, the type of investment, institution, date of maturity, amount of deposit, rate of interest, current market value of securities with maturities in excess of 12 months, source of market valuations, statement of compliance and such other data as required by the Board. VII. LEGAL CONSTRAINTS Surplus funds must be deposited in state or national banks, state or federal savings associations or federal credit unions within the State of California. These deposits cannot exceed the amount of the institution's paid -up capital and surplus. The bank or savings and loan must secure public funds deposits with eligible securities having a market value of 110% of the total amount of the deposits or first trust deeds having a value of 150% of the total amount of the deposits. A third class of collateral is a 105% letter of credit drawn on the Federal Home Loan Bank. The Treasurer may waive security for that portion of a deposit, which is insured pursuant to Federal law. Currently, the first $250,000 of a deposit is federally insured. Deposits over $250,000 are collateralized as indicated above. 3 Attachment 1 COSTA MESA SANITARY DISTRICT Statement of Investment Policy ® i Fiscal Year 2^�T2011 -12 VIII.. DERIVATIVES The term derivative is a commonly used name that describes a variety of securities whose values are "derived from" the value of another asset, a reference rate or an index. Investment in derivative instruments is limited.to securities that have periodic increases, or step -up interest rate adjustments that provide an increased yield. Investment in callable securities is also allowed, but must comply with other restrictions as specified in this Investment Policy. Derivative securities known as inverse floaters, range notes, structured investment vehicles, mortgage- derived interest -only strips and other such securities that produce higher yields when purchased but have the possibility of producing low or no return through the life of the security, are not allowable. IX. BOND PROCEEDS When investing bond proceeds, the District will adhere to this Investment Policy (Policy) when determining appropriate instruments for placing monies. If the bond's trust agreement is more restrictive than this Policy, then the trust agreement supersedes this Policy. The District may delegate it's responsibly to the fiscal agent to ensure compliance ® with the bond covenants when managing bond proceeds on behalf of the District. Borrowing money solely for the purpose of investing and earning arbitrage is specifically prohibited. 0 X. GRANDFATHER PROVISIONS The District's investment strategy is to buy and hold investments until maturity. As legislation and the District's Policy change, certain investments may become prohibited. Under Section 53601.6 of the California Government Code, the District may hold prohibited investments until their maturity to avoid incurring a loss. This allows the District to "grandfather" in securities purchased prior to the effective date of new legislation. When selling securities prior to maturity, losses are only acceptable if the proposed swap /trade can clearly enhance yield (value) over the life of the new security on a total return basis, or to prevent the further loss of principal. Sufficient written documentation to facilitate the audit of the transaction must be maintained. In the event that an issuer's rating is downgraded from when the security was purchased, the Treasurer's. awareness is heightened and the security will be closely monitored to determine if credit risk has been significantly increased. The Treasurer will evaluate the need to sell the security prior to maturity. 4 Attachment 1 COSTA MESA SANITARY DISTRICT Statement of Investment Policy Fiscal Year 2010 -1 12011 -12 XI. BANKS AND SECURITIES DEALERS The District shall transact business only with banks, savings and loans, and "primary" or "regional" registered investment securities broker /dealers with offices located in the State of California. Any broker /dealer or financial institution wishing to provide services must complete the District's questionnaire and be approved by the Treasurer. The number of broker /dealers authorized to transact business with the District is one broker /dealer for every $3,000,000$5-000,000 of portfolio size. XII. SAFEKEEPING AND CUSTODY Securities should be held in a third party custodian /safekeeping account. Said securities shall be held in a manner that establishes the District's right of ownership pursuant to Government Code Sections 53601 and 53608 et seq. All securities owned by the District should be held by a third party except the collateral for time deposits in banks and savings and loans, which is held by the Federal Home Loan Bank or an approved Agent of Depository. The collateral for time deposits in banks ® should be held in the District's name by the bank's Trust Department, or alternately, by the Federal Reserve Bank pursuant to Government Code Sections 53656 and 53657 et seq. Xill. INDEMNIFICATION Any authorized investment personnel acting with prudence and in accordance with the District's Policy, will not be held personally liable for any investment losses. Through surety bonds the District is indemnified. against any investment personnel acting with malfeasance, misfeasance or nonfeasance. XIV. CONFLICT OF INTEREST Any firm proposing to provide any type of investment service to the District shall acknowledge their familiarity with and agree to abide by any Federal and State laws or regulations pertaining to contractual conflicts of interest or contributions by such firms, their employees, spouses or agents. Any persons, firms, dealers, brokers and advisors providing investment services or bond issue assistance shall disclose to the Treasurer all fee sharing and commission arrangements with other entities or persons prior to the District agreeing to buy an investment or issuing bonds. 5 Attachment 1 COSTA MESA SANITARY DISTRICT • Statement of Investment Policy Fiscal Year '' ^�T2011 -12 XV. POLICY REVIEW The Treasurer shall be responsible for reviewing and modifying this Policy. annually for Board approval to ensure its consistency with the overall objectives of safety, preservation of principal, and liquidity, and its relevance to current law and current financial and economic conditions. XVI. SUMMARY The basic premise underlying the District's investment philosophy is conservative, and will continue to be, to ensure that money is always safe and available when needed. Attachments: Investment Guidelines and Strategy Investment Procedures — Internal Control Guidelines Cash Controls • Segregation of Treasury Functions Glossary of Investments �- I E Attachment 1 COSTA MESA SANITARY DISTRICT ® I Investment Guidelines and Strategy Fiscal Year 2010-112011-12 • • I. GUIDELINES Guidelines are established to direct and control activities in such a manner that previously established goals are achieved. 1. Investment Transaction: Every investment transaction must be authorized and reviewed by the Treasurer. 2. Pooled Cash: Whenever practical, cash is consolidated into one bank account and invested on a pooled concept basis. Interest earnings are allocated quarterly to each fund based upon the average monthly ending cash balance of the fund. 3. Competitive Bids: Purchases and sales of securities are made on the basis of competitive offers and bids when practical. 4. Cash Forecasting: The cash flow for the District is projected with the receipt of revenues and maturity of investments scheduled so that adequate cash will be available to meet disbursement requirements. 5. Investment Limitations: Security purchases and holdings are maintained within statutory limits imposed by the California Government Code. The District's current limits are: Permitted Investments /Deposits US Treasury Bills and Notes US Government Securities Certificates of Deposit Bankers' Acceptances (1) Commercial Paper (4-2) Negotiable CDs (42) Medium Term Notes -(44 LAIF Shares of Beneficial Interest (23) District Policy Percent Maturity Unlimited 5 years Unlimited 5 years 25% 1 year 25% 180 days 25% 270 days 25% 5 years 20% 5 years $40 million n/a 20% 5 years Government Code Percent Maturity Unlimited 5 years Unlimited 5 years Unlimited 5 years .40% 180 days 25% 270 days 30% 5 years 30% 5 years $40 million n/a 20% 5 years (1) Further limited to 30% in any single commercial bank { 4LQ Further limited to 10% in any single issuer {24(3) Includes CalTRUST, money market funds and money market mutual funds 6. Liquidity: The marketability of a security is considered at the time of purchase, as the security may have to be sold at a later date to meet unanticipated cash demands. 7 Attachment 1 COSTA MESA SANITARY DISTRICT ® I Investment Guidelines and Strategy Fiscal Year ''^�T2011 -12 7. Diversification: The portfolio should consist of various types of securities, issuers, and maturities. 8. Evaluate Certificates of Deposit: a) Certificates of Deposit shall be evaluated in terms of FDIC coverage. The District does not purchase Certificates of Deposit in excess of $100,000. b) Negotiable Certificates of Deposit shall be evaluated in terms of the credit worthiness of the issuer, as these deposits are uninsured and uncollateralized promissory notes. II. STRATEGY Strategy refers to the ability to manage financial resources in the most advantageous manner. 1. Economic Forecasts: Economic forecasts are obtained periodically from economists ® and financial experts through bankers and brokers to assist with the formulation of an investment strategy for the local agency. • 2. Implementing Investment. Strategy: Investment transactions are executed which conform to anticipated interest rate trends and the current investment strategy plan. 3. Rapport: A close working relationship is maintained with large vendors of the District. The objective is to pinpoint when large disbursements will clear the District's bank account. It is essential for good cash control that such large expenditures be anticipated, estimated as to dollar amount, and communicated to the Treasurer for liquidity planning purposes. 4. Preserve Portfolio Value: Standards are developed in order to maintain earnings near the market and to preserve the value of the portfolio. III. AUDIT Annually, the District's external auditors review the District's portfolio and perform limited procedures related to compliance. Additionally, they review that purchase price, market value and maturity date for financial statement purposes. This review is included as part of the annual audit of the District. E ® 1 • Attachment 1 COSTA MESA SANITARY DISTRICT Investment Procedures — Internal Control Guidelines Fiscal Year 2040442011-12 I. OBJECTIVES OF INTERNAL CONTROL Internal control is the plan of organization and all the related systems established by management's objective of ensuring, as far as practical: • The orderly and efficient conduct of its business, including adherence to management policies; • The safeguarding of assets; • The prevention or detection of errors and irregularities; • The accuracy and completeness of the accounting records; and • The timely preparation of reliable financial information. II. LIMITATIONS OF INTERNAL CONTROL No internal control system, however elaborate, can by itself guarantee the achievement of management's objectives. Internal control can provide only reasonable assurance that the objectives are met, because of its inherent limitations, including: • Management's usual requirement that a control be cost - effective; • The direction of most controls at recurring, rather than unusual, types of transactions; • Human error due to misunderstanding, carelessness, fatigue or distraction of functions; and • The potential for a person responsible for exercising control abusing that responsibility. Frequently, a member of management is in a position to override controls which management has set up. III. ELEMENTS OF INTERNAL CONTROL Elements of a system of internal control are the means by which an organization can satisfy the objectives of internal control. These elements are: 1. Organization: Specific responsibility for the performance of duties should be assigned and lines of authority and reporting clearly identified and understood. 2. Personnel: Personnel should have capabilities commensurate with their responsibilities. Personnel selection and training policies, together with the quality and quantity of supervision, are thus important. �97 *I • • Attachment 1 COSTA MESA SANITARY DISTRICT Investment Procedures - Internal Control Guidelines Fiscal Year 2010- 112011 -12 3. Segregation of Functions: Segregation of incompatible functions reduces the risk that a person is in a position both to perpetrate and conceal errors or irregularities in the normal course of duty. If different people handle two parts of a transaction, collusion is necessary to conceal errors or irregularities. In particular, the functions that should be considered when evaluating segregation of functions are authorization, execution, recording, custody of assets, and performing reconciliations. 4. Authorization: An appropriate responsible individual should authorize all transactions. The responsibilities and limits of authorization should be clearly delineated. The authorization for a specific transaction or granting general authority for transactions should be to a position commensurate with the significance of the transactions. Delegation of authority to authorize transactions should be handled very carefully. 5. Controls Over an Accounting System: Controls over an accounting manual and computerized procedures carried out independently to transactions are complete, valid, authorized and properly recorded. 10 system include ascertain that Attachment 1 COSTA MESA SANITARY DISTRICT Cash Controls Fiscal Year 204044-2011-12 I. PROCEDURES THAT MAY BE PERFORMED BY AUDITORS WITH RESPECT TO CASH RECEIPTS District procedures and controls are reviewed. Some of the system strengths are: a. Receipts are controlled upon receipt by proper registration devices; b. Receipts are reconciled on a daily basis; c. Amounts are deposited intact; d. All bank accounts are authorized by the Board; e. Cash counts are done by two or more individuals; f. Bank reconciliations are reviewed; g. The posting of cash receipt entries in books is prompt; h. Receipt forms are prenumbered, accounted for, and physically secured; i. Proper approval required for write -off's of customer accounts; j. Checks are restrictively endorsed upon receipt; k. Adequate physical security over cash; I. Individuals who handle cash do not post account records or process billing. statements; and m. Adequate supervision of financial operations. • 2. Significant revenues are confirmed directly with payor and compared with District books to make sure amounts are recorded properly, or reviewed on an analytical basis by year over year comparisons. C7 3. Cash balances are substantiated by confirming account balances. Bank reconciliations are reviewed for propriety and recalculated by the auditor. All significant reconciling items on bank reconciliations are verified as valid reconciling items by proving to subsequent bank statements. 11 Attachment 1 COSTA MESA SANITARY DISTRICT Segregation of Treasury Functions Fiscal Year 2010-112011-12 The District's treasury function is segregated as follows. Function Responaibility Authorization of investment transactions: A) Formal investment policy Prepared by Treasurer Reviewed by Investment Committee Adopted by Board B) Investment transactions approved by Treasurer C) Monthly Investment Report: Prepared by Treasurer Reviewed by Board Execution of investment transactions Treasurer Recording of investments in Treasurer's records Treasurer • Recording of investments in accounting records Accountant Accounting records approved by Administrative Manager Verification of investment and confirmation of Treasurer's records Accountant Bank reconciliation: Prepared by As6euataWAccounting Specialist II Approved by MaRagwAccounting_ Manager Execute wire transfers Treasurer Callback verification of wire transfer Bank Annual review of investment portfolio External Auditors 12 Attachment 1 COSTA MESA SANITARY DISTRICT Glossary of Investments • 1 Fiscal Year '' ^�T2011 -12 Bankers' Acceptances — Short-term credit arrangements to enable businesses to obtain funds to finance commercial transactions. They are time drafts drawn on a bank by an exporter or importer to obtain funds to pay for specific merchandise. By its acceptance, the bank becomes primarily liable for the payment of the draft at its maturity. An acceptance is a high -grade negotiable instrument. Acceptances are purchased in various denominations for 30, 60, or 90 days, but no longer than 180 days. The interest is calculated on a 360 -day discount basis similar to Treasury Bills. The District may not invest more than 25% of its surplus money in Bankers' Acceptances and no more than 30% of bankers' acceptances may be placed with any one commercial bank ' -0/6. Certificates of Deposit (CD) — Time deposits of a bank or savings and loan.. They are purchased in various denominations with maturities ranging from 30 to 360 days. The District does not purchase Certificates of Deposit that are not FDIC insured. The interest is calculated on a 360 -day,. actual day month basis and is payable monthly. The District may invest up to 25% of its surplus money in insured CD's with maturities of one year of less. Commercial Paper — Short-term unsecured promissory notes issued by a corporation to raise working capital. These negotiable instruments are purchased at a discount to par value or at par. ® value with interest bearing. Commercial Paper is issued by corporations such as General Motors, IBM, etc. Local agencies are permitted by State law to invest in Commercial Paper of the highest ranking or of the highest letter and numerical rating as provided by Moody's Investor's Service, Inc., or Standard and Poor's Corporation. Purchases of eligible Commercial Paper may not exceed 270 days maturity, nor exceed 25% of the District's surplus funds. The District may not purchase more than 10% of any single issuer. • Federal A iencv Issues — Guaranteed directly or indirectly by the United States Government. All agency obligations qualify as legal investments and are acceptable as security for public deposits. Agencies usually provide higher yields than direct Treasury issues with all of the same advantages. An unlimited amount of funds may be invested in Federal Agency issues with maximum maturities of less than five years. The Board must expressly authorize any investment with a maturity greater than five years. Examples include: Federal Intermediate Credit Bank Debentures (FICB) — Loans to lending institutions used to finance the short-term and intermediate needs of farmers, such as seasonal production. They are usually issued monthly in minimum denominations of $3,000 with a nine -month maturity. Interest is payable at maturity and is calculated on a 360 -day, 30- day month basis. 13 Attachment 1 COSTA MESA SANITARY DISTRICT ® I Glossary of Investments Fiscal Year 2010 112011 -12 Federal Farm Credit Bank (FFCB) — Debt instruments used to finance the short and intermediate term needs of farmers and the, national agricultural industry. They are issued monthly with three and six -month maturities.. The FFCB issues larger issues (one to ten years) on a periodic basis. These issues are highly liquid. _Federal Land Bank Bonds (FLB) — Long -term mortgage credit provided to farmers by Federal Land Banks. These bonds are issued at irregular times for various maturities ranging from a few months to ten years. The minimum denomination is $1,000. They carry semi - annual coupons. Interest is calculated on a 360 -day, 30 -day month basis. Federal Home Loan Bank Notes and Bonds (FHLB) — Issued by the Federal Home Loan Bank System to help finance the housing industry. The notes and bonds provide liquidity and home mortgage credit to savings and loan associations, mutual savings banks, cooperative banks, insurance companies and mortgage - lending institutions. They are issued irregularly for various maturities. The minimum denomination is $5,000. The notes are. issued with maturities of less than one year and interest is paid at maturity. The bonds are issued with various maturities and carry semi - annual coupons. Interest is calculated on a 360 -day, 30 -day month basis. ® Federal National Mortgage Association (FNMA) — Used to assist the home mortgage market by purchasing mortgages insured by the Federal Housing Administration and the Farmers Home Administration, as well as those guaranteed by the Veterans Administration. They are issued four times a year with maturities from a few months to eight years. The minimum amount is $10,000 and carry semi - annual coupons, with interest computed on a 360 -day, 30 -day month basis. .7 Federal Home Loan Mortgage Corporation (FHLMC) - A government- sponsored corporation established to develop the secondary market for conventional home mortgages. Mortgages are purchased solely from the Federal Home Loan Bank System member lending institutions whose deposits are insured by agencies of the United States Government. They are issued for various maturities and in minimum denominations of $10,000. Interest is paid semi - annually and is calculated on a 360 -day, 30 -day month basis.. 14 Attachment 1 COSTA MESA SANITARY DISTRICT Glossary of Investments Fiscal Year 2010 -11 2011 -12 Investment Trust of California (CalTRUST) A joint powers authority established by local agencies in the State of California for the purpose of pooling and investing local agency funds. A Board of Trustees supervises and administers the investment program. The Board is comprised of experienced investment officers and policy- makers of the public agency members. CalTRUST invests in fixed income securities eligible for investment pursuant to California Government Code §53601 et seq. The District is not limited as to the number of deposits and withdrawals in any given month for the short-term account within CaITRUST. The district is limited to one transaction per month in the medium -term account within CaITRUST. See also Shares of Beneficial Interest. Local Agency Investment Fund (LAIF) — A special fund in the State Treasury which local agencies may use to deposit funds for investment. There is no minimum investment period and the minimum transaction is $5,000, in multiples of $1,000 above that, with a maximum balance of $40,000,000 for any agency. The District is restricted to 15 transactions per month for each LAIF account. LAIF offers high liquidity because deposits can be converted to cash in 24 hours with no interest lost. Interest is distributed to those agencies participating on a per share basis determined by the amounts deposited and the length of time they are deposited. Interest is paid quarterly. The State retains a portion for administrative costs, not to exceed one- quarter of one • percent of the earnings. The pooling of the State's surplus cash with the participant's surplus cash creates a multi - billion dollar money pool and allows diversified investments. In a high interest rate market, the District does better than LAIF however, in times of low interest rates, LAIF's yields are higher. The District invests in the Local Agency Investment Fund whose Investment Policy allows investments in securities not specifically authorized by the District's Investment Policy, but allowable under the California Government Code. r� Medium Term Corporate Notes — Unsecured promissory notes issued by a corporation organized and operating in the United States. These are negotiable instruments and are traded in the secondary market. Medium Term Corporate Notes can be defined as extended maturity Commercial Paper. Local agencies are restricted by the Government Code to investments in corporations rated in the top three note categories by a nationally- recognized rating service, five year maximum maturity and may not exceed 20% of surplus funds. The District's restrictions are a maximum term of five years to maturity and total investments in Medium Term Corporate Notes may not exceed 20% of the District's surplus funds. The District may not purchase more than 10% of any single issuer. Negotiable Certificates of Deposit - Unsecured obligations of the financial institution, bank or savings and loan, bought at par value with the promise to pay face value plus accrued interest at 15 COSTA MESA SANITARY DISTRICT Glossary of Investments • Fiscal Year 2010 -4 2011 -12 • Attachment 1 maturity. They are high -grade negotiable instruments, paying a higher interest rate than regular certificates of deposit. The primary market issuance is in multiples of $1,000,000, the secondary market usually trades in denominations of $500,000, and smaller lots are occasionally available. As a matter of practice, only the ten largest US banks, where there is a secondary market established for continued liquidity, are considered for investment. Purchases of Negotiable Certificate of Deposit may not exceed 25% of the District's surplus funds and five years to maturity. The District may not buy more than 10% of any single issuer. Passbook Savings Account Demand Deposit — Interest bearing active deposits placed at state or national banks, state or federal savings and loan associations, state or federal credit unions and federally insured industrial loan companies. Monies placed in a savings account earn short -term interest. Deposits are FDIC insured up to $250,000, and may be in any amount. Shares of Beneficial Interest — Also referred to as money market mutual funds. CaITRUST, which has previously been defined, is classified as shares of beneficial interest. Shares of beneficial interest must consist of highly -rated short-term debt instruments. The management companies shall either (1) attain the highest ranking or the highest letters and numerical rating provided by not less than two of the three largest nationally recognized rating services, or (2) have an investment advisor registered with the Securities and Exchange Commission (SEC) with not less than five years experience investing in the securities and obligations as authorized above and with assets under management in excess of five hundred million dollars ($500,000,000) and (3) follow regulations specified by the SEC under the Investment Company Act of 1940 (15 U.S.C. Section 80a -1, et seq.). The purchase price of shares for beneficial interest shall not exceed 20% of the District's portfolio. US Treasury Bills — Direct obligations of the United States Government issued weekly with maturity dates up to one year. They are issued and traded . on a discount basis with interest calculated on a 360 -day basis and actual invested days. They are issued in amounts of $10,000 and up, in multiples of $5,000. They are a highly liquid security. An unlimited amount may be invested in US Treasury Bills. US Treasury Notes — Direct obligations of the United States Government with original maturities of 1 to 10 years. They are generally available in minimum denominations of $5,000 for two and three -year maturities, and $1,000 denominations for all other maturities. Notes are actively traded in a large secondary market and are very liquid. An unlimited amount, of funds may be invested in US Treasury Notes with maximum terms of five years. The term may be extended if authorized by the Board. 16 • CMSD RESOLUTION NO. 2011-802 • Attachment 2 A RESOLUTION OF THE BOARD OF DIRECTORS OF THE COSTA MESA SANITARY DISTRICT ADOPTING A STATEMENT OF INVESTMENT POLICY FOR FISCAL YEAR 2011 -12, AND AUTHORIZING THE.TREASURER TO INVEST AND REINVEST IDLE MONIES OF THE COSTA MESA SANITARY DISTRICT IN ACCORDANCE WITH THE STATEMENT OF INVESTMENT POLICY, AND FURTHER AUTHORIZING THE SAID TREASURER TO DELEGATE TO A DEPUTY THE CARRYING OUT OF ANY SUCH TASKS. WHEREAS, Government Code Section 53601 et seq. sets forth the investments that the District may lawfully make; and WHEREAS, Government Code Section 53646(a)(2) sets forth that the District's Treasurer may annually render to the Board of Directors a Statement of Investment Policy at a public meeting for the Board to consider; and WHEREAS, The Board has reviewed the Statement of Investment Policy; and WHEREAS, Government Code Section 53607 allows the Board to delegate the authority to make investments and to sell or exchange securities for a one year period to the Treasurer, provided that monthly reports are thereafter made of the status of said transactions. NOW, THEREFORE, THE BOARD OF DIRECTORS OF THE COSTA MESA SANITARY DISTRICT DOES HEREBY RESOLVE AS FOLLOWS: 1. That the Statement of Investment Policy for fiscal year 2011 -12 is approved. 2. That the Treasurer is authorized to make investments consistent with said Policy and is required to report to the Board on a monthly basis and to the Investment Oversight Committee on a quarterly basis on the status of those transactions. The Treasurer is hereby given all of the authority provided by Government Code Section .53607, including the power to invest and reinvest and the power to sell or exchange securities, consistent with the District's policy. 3. That the Treasurer may delegate some part of these duties to a deputy provided that , the Treasurer remains responsible for such decisions and provides oversight. 1 Attachment 2 • PASSED AND ADOPTED this day of 2011, by the following vote: AYES: NOES: ABSTENTIONS: ABSENT Secretary of the Board President of the Board STATE OF CALIFORNIA) COUNTY OF ORANGE ) SS CITY OF COSTA MESA ) • I, Joan Revak, Clerk of the Costa Mesa Sanitary District, hereby certify that the above and foregoing Resolution No. 2011 -802 duly and regularly passed and adopted by said Board of Directors at a regular meeting thereof held on the day of 2011. 0 IN WITNESS WHEREOF, I have hereunto set my hand and affixed the seal of the Costa Mesa Sanitary District, this day of 2011. Clerk of the Costa Mesa Sanitary District 2 i I.= 07128/11 XIV.A. COSTA WESA QA7V77AR2'(DzS7R(CT Memorandum To: Board of Directors ... an Independent Speciaf District Via: Scott Carroll, General Mana25;::� From: Joan Revak, Office Manager /Clerk of the District Date: July 28, 2011 Subject: Assignment of Directors to Committees Summary This report addresses the assignment of Directors and alternates to various CMSD Committees. ® 1. CMSD Recycling Committee Chairman is currently Director Fitzpatrick who attends every meeting and a second Director attends on .a rotating basis. 2. CMSD Sewer System Committee members are currently President Ooten and Vice President Ferryman. 3. CMSD Sewer System Sub - Committee members are currently President Ooten and Director Perry. 4. CMSD Investment Oversight Committee. Two Directors attend the quarterly meeting on a rotating basis. 5. City /Districts Liaison Committee. President Ooten and one other Director attend the quarterly meeting on a rotating basis. Staff Recommendations That the Board approves the assignments above and appoints an alternate for System Sub - Committees. • Protecting our community's heaft( and the environment by praviding sol dwaste andsewer coffection services. www. crosdca.gav Board of Directors July 28, 2011 Page 2 of 2 • Analysis On June 23, 2011, the Board of Directors discussed their standing committees and the protocols that must be adhere to when the meetings are in session. The Board directed staff to bring back this item for discussion and to reaffirm the appointments and alternates to the committees. To keep track of Directors serving on a rotating basis, the Clerk of the Board will maintain a list of Directors assigned to the Committees and the list will be made available to the Board on a monthly basis. Attachment A is a sample list for the Investment Oversight and Liaison Committees. Strategic Plan Element & Goal This item complies with the objective of Strategic Element 5.0, Administrative Management, which states: "To create, maintain and implement policies and procedures to ensure sound management of the District." Legal Review Not applicable. Financial Review Not applicable. Committee Recommendation Not applicable. Public Notice Process Copies of this report are on file and will be included with the entire agenda packet for the July 28, 2011 Board of Directors regular meeting at District Headquarters and on the District's website. Attachment A: Investment Oversight& City /District Liaison Committees Schedule • J P L • • Investment Oversight Committee Meetings ATTACHMENT "A" Page 1 of 2 Meets every quarter (February, May, August, November) at 5:00 - one -half hour before Board Meeting Two Board members at the meeting in the following order: Mike & Jim Ferryman Jim Fitzpatrick & Bob Art & Mike Jim Ferryman & Jim Fitzpatrick Bob and Art Mike and Jim Ferryman Jim Fitzpatrick & Bob Art & Mike February 2011 (held in April) May 2011 (held in July: Jim Fitzpatrick on vacation so Art will be alternate Director) August 2011 November 2011 February 2012 May 2012 August 2012 November 2012 ELECTION WILL DETERMINE SCHEDULE FOR 2013 AND 2014 0 • • Liaison Committee Meetings Meets every quarter at 8:00 a.m. at alternating locations Two Board members at the meeting in the following order: Bob & Mike February 11, 2011 (CMSD) Bob & Jim Fitzpatrick April 8, 2011 (City Hall) Bob & Art July 22,'2011 (MCWD) Bob & Jim Ferryman October 14, 2011 (CMSD) Bob and Mike February 2012 (City Hall) Bob and Jim Fitzpatrick May 2012 (MCWD) Bob & Art August 2012 (CMSD) Bob & Jim Ferryman November 2012 (City Hall) ATTACHMENT "A" Page 2 of 2 ELECTION WILL DETERMINE SCHEDULE FOR 2013 AND 2014 .w \ CSDA Finance Corporation Jr� S ,3Ci91 iJi54rid Rsk 1112 ) Street, Suite 200 1:4a agement Aui ^o'i',y Sacramento, California 95814 -2865 Maximizing Protection. i Minimizing Risk, T 877.924.CSDA (2732) May 11, 2011 • L_J 1112 I Street, Suite 300 . Sacramento, California 95814 -2865 T 916.231.4141 T 800.537.7790 F 916.231.4111 www.sdrma.org Michael Scheafer, Director /Secretary Costa Mesa Sanitary District 628 West 191h Street Costa Mesa, CA 92627 -2716 RE: SDRMA Candidates for 2011 Election Dear Michael: Meeting Date Item # 07/28/11 XVII. A. Thank you for your interest in being a candidate for the Special District Risk Management Authority's (SDRMA) Board of Directors. On May 10, 2011, SDRMA's Election Committee reviewed nomination papers submitted by all the candidates. Congratulations! We confirm that your documents met the requirements for nomination. Attached is a SAMPLE ballot for 2011 with each candidate's name, title and public agency name. The ballot order is based upon a random drawing of names by the Election Committee. Official ballots will be mailed to all SDRMA members later this week. Also attached is a calendar with the critical deadlines remaining in the election process. In addition, information about SDRMA and the upcoming election is available from the home page on our website at www.sdrma.org — click on, "2011 Nomination and Election Information ". In accordance with SDRMA Board Election Policy No. 2011 -02 Section 7.4, candidates may send campaign materials to members. A member mailing list or mailing labels are available. Some candidates. have also asked about e-mail addresses and those are available, but we must note that not all members have e-mail and the e- mail address that we have is for our primary member contact, which may or may not be the general manager for the public agency. The SDRMA member mailing list or a -mail list is free, but the cost of pre - printed mailing labels is $30. Please let us know if you would like to receive any of this information. We have identified additional excerpts from SDRMA's Election Policy below which address Campaigning and Limitations on Campaigning. If you have specific questions, the entire Election Policy No. 2011 -02 may be found on SDRMA's website referenced above. Section 7.1. SDRMA staff will mail each qualified candidate's "Statement of Qualifications" , "exactly as submitted" by the candidate with the ballots to the membership.. Section 7.2. Candidates, at their own expense, may distribute additional information to member agency(s) after the ballots have been mailed and prior to the election. Section 7.4. (peltiah ...The SDRMA logo is trademarked for use by SDRMA only. Neither the logo, nor any other Trademark of SDRMA.may be used in any campaign literature. No campaign literature is to imply support of any candidate by SDRMA... Sections 8.1 to 8.4 (partiab ...An officer, official, employee, or consultant of a Member Agency may not expend or authorize the expenditure of. any of the funds of the Member Agency to support or oppose the California Spacial Districts Association CSDA Finance Corporation U 12 ) Street, Suite 200 1112 ) Street, Suite 200 Sacramento, California 95814 -2865 Sacramento, California 95814 -2865 i T 877.924.CSDA (2732) T 877.924.CSDA (2732) F 916.442.7889 F 916.442.7889 SAD RMP w Michael Scheafer May 11, 2011 Page 2 election or defeat of a candidate for the Board of Directors. No officer, official, employee, or consultant of a Member Agency shall use or permit others to use public resources for campaign activity. "Public resources" means any property or asset owned by the Member Agency, including, but not limited to, land, buildings, facilities, funds, equipment, supplies, telephones, computers, vehicles, travel, and Member Agency - compensated time ... Any candidate of an offending Member Agency shall be deemed to have withdrawn his or her candidacy ... SDRMA staff is available to answer questions or provide information. However, please note that our staff cannot assist or participate in campaign activities. Please feel free to call Chief Executive Officer Greg Hall or me at 800.537.7790, if you have any questions. Election Committee Special District Risk Management Authority C. Paul Frydendal, CPA Chief Financial Officer Enclosure • cc: Robert Ooten - President G: \Board\Election\2011 Election \Election Committee dots \Letters to Confirm Nominations \Letter 1 to candidates and pres Costa Mesa SD.doc 1�1 r' • • SD, R N OFFICIAL 2011 ELECTION, BALLOT SPECIAL DISTRICT RISK MANAGEMENT AUTHORITY BOARD OF DIRECTORS MOTE FOR ONLY THREE (3) CANDIDATES Mark each selection directly onto the ballot, voting for no more than three (3) candidates. Each candidate may receive only one (1) vote per ballot. A ballot received with mote than three (3) candidates selected, will be considered invalid and not counted. All ballots must be sealed and received by mail or hand delivery in the enclosed self - addressed, stamped envelope at SDRMA on or before 5:00 p.m., Friday, September 16, 2011. Faxes or electronic transmissions are NOT acceptable. ❑ SANDY RAFFELSON District Clerk, Herlong Public Utility District ❑ EMERY ROSS Director, Mariposa County Resource Conservation District ❑ MIKE SCHEAFER Director /Secretary, Costa Mesa Sanitary District ❑ EDMUND K. SPRAGUE (INCUMBENT) Board President, Olivenhain Municipal Water District ❑ ED GRAY (INCUMBENT) Director, Chino Valley Independent Fire District ❑ BETHZABE YANEZ Board President, East Palo Alto Sanitary District ❑ TERRY BURKHART Board President, Bighorn - Desert View Water Agency ADOPTED this _ day of 2011 by the,Adin Community listed by name: AYES: NOES: ABSTAIN: -4 ABSENT: ATTEST: APPROVED: 21-I-; : -.ite o Ballot iVIA _?c?'d ,,r ; ec:rrr. 3 2 2 District by the following roll call votes 2011 Election Schedule 3 ='��+A'(`1�tdT'"'* 'khxTl�+.+ynp h.rti.' 'Z4ns ' S M T' S t. M' T L. F 'S Sf M TiW T F`IS 1 2 3 4 5 6 7 8 9 10 11 12 13 : 14 15 16 17 18 19 "; 20 21^ - 22 23 24 30 31 25 ' -. 26 27 28 29 3 ='��+A'(`1�tdT'"'* 'khxTl�+.+ynp h.rti.' 'Z4ns ' S M T' S t. M' T L. F 'S Sf M TiW T F`IS 4 5 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28' 29 30 3 ='��+A'(`1�tdT'"'* 'khxTl�+.+ynp h.rti.' 'Z4ns ' S M T' S t. M' T L. F 'S Sf M TiW T F`IS 4 5 6 7 8 9 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 31 25 26 27 28 29 30 S M 1 2 3 4 5 6 7 8 9 10 11 12, 13 14 15 16 17 18 19 20 21 22 . 23 30 31 24 25 26 27 28 29 S =..M i T rW.t T t..F S 1 2 3 4 5 6 7 8 9 10 11 12 13 .14 15 -16 17' 18 19 20 21 22 23 24 25 26 27 28 29 30 31 -S ;:,M,' T " W-1 T 1 'F S 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 RAISM'TW T,F',S 1 '<'' 2 3 4 5 6 7 8 9 10 11 12 ' 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 • S M T' S t. M' T L. F 'S 4 5 6 7 8 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 16 17 18 S =..M i T rW.t T t..F S 1 2 3 4 5 6 7 8 9 10 11 12 13 .14 15 -16 17' 18 19 20 21 22 23 24 25 26 27 28 29 30 31 -S ;:,M,' T " W-1 T 1 'F S 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 RAISM'TW T,F',S 1 '<'' 2 3 4 5 6 7 8 9 10 11 12 ' 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 • TASK TIMELINE 115. Board approved Election Schedule 1/18 -21 Mail Notification of Election and Nomination Procedure to Members in January 90. days prior to mailing Ballots (11 s actual days) 05/04 Deadline to return Nominations 5/10 Election Comm. Reviews Nominations 0506 -17 Mail Ballots 60 days prior to ballot receipt deadline (123 actual days) 9/16 Deadline to Receive Ballots 9/20 Election Committee Counts Ballots 9/21 Election Committee Notifies Successful Candidates and Provides Them With Upcoming Board Meeting Schedule 10/12 Directors' Elect Invited to CSDA Annual Conf/SDRMA Breakfast/Super Session 1112 Directors' Elect Invited to SDRMA Board Meeting 1/2012 Newly Elected Directors Seated and Election of Officers a S M T' S t. M' T L. F 'S 4 5 6 7 8 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 11 TASK TIMELINE 115. Board approved Election Schedule 1/18 -21 Mail Notification of Election and Nomination Procedure to Members in January 90. days prior to mailing Ballots (11 s actual days) 05/04 Deadline to return Nominations 5/10 Election Comm. Reviews Nominations 0506 -17 Mail Ballots 60 days prior to ballot receipt deadline (123 actual days) 9/16 Deadline to Receive Ballots 9/20 Election Committee Counts Ballots 9/21 Election Committee Notifies Successful Candidates and Provides Them With Upcoming Board Meeting Schedule 10/12 Directors' Elect Invited to CSDA Annual Conf/SDRMA Breakfast/Super Session 1112 Directors' Elect Invited to SDRMA Board Meeting 1/2012 Newly Elected Directors Seated and Election of Officers a S M T' W 1 "T F 'S 4 5 6 7 8 .S M W F S 7 8 1 2' 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24, 25 26 27 28 29 30 TASK TIMELINE 115. Board approved Election Schedule 1/18 -21 Mail Notification of Election and Nomination Procedure to Members in January 90. days prior to mailing Ballots (11 s actual days) 05/04 Deadline to return Nominations 5/10 Election Comm. Reviews Nominations 0506 -17 Mail Ballots 60 days prior to ballot receipt deadline (123 actual days) 9/16 Deadline to Receive Ballots 9/20 Election Committee Counts Ballots 9/21 Election Committee Notifies Successful Candidates and Provides Them With Upcoming Board Meeting Schedule 10/12 Directors' Elect Invited to CSDA Annual Conf/SDRMA Breakfast/Super Session 1112 Directors' Elect Invited to SDRMA Board Meeting 1/2012 Newly Elected Directors Seated and Election of Officers a S M T' W 1 "T F 'S 4 5 6 7 8 9 10 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 X16" 17 18 19 20':21 22 23 24 25 26 27 28 29 30 TASK TIMELINE 115. Board approved Election Schedule 1/18 -21 Mail Notification of Election and Nomination Procedure to Members in January 90. days prior to mailing Ballots (11 s actual days) 05/04 Deadline to return Nominations 5/10 Election Comm. Reviews Nominations 0506 -17 Mail Ballots 60 days prior to ballot receipt deadline (123 actual days) 9/16 Deadline to Receive Ballots 9/20 Election Committee Counts Ballots 9/21 Election Committee Notifies Successful Candidates and Provides Them With Upcoming Board Meeting Schedule 10/12 Directors' Elect Invited to CSDA Annual Conf/SDRMA Breakfast/Super Session 1112 Directors' Elect Invited to SDRMA Board Meeting 1/2012 Newly Elected Directors Seated and Election of Officers a S' M- T : T F S 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 TASK TIMELINE 115. Board approved Election Schedule 1/18 -21 Mail Notification of Election and Nomination Procedure to Members in January 90. days prior to mailing Ballots (11 s actual days) 05/04 Deadline to return Nominations 5/10 Election Comm. Reviews Nominations 0506 -17 Mail Ballots 60 days prior to ballot receipt deadline (123 actual days) 9/16 Deadline to Receive Ballots 9/20 Election Committee Counts Ballots 9/21 Election Committee Notifies Successful Candidates and Provides Them With Upcoming Board Meeting Schedule 10/12 Directors' Elect Invited to CSDA Annual Conf/SDRMA Breakfast/Super Session 1112 Directors' Elect Invited to SDRMA Board Meeting 1/2012 Newly Elected Directors Seated and Election of Officers a FA RESOLUTION NO. 2012-500 A RESOLUTION OF THE GOVERNING BODY OF THE Costa Mesa Sanitary District FOR THE ELECTION OF DIRECTORS TO THE SPECIAL DISTRICT RISK MANAGEMENT AUTHORITY BOARD OF DIRECTORS WHEREAS, Special District Risk Management Authority (SDRMA) is a Joint Powers Authority formed under California Government Code Section 6500 et seq., for the purpose of providing risk management and risk financing for California special districts and other local government agencies; and WHEREAS,. SDRMA's Sixth Amended and Restated Joint Powers Agreement specifies SDRMA shall be governed by a seven member Board of Directors nominated and elected from the members who have executed the current operative agreement and are participating in a joint protection program; and WHEREAS, SDRMA's Sixth Amended and Restated Joint Powers Agreement Article 7 - ® Board of Directors specifies that the procedures for director elections shall be established by SDRMA's Board of Directors; and • WHEREAS, SDRMA's Board of Directors approved Policy No. 2011 -02 Establishing Guidelines for Director Elections specifies director qualifications, terms of office and election requirements; and WHEREAS, Policy No. 2011 -02 specifies that member agencies desiring to participate in the balloting and election of candidates to serve on SDRMA's Board of Directors must be made by resolution adopted by the member agency's governing body. NOW, THEREFORE, BE IT RESOLVED that the governing body of the Costa Mesa Sanitary District selects the following candidates to serve as Directors on the SDRMA Board of Directors: (continued) • • ivieetong uate item 07/28/11 XVII. C. 0�06MMI ... an Independent Specia(lDi.stfict To: Board of Directors From: Joan Revak, Office Manager /Clerk of the District Date: July 28, 2011 Subject: SPECIAL DISTRICT LEADERSHIP FOUNDATION (SDLF) DISTRICT OF DISTINCTION. ACCREDITATION As you are aware, the CMSD was accredited under the Special District Leadership Foundation's District of Distinction program in June 2009. This accreditation is valid for two years, at which time it must be reaccredited. For your information, the Governance training must be completed within the past five years and Ethics training must be completed every two years. Listed below is the'status of training for CMSD Directors and the General Manager. Name Governance Ethics Bob Ooten 2/8/08 6/10/10 Jim Ferryman 9/27/04 06114/10 Michael Schaefer 1/27/11 Jim Fitzpatrick 1/27/11 Art Perry 2/8/08 1/28/10 Scott Carroll 2/24/11 9/21/10 All Directors and -the General Manager are in compliance with the Ethics training. Directors. Scheafer and Fitzpatrick are required to take the Governance training. Vice President Ferryman is also required to repeat the Governance training as it has been more than five years since he completed the course. President Ooten and Director Perry and the General Manager took the Governance training within the past five years and are compliant. . (Protecting our community's heafth.6y providing sofidwaste andsewercollection services crosdca.gov El • • SDLF DISTRICT OF DISTINCTION ACCREDITATION July 28, 2011 Page 2 The CMSD Districts of Distinction designation expires on June 30, 2011 and may be renewed by submitting a renewal application, supporting documentation and a $250 renewal fee. The Governance Foundations class will be offered on October 10, 2011 during the CSDA annual conference. CSDA Executive Director Neil McCormick has generously extended the June 30, 2011 deadline to October 2011. Directors Ferryman, Scheafer and Fitzpatrick will be required to take the class at the CSDA Annual Conference on October 10, 2011 in order for our accreditation as a District of Distinction to be renewed. Protecting our community's hearth 6y providing sofid waste and sewer correction services crosdca.gov California Special Districts Association Conference Registration, Exhibitor Prospectus and Sponsorship Opportunities n ti •, d 1 C t& x xai 4 r s�i t e � x S * sr} .tF 3 P� 1� � k � 4(•. � P, a t ' p� 2011 CSDA Annual Conference & Exhibitor Showcase The leadership conference for special districts. 3, 201 l Monterey Marriott Hotel & Monterey Conference Center cornference.csdamet r*1=1T1T0 1111111114HIF] Don It a The CSDA Annual Conference and Exhibitor Showcase is the one conference Special District Leaders can't afford to miss! Today's leaders are confronted with. challenges and opportunities that have never been more d)Ttamic or coniplex.This conference v \,ill help special district leaders effectively understand and manage these forces to become the most effective leader in their field. WHO SHOULD ATTEND? • Board members — directors & trustees • General managers • Department managers & supervisors • Administrative support staff • Finance managers • Board secretaries • Other special district staff members • Legal counsel • Fire /police chief �TTENDEES WILL BENEFIT BY • Interacting with industry experts • Hearing success stories from colleagues • Learning about the challenges and solutions from special district case studies • Being the first to hear about special district industry trends • Gaining knowledge from nationally recognized speakers • Attending specialized workshops and sessions designed to address your needs • Meeting one -on -one with industry suppliers who understand your needs • Attending numerous networking opportunities • Making new contacts and maintaining key relationships • Earning Credit Incentive Points from Special District Risk Management Authority • Learning how to think strategically in changing and difficult times �t cl REGISTER TODAY r 7�is ycarIs.filled with tons of exciting events to netw4k, with your peei s. " join us the before the official conference kick -off and tour by b(rat;.beautiful Moss Lind ng Harbor Distnct gi- golf at the award - winning Black Horse AM':- Golf Course. Register for these events on the registration form) i 1 ' 011 CSDA Annual Conference S: Exhibitor Showcase S6The CSDA Conference is the most valuable annual conference of all the ones we attend. If you are a special district, this is the only place to learn everything you need to know that relates to special district governance, trends, issues, and legislation. Kudos to CSDA for a job well done. — Kimberly Thorner, SDA /General Manager Olivenhain Municipal Water District CSDA Gof Tournament Afondai; October 10.11:00 a.m.— 5:00 p.m. $ 125 includes golf with cart; range, lunch and prizes) The sensational new era at Black Horse is certain to provide both challenges and inspiration to all golfers. The golf course has been re- sculpted by award - winning golf course architect Gene Bates. Showcasing Bates' elegant bunkering and graceful greens, the new Black Horse offers expanded views of the bay. Distinctively different than its previous design, Black Horse has been transformed to a more open, flowing and comfortable environment. 040ndalj, October 10 PROGRAM HIGHLIGHTS 9 :00 - l 1:00 c rn Special District Administrator (SDA) Exam - by the Special District Leadership Foundation (optional - must be scheduled prior to conference) Pre- Conference Workshop #1: Special District Leadership Academy Module 1: Governance Foundations (optional) $225 Member $300 Non - member 9 :00 o. in. - 4:00 p.m. Pre- Conference Workshop #2: Effective Strategic Planning for Your Special District (optional) $225 Member $300 Non - member CSDA Annual Golf Tournament Black Horse Golf Course (optional) 5 includes golf with cart, range, lunch and prizes! The Elkhorn Slough Safari and Moss Landing Harbor DistrietTour Includes transportation to /from hotel and boat tour on the Elkhorn Slough Safari (optional) Only registered CSDA conference attendees or registered guests are eligible to attend. $48.00 for conference attendees 6:00 - R:00 p. m. CSDA Conference Kickoff Reception (All attendees welcome.) !ie lisr�r rnr these special events on r 4! Want to participate in the golf tournament, boat tours or optional lunch and keynote? Simply indicate that you would like to attend on the registration form! L7khorn Slough Saari $Tour of the Moss Landing Harbor District Monday, October 10. 1: 30 - 4:30 p.m. $48 - only 21 seats available - First come, first served! Transportation will be provided from the Monterey Marriott Hotel. Elkhorn .Vough 1„),,r is Join us on a guided adventure up Elkhorn Slough, one of California's largest wetlands. See and photograph playful sea otters, curious harbor seals, and hundreds of migrating birds all from the comfort of a relaxing stable pontoon boat. Space is limited for this wildlife paradise. ,floss landing Harbor District; Established in 1947, visitors to Moss Landing Harbor can expect to find the #I commercial fishing harbor in Monterey Bay and a year -round port of safe refuge. The harbor, a Certified California Clean Marina, boasts 600 -plus slips and provides recreational boating and marine research and education with full public access to the environment. Featuring recreational activities such as nature and whale - watching tours, sportfishing charters, kayaking, wildlife viewing (lots of sea otters!), walking trails and beaches, Moss Landing Harbor has something for everyone. Boaters will find a four -lane launch ramp, visitor dock, fuel dock, tenant shower and laundry facilities, boat yard, pumpout facility, sailmaker and fish buyers. Available to visitors year -round are fresh seafood for sale off boats, fish markets, restaurants, WiFi and a community park w /BBQ pits, and a public wharf and yacht club at North Harbor. Luncheon: "The Signocance of Special District Governments in the Local Ronoml " -A Census Perspective fl'ednesdast October 12 • 12 :00- 1:30 p.m. $3S - limited seating available Most people associate the Census Bureau with the ten year population Census. Few are aware that the Bureau also measures the nation's x economy Still fewer are aware that the Bureau has an area exclusively dedicated to the definition and measurement of the public sector economy. In this presentation, Steve Owens of the US Census Bureau will use Census data to examine die role that special districts play in the delivery of government services. Topics will include methods used by die Bureau to define and idetnifv slx seal districts and measures of special district economic, and emplovment activity, both present and past. You will learn how California compares to oilier states and the nation as a whole. In addition, as we are also at the conclusion of the 2010 Census, Owens will explain the mysterious formula behind the apportionment process, and discusss the data that the Bureau provides to the states for the purpose of redistricting. California Spec dl Districts Association Tuesid139 Oclobe_r 14 PROGRAM HIGHLIGHTS 9:00— 10:_x5 a -t. Opening Keynote Presentation and Continental Breakfast — "The Power of Great Relationships" by Tim Sanders Tim Sanders, a former Yahoo! Executive, is a corporate consultant and bestselling author of Love is the Killer App, The Likeability Tim Sanders Factor, and Saving the World at Work. Tim Sanders speaks for strong business relationships, both internal and external. His relevant point of view makes him one of the most in demand keynote speakers on the conference and convention circuit. His company, Deeper Media, conducts research on business trends, new media and human behavior. He has valuable experience in cutting -edge businesses, sales and marketing. Tim was the Chief Solutions Officer atYahoo! and later their Leadership Coach. Tim also created and led theYahoo1 ValueLab, an in -house "think tank." ! i:00 a_n - /2:001, m. (BREAKOUT SESSIONS) • What Every Public Agency Should Know About the Prevailing Wage — Contractor Compliance and Monitoring, Inc. Update on Proposition 218 and the Impacts to Local Governments — Best Best &Krieger • Navigating the CEQA Process withYour Attorney and Consulting Team — From Selection of the Environmental Document and Public Review to Project Approval — Best Best &Krieger, Rancho California Water District and LSA Associates • Power, Position, Influence: Leading with Courage and Power — Novato Fire Protection District SB90 State Mandated Cost Revenue for Special Districts — Nichols Consulting and Local Government Consultants • AB 1234 Required Ethics Training (Part 1) — Meyers Nave (attendees must attend parts 1 & 2 to receive completion certificate) k"'.t', SP.L. GREAT SPEAKER LINE -UP This year's speaker line -up features the top speakers in their fields. Discussing core subjects such as relationship building, inspiring and motivating individuals in your workplace, and leadership, these experienced professionals will • share the knmvledge they've gained over their years of experience and hove it relates to you. 101; CSDA Anwa! Conference & Exhibiior Showcase 12 00 — 1:=15 p. in Exhibitor Showcase Grand Opening & Lunch n 2:00 - 3:13 .m. Super Session: Inspiring High - Passion and High - Performance at All Levels of Your Organization "by Libby Gill An entertainment industry veteran, Libby is now an internationally respected executive coach, brand strategist Libby Gill and bestselling author. Her proven "Clarify, Simplify & Execute" process inspires individuals and organizations to maximize their "Leadership DNA," build high - passion, high- performance teams and increase employment engagement. 3:330- 4:30 p.m. (BREAKOUT SESSIONS) • Good Governance Principles for Boards: Best Practices and Problem Areas for Board Dynamics — BHI Management Consulting • Creative Options for Delivering Public Works Projects: Design/ Build and Public- Private Partnerships — Hanson Bridgett, LLP • Financial Accountability: Good Decisions are Based on Good Information —James Marta &Company, Certifiied Public Accountants • Exceptional Public Outreach: Best Practices & ExamplesYou Can Use in Your District — Eckery Associates and Novato Fire Protection District • Strategic Workforce Management: More than Counting Heads — CPS Human Resource Services • AB 1234 Required Ethics Training (Part 2) — Meyers Nave (attendees must attend parts 1 & 2 to receive completion certificate) C. : "IM II1 (N'- 5:30 — 7:v0 p nt. Presidents Reception in the Exhibit Hall (All attendees welcome.) TIM SANDERS Tim Sanders, a former Yahoo! Executive, is a corporate consultant and bestselling author of Love is the Killer App, The likeability Factor, and .Saving the l4orld atllork. Tim Sanders speaks for strong business relationships. LIBB Y GILL An entertainment industry veteran, Libby is now an ' internationally respected executive coach, brand strategist and bestselling author. Her proven "Clarify; Simplify & Execute" process inspires individuals and organizations. Welieslim, October 12 PROGRAM HIGHLIGHTS SDRMA Annual Meeting SDRMA Sponsored Full Plated Breakfast (All attendees welcome.) J:ch�- It?r95 a.nt. SDRMA General Session/Safety Awards/Keynote Don McMillan —"The 3 Keys to Leadership" Sponsored by SDRMA - In this time of change, business leaders must demonstrate an unprecedented level of passion, Don McMillan determination, foresight, dedication and fearlessness. In `°The 3 Keys to Leadership," Don will share how to ramp up your leadership style and make effective changes. 11:00 a.m. — 12:00 p.m. (BREAKOUT SESSIONS) • Understanding the Tort Claims Process — SDRMA, Low, Ball &Lynch hstn SPR 111 UN • Understanding Board Member & District Liability (Part 1) — SDRMA I , ,oi, I1 i c i/P, • Workers' Compensation Updates & Volunteer Coverage — ORMA,York Insurance Services Group I ;o n Wk -I1: I ('Il' blic Works Projects: Minimizing Risks & Reducing Costs — Proven Methodologies — Bergman &Dacey • Bridging the Gap BetweenYour District and the Capitol — CSDA Legislative Department • Funding Mission - Critical Capital Projects: A Panel Discussion — CSDA Finance Corporation 12:00 — 1:30 p. m. LUNCH ON YOUR OWN 12:00 — 1:30 p. in. Optional Lunch & Keynote: The Significance of Special District Governments in the Local Economy —A Census Perspective — Steve Owens, US Census Bureau (advance Steve Owens registration required) DON MCtfILLAN Business leaders must demonstrate an unprecedented level of passion, determination, foresight, dedication and fearlessness. Don will share with you how to ramp up your leadership style and make effective changes. Sponsored by SDRMA California Special Districts Association, Exhibitor Showcase Finale - Dessert /Grand Prizes - 1 15 p m (BREAKOUT SESSIONS) • Communication Protocols for Board & Staff — Liebert Cassidy Whitmore • Understanding Board Member & District Liability (Part 2) — SDRMA l,nn .Sl Ali II 1 (11'� • Proposition 26: What it Requires and How to ProtectYour Agency — Kronick Moskovitz Tiedemann &Girard and Eco: Logic Engineering • Risk Identification & Scenario Mitigation Planning — BHI Management Consulting 1-w r .Sl Ui 111 ( ll'.. • Management Discussion & Analysis - Effectively Communicating Results —James Marta &.Company, Cert fled Public Accountants 3:.;) - 5:00pm. Legislative Committee Meeting — limited seating available for non - committee members. 6:00 — 7:00 p. m. Chapters Reception. CSDA Chapter of the Year Award will be presented. (All attendees welcome.) 7:00 — 9:00 p.m. CSOA Awards Banquet and Entertainment Entertainment by Robert Strong Robert has been crisscrossing the world since 1985, entertaining audiences large and small, formal and casual, Robert Strong and everything in between! Recently voted "San Francisco's Funniest Prop Comedian" and the `Bay Area's Best Performer," Robert has appeared on CBS This Morning, performed for the U.S. Congress, and taken his act to more than 30 different countries. UTT1'E ml l \ ti Join us for are optional luncheon where Steve Owens, with the U.S. Census Bureau, will discuss the significance of special district governments in the local economy. ROBERT STRONG Recently voted San franeism's funniest Prop Comedian "andthe"BarArea's Best k ormer,'Robert has appeared on CBSThis Mortwrg, performed for the U.S. Congress, and taken his act to more than 30 different countries. • ThuirAmig October 13 PROGRAM HIGHLIGHTS k 00 — l (I: oO a.m. (BREAKOUT SESSION) CSDA Chapter's Roundtable (All attendees welcome.) 9:00 —10:00 a. m (BREAKOUT SESSION) • Hiring and Keeping Great Employees — Liebert Cassidy Whitmore • The Electronic Workplace: Traps for the Unwary — Kronick Moskovitz Tiedemann &Girard • Fish, the Delta, andYour Water Supply — Best Best &Krieger and Hanson Environmental • Tapping into the Network of State Infrastructure Financing Resources — lBank, Clean Water RLF and the Drinking Water RLF • Stop Playing Retaliation Roulette: How to ProtectYour District From Employee Retaliation Claims — Best Best &Krieger .. ,.'1, .I 1 10:1Sa. in, — 12:00pm. ,u CSDA Keynote Program & Closing Brunch Ralph Heim, Public Policy Advocates and Pete Peterson, Davenport Institute for Public • Ralph Heim Pete Peterson Engagement and Civil Leadership Join us for a closing brunch as Pete Peterson, executive director of the Davenport Institute for Public Engagement and Civil Leadership shares "Public Engagement: The Vital Leadership Skill." CSDA Legislative Advocate Ralph Heim will also give attendees the most up -to -date information on the state of the state budget and special district revenues. lteyno�e :7 sp.L'. GREAT SPEAKER LINE -UP Join us for this year's Keynote Program and Closing Brunch. Ralph Hein and Pete Peterson will speak on the relevant issues facing special district leaders today. 2011 CSDA Annual Conference & Exhibiior Showcase I thought the CSDA conference was a great blend of sessions developed to assist our industries and their needs as well as great keynote speakers who were particularly motivating and inspiring to help us breathe new l fe into our own positions and to help our office staff do the same. — Sheryl Landrum, Financial Coordinator/ Human Resources Resource Conservation District of Greater San Diego RALPH HEIM Long -time CSDA Legislative Advocate Ralph Heim joins us once again this year to give us up -to -date information on what is happening at the State Capitol, the state budget situation and what it all means for special districts. PEI'E PE!'LRSON Pete Peterson is Executive Director of the Davenport Institute for Public Engagement and Civil Leadership i and will speak at the Closing Brunch on '"Public Engagement1helital Leadership Skill.- 'I�"Lfl.S RECOGNIZE YOUR PEERS MONTEREY MARRIOTT HOTEL & MONTEREY CONFERENCE CENTER CSDA Recognizes the Best Among Special Districts Do you have board members, staff, a chapter, or a program that you feel deserves recognition? Each year, CSDA presents various awards during the CSDA Annual Conference and Exhibitor Showcase. There are a number of different categories. Please consider ktstanding individuals within your district for individual ards. Chapter awards and district awards are also open for nominations. Please visit the Awards section of our confercnce website at conference.csda.net for more information and nominations. Questions? If you have any questions regarding the awards or the awards process, please contact Charlotte Lowe, executive assistant, at the CSDA office toll -free at 877.924. CSDA or by email at charlottel(acsda.net. All applicants will be notified of the winning submission prior to the Annual Conference. Winners will be awarded at the CSDA Annual Conference in Monterey. MONTEREY MARRIOTT HOTEL 3S0 Calle Principal Monterey, CA 93940 1.800.266. 19432 To reserve a room at the Monterey Marriott Hotel, either book a room through the conference website or contact the Marriott toll -free at 1.800.266.9432. All reservations must be accompanied by a one night room and tax deposit, guaranteed with a.major credit card. Resort will not.hold any reservations unless secured by this deposit. (All major credit cards are accepted.) The first night room and tax deposit becomes NON - REFUNDABLE if a reservation is cancelled after the cut -off date of Monday, September 19, 2011. CSDA room rates are $165.00 plus tax. When booking your room, please ask for the CSDA group rate. To book a room online, please visit the CSDA conference website at conference.csda.net for a direct link to book a room under the conference rate. This rate is also good three days before and after the conference based on availability! SSThe annual conference always gives me something I can use in. my role as a Board Member. — Michael Seaman, Director • Fulton -El Camino Recreation & Park District California Special Districts Association -A 'Part. t. 7 HIGHLIGHTS OF MONTEREY Visit Monterey and see the amazing Monterey Bay Aquarium, as «ell as Fisherman's Wharf and Canner)r Ro-\N,, made famous by Nobel Prize - winning Salinas \vriter John Steinbeck. Experience the legendary golf courses of Pebble. Leach. Take a California wine country vacation in Carmel Valley, Soledad or Salinas Valley, or go art gallery hopping in beautiful. Carmel -by- the -Sea or buzzing Sand City. For an outdoor experience, hike the wild trails of Big Sur, go surfing in Moss Landing, or watch the hang gliders in Marina and Seaside. Dine in centrally located Del Rey Oaks, and relax in an old- fashioned, seaside home town among the Victorian cottages and Monarch butterflies of Pacific Grove. Monterey County is your destination for a perfect California vacation. Car Rental Discount Enterprise Rent A Car is offering all CSDA conference attendees a special conference discount. Please visit conference.csda.net for a list of the special rates offered. Or make reservations online at www.enterprise. corn or call directly at 800 - Rent- A- Car.Ile group code is: NACA 107. Reservations are recommended. Registrahort Fees SAVE $$$ BY REGISTERING NOW! . r r _ Registering on or before August 26. REGISTRATION FEES Early Bird (on or before Aug 26) Member (full conference) $525 Non — member (full conference) $685 Guest (full conference) $250 Member (one -day registration) $250 Non — member (one -day reg.) $410 Regular (After Aug 26) Member (full conference) $550 Non — member (full conference) $710 Guest (full conference) $300 Member (one -day registration) $275 Non — member (one -day reg.) $435 Not sure if ')'ou are a member? Contact the CSDA office at 877.924.2732 to find out if your agency or company is already a member. To learn more about the benefits of membership contact Cathrine Lemaire at cathrinel @csda.net or call toll-free at 877.924.2732. (f6The CSDA conference was a great experience. Ilearned relevant and important information that has improved my ability to excel at being a Board Director. The staff was always nice and courteous. Networking opportunities were useful and a lot of fun. I will definitely come back next year! • — Liz Buda, Director Isla Vista Recreation and Park District M 2011 CSDA Annual Conference & Exhibitor Showcase Attenclee 12c9istration Form CSDA Annual Conference and Exhibitor Showcase Monterey California (Please print) All future correspondence will be sent to the key contact. One form per attendee. Three Ways to Register . Registration fees include: line by visiting the CSDA Annual Conference website at conference.csda.net. • Kick -Off Reception Monday evening Wnumber: 916 - 442 -7889. All faxed forms must include credit card payment. • Keynote sessions and all super sessions ail: CSDA, 11121 Street, Suite 200. Sacramento, CA 95814. Please include registration form and payment. Exhibitor Showcase Lunch Tuesday Checks should be made payable to: California Special Districts Association. Exhibitor Showcase Tradeshow Tuesday and Wednesday Who qualifies for member rates? • President's Reception and Chapters Reception All California Special Districts Association and Special District Risk Management Authority members. Contact the SDRMA full plated breakfast on Wednesday • All breakout sessions on Tuesday, Wednesday and Thursday CSDA office toll -free 877 - 924 -2732 to find out if you are already a member. It's not too late to become a CSDA member. . CSDA Awards Banquet Simply contact Cathrine Lemaire at cathrinel@csda; net or call toll -free at 877 - 924 -2732. • Closing Brunch Thursday Name: Title: District Address: City: State: Zip: Phone: Fax: Email: Website: Member status: ❑ Member ❑ Non - member ❑ Vegetarian ❑ Any Special Needs: Registration Fees • , $525.60 Regular (after Aug. 26) SUBTOTAL ❑ CSDA Member -Full Conference $550.00 ❑ Non - member - Full Conference $685.00 $710.00 ❑ Guest - Full Conference (Cannot be from a district) ❑ Vegetarian $250.00 $300.00 ❑ CSDA Member - One -day registration ❑ Tuesday ❑ Wednesday ❑ Thursday $250.00 each day $275.00 each day ❑ Non-member-One-clay registration ❑ Tuesday ❑ Wednesday ❑ Thursday $410.00 each day $435.00 each day eparate Registration Fees Member Non - member SUBTOTAL re- Conference Workshop: SOLA Module 1: Governance Foundations - Oct. 10 $225.00 $300.00 ❑ Pre - Conference Workshop: Effective Strategic Planning for Your Special District- Oct. 10 $225.00 $300.00 ❑ CSDA Golf Tournament - Oct. 10 $125.00 ❑ CSDA Awards Banquet (Guests only) - Oct 12 $ 85.00 ❑ Moss Landing Harbor District Tour (Limited seating) $ 48.00 ❑ Census Bureau Luncheon - Oct 12 $ 35.00 TOTAL Emmmmmmmmmmw.. Paymenttype: ❑ Check ❑ Visa ❑ MasterCard ❑ AMEX ❑ Discover Account name: Account Number: Expiration date: Authorized Signature: TUESDAY, OCTOBER 11, 2011 WEDNESDAY, OCTOBER 12, 2011 THURSDAY, OCTOBER 13, 2011 ?`{ 11:00 a.m. —12:00 p.m. (Breakout Sessions) 11:00 a.m. —12:00 p.m. (Breakout Sessions) 8:00 —10:00 a.m. (Breakout Session) ❑ What Every Public Agency Should Know About the Prevailing Wage ❑ Understanding the Tort Claims Process ❑ CSDA Chapter Roundtable w ir_ ❑ Update on Proposition 218 and the Impacts to Local Governments ❑ Understanding Board Member & District Liability, Part 1 w'C ❑ Navigating the CEOA Process with Your Attorney & Consulting Team ❑ Workers' Compensation Updates & Volunteer Coverage 9:00 —10:00 a.m. (Breakout Sessions) =m ❑ Power, Position, Influence: Leading with Courage and Power ❑ Public Works Projects: Minimizing Risks & Reducing Costs ❑ Hiring and Keeping Great Employees 'o ❑ SB90 State Mandated Cost Revenue for Special Districts 11 Bridging the Gap Between Your District and the Capitol ❑The Electronic Workplace: Traps for ❑ AB 1234 Required Ethics Trainin (Part 1) q g ❑ Fundin Mission - Critical Ca ital Pro ects: A Panel 9 P 1 the Unwary �Z Discussion El Fish, the Delta, and Your Water Supply w 3:30 -4:30 p.m. (Breakout Sessions) ❑ Tapping into the Network of State '? ❑ Good Governance Principles for Boards: Best Practices and 3:15 — 4:15 p.m. (Breakout Sessions) Infrastructure Financing Resources Problem Areas for Board Dynamics ❑Communication Protocols for the Board and Staff ❑ Stop Playing Retaliation Roulette: a : ❑ Creative Options for Delivering Public Works Projects ❑ Understanding Board Member & District Liability, Part 2 Howto Protect Your District From my ❑ Financial Accountability: Good Decisions are Based on Good ❑ Proposition 26: What it Requires and Howto Protect Your Employee Retaliation Claims Information Agency ❑ Exceptional Public Outreach ❑ Risk Identification & Scenario Mitigation Planning ❑ Strategic Workforce Management More than Counting Heads ❑ Management Discussion & Analysis - Effectively Com- �"'+ ❑ AB 1234 Required Ethics Training (Part 2) is municabng Results Cancellation/Substitution Policy: Cancellations must be in writing and received by CSDA no later than September 19, 2011. All cancellations received by this date will be refunded less a $75 processing fee. There will be no refunds for cancellations made after September 19. Substitutions are acceptable and must be done in writing no later than September 30, 2011. Please submit any cancellation notice or substitution request to meganh @csda.net or fax to 916.442.7889. 9 • • r� �J VECEIVED ,IUL - 6 2011 Meeting Date Item # 07/28/11 XVII. B. STA MESA SAtilTRRY 91STR1ET County of Orange INVOICE NO: GA 00173 Office of The Treasurer -Tax Collector Revenue Recovery/Accounts Receivable DATE: 7/1/2011 P.O BOX 4005 Santa Ana, California 92702 -4005 SOLD TO: NAME Costa Mesa Salutary District ADDRESS P.O. BOX 1200 Reference this number Costa Mesa, CA 92628 -1200 on your remittances for ro er credit. PHONE S.S. # ACCOUNTING CODE I` Check this box if Government FUND DEPT BUD CONTROL UNIT REV SUB -REV DEPT REV OBJ SUB -OBJ DEPT OBJ BSA SUB BSA DEPT Job Number Amount Agency ACCT BSA 770 V770 770 9000 7590 $ 18,880.76 P.O. /M.A. # f THIS INVOICE PREPARED BY: Ati Viskul PHONE #: 714 834 -6242 Quantity Description Price Amount Allocation of FY 2011 -2012 LAFCO costs $ 18,880.76 Pursuant to AB2838 (Chapter 761 /Statutes of 2000) Government Code Section 56381 Total Due: $ 18,880.76 Personal checks must be imprinted with . name, address and telephone number. Drivers license number is also requested. v« is rsms� Approved) By Date Approv6d� Dat® GL Acct -- GL Acct