Contract - Kaplan - 2010-10-11 AGREEMENT FOR CONSULTANT SERVICES
THIS AGREEMENT is made and effective as of October 11 2010 between
the Costa Mesa Sanitary District, a sanitary district ("District") and Dr. Francene
Kaplan _ a sole proprietorship ("Consultant"). In consideration of the mutual
covenants and conditions set forth herein, the parties agree as follows.
1 TERM
This Agreement shall commence on October 12 2010 and shall remain
and continue in effect until tasks described herein are completed, but in no event later
than October 11 2011 unless sooner terminated pursuant to the provisions of
this Agreement.
2. SERVICES
Consultant shall perform the tasks described and set forth in Exhibit A ,
attached hereto and incorporated herein as though set forth in full. Consultant shall
complete the tasks according to the schedule of performance which is also set forth in
Exhibit A
3. PERFORMANCE
Consultant shall at all times faithfully competently and to the best of her ability
experience, and talent perform all tasks described herein. Consultant shall employ at a
minimum, generally accepted standards and practices utilized by persons engaged in
providing similar services as are required of Consultant hereunder in meeting its
obligations under this Agreement.
4 DISTRICT MANAGEMENT
District's Operations Manager shall represent District in all matters pertaining
to the administration of this Agreement, review and approval of all products submitted
by Consultant, but not including the authority to enlarge the Tasks to be Performed or
change the compensation due to Consultant. The District Manager shall be authorized
to act on District's behalf and to execute all necessary documents which enlarge the
Tasks to be Performed or change Consultant's compensation, subject to Section 5
hereof
5. PAYMENT
(a) The District agrees to pay Consultant monthly in accordance with the
payment rates, terms and schedule of payment as set forth in Exhibit A
attached hereto and incorporated herein by this reference as though set forth in full,
based upon actual time spent on the above tasks. This amount shall not exceed Ten
thousand dollars ($10,000.00) for the total term of the Agreement unless additional
payment is approved as provided in this Agreement.
(b) Consultant shall not be compensated for any services rendered in connection
with its performance of this Agreement which are in addition to those set forth herein,
unless such additional services are authorized in advance and in writing by the General
Manager Consultant shall be compensated for any additional services in the amounts
and in the manner as agreed to by District Manager and Consultant at the time District's
written authorization is given to Consultant for the performance of said services. The
General Manager may approve additional work not to exceed the greater of fifteen-
thousand dollars ($15 000 00) or two percent (2%) of the total contract sum. Any
additional work in excess of this amount shall be approved by the Board of Directors.
(c) Consultant will submit invoices for actual services performed. Invoices shall
be submitted on or about the first business day of each month, or as soon thereafter as
practical, for services provided in the previous month Payment shall be made within
thirty (30) days of receipt of each invoice as to all non-disputed fees. If the District
disputes any of Consultant's fees it shall give written notice to Consultant within thirty
(30) days of receipt of an invoice of any disputed fees set forth on the invoice.
6. SUSPENSION OR TERMINATION OF AGREEMENT WITHOUT CAUSE
(a) The District may at any time, for any reason with or without cause suspend
or terminate this Agreement, or any portion hereof by serving upon the Consultant at
least ten (10) days prior written notice. Upon receipt of said notice, the consultant shall
immediately cease all work under this Agreement, unless the notice provides otherwise
If the District suspends or terminates a portion of this Agreement such suspension or
termination shall not make void or invalidate the remainder of this Agreement.
(b) In the event this Agreement is terminated pursuant to this Section the District
shall pay to Consultant the actual value of the work performed up to the time of
termination provided that the work performed is of value to the District. Upon
termination of the Agreement pursuant to this Section, the Consultant will submit an
invoice to the District pursuant to Section 5
7 DEFAULT OF CONSULTANT
(a) The Consultant's failure to comply with the provisions of this Agreement shall
constitute a default. In the event that Consultant is in default for cause under the terms
of this Agreement, District shall have no obligation or duty to continue compensating
Consultant for any work performed after the date of default and can terminate this
Agreement immediately by written notice to the Consultant. If such failure by the
Consultant to make progress in the performance of work hereunder arises out of causes
beyond the Consultant's control, and without fault or negligence of the Consultant, it
shall not be considered a default.
(b) If the District Manager or his/her delegate determines that the Consultant is in
default in the performance of any of the terms or conditions of this Agreement, he/she
shall cause to be served upon the Consultant a written notice of the default. The
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Consultant shall have ten (10) days after service upon it of said notice in which to cure
the default by rendering a satisfactory performance In the event that the Consultant
fails to cure its default within such period of time the District shall have the right,
notwithstanding any other provision of this Agreement, to terminate this Agreement
without further notice and without prejudice to any other remedy to which it may be
entitled at law in equity or under this Agreement.
8.INDEMNIFICATION
(a) Indemnification for Professional Liability When the law establishes a
professional standard of care for Consultant's Services, to the fullest extent permitted
bylaw Consultant shall indemnify protect, defend and hold harmless District and any
and all of its officials, employees and agents ("Indemnified Parties') from and against
any and all losses, liabilities, damages, costs and expenses, including attorney's fees
and costs to the extent same are caused in whole or in part by any negligent or wrongful
act, error or omission of Consultant, its officers, agents, employees or subconsultants
(or any entity or individual that Consultant shall bear the legal liability thereof) in the
performance of professional services under this Agreement.
(b) Indemnification for Other Than Professional Liability Other than in the
performance of professional services and to the full extent permitted by law Consultant
shall indemnify defend and hold harmless District, and any and all of its employees,
officials and agents from and against any liability (including liability for claims, suits,
actions, arbitration proceedings, administrative proceedings, regulatory proceedings,
losses, expenses or costs of any kind, whether actual, alleged or threatened, including
attorneys fees and costs, court costs, interest, defense costs and expert witness fees)
where the same arise out of are a consequence of or are in any way attributable to in
whole or in part, the performance of this Agreement by Consultant or by any individual
or entity for which Consultant is legally liable, including but not limited to officers,
agents, employees or subconsultants of Consultant.
(c) General Indemnification Provisions. Consultant agrees to obtain executed
indemnity agreements with provisions identical to those set forth here in this section
from each and every subconsultant or any other person or entity involved by for with or
on behalf of Consultant in the performance of this Agreement. In the event Consultant
fails to obtain such indemnity obligations from others as required here Consultant
agrees to be fully responsible according to the terms of this section. Failure of District to
monitor compliance with these requirements imposes no additional obligations on
District and will in no way act as a waiver of any rights hereunder This obligation to
indemnify and defend District as set forth here is binding on the successors, assigns or
heirs of Consultant and shall survive the termination of this Agreement or this section.
9. INSURANCE
Consultant shall maintain prior to the beginning of and for the duration of this
Agreement insurance coverage as specified in Exhibit B attached to and part
of this Agreement. (Proof of Automobile insurance is attached.)
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10. INDEPENDENT CONSULTANT
(a) Consultant is and shall at all times remain as to the District a wholly
independent Consultant. The personnel performing the services under this Agreement
on behalf of Consultant shall at all times be under Consultant's exclusive direction and
control. Neither District nor any of its officers, employees, or agents shall have control
over the conduct of Consultant or any of Consultant's officers, employees, or agents,
except as set forth in this Agreement. Consultant shall not at any time or in any manner
represent that it or any of its officers, employees, or agents are in any manner officers,
employees, or agents of the District. Consultant shall not incur or have the power to
incur any debt, obligation, or liability whatever against District, or bind District in any
manner
(b) No employee benefits shall be available to Consultant in connection with the
performance of this Agreement. Except for the fees paid to Consultant as provided in
the Agreement, District shall not pay salaries, wages, or other compensation to
Consultant for performing services hereunder for District. District shall not be liable for
compensation or indemnification to Consultant for injury or sickness arising out of
performing services hereunder
11 LEGAL RESPONSIBILITIES
The Consultant shall keep itself informed of State and Federal laws and
regulations which in any manner affect those employed by it or in any way affect the
performance of its service pursuant to this Agreement. The Consultant shall at all times
observe and comply with all such laws and regulations. The District, and its officers and
employees, shall not be liable at law or in equity occasioned by failure of the Consultant
to comply with this Section
12. UNDUE INFLUENCE
Consultant declares and warrants that no undue influence or pressure is used
against or in concert with any officer or employee of the Costa Mesa Sanitary District in
connection with the award, terms or implementation of this Agreement, including any
method of coercion, confidential financial arrangement or financial inducement. No
officer or employee of the Costa Mesa Sanitary District will receive compensation,
directly or indirectly from Consultant, or from any officer employee or agent of
Consultant, in connection with the award of this Agreement or any work to be conducted
as a result of this Agreement. Violation of this Section shall be a material breach of this
Agreement entitling the District to any and all remedies at law or in equity
13. NO BENEFIT TO ARISE TO LOCAL EMPLOYEES
No member officer or employee of District, or their designees or agents, and no
public official who exercises authority over or responsibilities with respect to the Project
during his/her tenure or for one year thereafter shall have any interest, direct or indirect,
in any agreement or sub-agreement, or the proceed thereof for work to be performed in
connection with the Project performed under this Agreement.
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14 RELEASE OF INFORMATION / CONFLICTS OF INTEREST
(a) All information gained by Consultant in performance of this Agreement shall
be considered confidential and shall not be released by Consultant without District's
prior written authorization. Consultant, its officers, employees, agents or subconsultants,
shall not without written authorization from the District Manager or unless requested by
the District Counsel, voluntarily provide declarations, letters of support, testimony at
depositions, response to interrogatories, or other information concerning the work
performed under this Agreement or relating to any project or property located within the
District. Response to a subpoena or court order shall not be considered 'voluntary'
provided Consultant gives District notice of such court order or subpoena.
(b) Consultant shall promptly notify District should Consultant, its officers,
employees, agents or subconsultants be served with any summons, complaint,
subpoena, notice of deposition, request for documents, interrogatories, requests for
admissions, or other discovery request, court order or subpoena from any person or
party regarding this Agreement and the work performed thereunder or with respect to
any project or property located within the District. District retains the right, but has no
obligation to represent Consultant and/or be present at any deposition, hearing, or
similar proceeding. Consultant agrees to cooperate fully with District and to provide the
opportunity to review any response to discovery requests provided by Consultant.
However District's right to review any such response does not imply or mean the right
by District to control, direct, or rewrite said response
15. NOTICES
Any notices which either party may desire to give to the other party under this
Agreement must be in writing and may be given either by (i) personal service (ii)
delivery by a reputable document delivery service, such as but not limited to Federal
Express, which provides a receipt showing date and time of delivery or (iii) mailing in
the United States Mail, certified mail, postage prepaid, return receipt requested,
addressed to the address of the party as set forth below or at any other address as that
party may later designate by notice
To District: Costa Mesa Sanitary District
628 West 19th St
Costa Mesa, CA 92627
Attn. District Clerk
To Consultant: Dr Francene Kaplan
P O Box 10263
Costa Mesa, CA 92627-0106
16. ASSIGNMENT
The Consultant shall not assign the performance of this Agreement, nor any part
thereof nor any monies due hereunder without prior written consent of the District.
Because of the personal nature of the services to be rendered pursuant to this
Agreement, only Dr. Francene Kaplan shall perform the services described in this
Agreement.
Dr. Francene Kaplan may use assistants, under her direct supervision, to
perform some of the services under this Agreement. Consultant shall provide District
fourteen (14) day's notice prior to the departure of Dr. Francene Kaplan from
Consultant's employ Should she leave Consultant's employ the District shall have the
option to immediately terminate this Agreement, within three (3) days of the close of
said notice period Upon termination of this agreement, Consultant's sole compensation
shall be payment for actual services performed up to, and including, the date of
termination or as may be otherwise agreed to in writing between the Board of Directors
and the Consultant.
17 LICENSES
At all times during the term of this Agreement, Consultant shall have in full force
and effect, all licenses required of it by law for the performance of the services
described in this Agreement.
18. GOVERNING LAW
The District and Consultant understand and agree that the laws of the State of
California shall govern the rights, obligations, duties and liabilities of the parties to this
Agreement and also govern the interpretation of this Agreement. Any litigation
concerning this Agreement shall take place in the municipal, superior or federal district
court with jurisdiction over the Costa Mesa Sanitary District.
19. ENTIRE AGREEMENT
This Agreement contains the entire understanding between the parties relating to
the obligations of the parties described in this Agreement. All prior or contemporaneous
agreements, understandings representations, and statements, oral or written, are
merged into this Agreement and shall be of no further force or effect. Each party is
entering into this Agreement based solely upon the representations set forth herein and
upon each party's own independent investigation of any and all facts such party deems
material.
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20. AUTHORITY TO EXECUTE THIS AGREEMENT
The person or persons executing this Agreement on behalf of Consultant —
warrants and represents that he/she has the authority to execute this Agreement on
behalf of the Consultant and has the authority to bind Consultant to the performance of
its obligations hereunder
21 INTERPRETATION
In the event of conflict or inconsistency between this Agreement and any other
document, including any proposal or Exhibit hereto this Agreement shall control unless
a contrary intent is clearly stated.
IN WITNESS WHEREOF the parties hereto have caused this Agreement to be
executed the day and year first above written.
COSTA MESA SANITARY DISTRICT C9ULTANT
7/2 i
��1V 2cti
General Manager signature
- FRANCENE KAPLAN
ATTEST Typed Name
9rrei-s-) (fie Title OWNER
District Clerk
APPROVED AS TO FORM
PLXL,
District Counsel
EXHIBIT A.
CONSULTANT SERVICES, SCHEDULE AND COMPENSATION
SERVICES.
Consultant shall perform the following services according to a flexible schedule
determined by the District:
1 Pre-coordinate and recommend proposed educational materials to District
representatives for acquisition, reproduction and distribution with the District.
2. Present approved composting instruction, public outreach and educational
materials to school representatives and residents.
3 Promote the use of backyard compost bins to reduce landfill disposal of green
waste
4 Present approved vermicomposting instruction, public outreach and educational
materials to school representatives and residents.
5 Promote the use of worm compost bins to reduce landfill disposal of kitchen
green waste
6 Distribute District provided public outreach and educational materials at the
scheduled events.
SCHEDULE.
The schedule of presentations shall be co-developed with the District representative
during this performance period.
Consultant shall recommend educational materials to the District to support the public
outreach presentations. The District will provide all educational materials for distribution.
COMPENSATION:
District shall compensate Consultant at the rate of Two hundred dollars ($200 00)
per presentation given to schools and residents. The number of presentations is
estimated to be fifty (50) resulting in a total possible compensation of Ten thousand
dollars ($10 000 00) during the performance of this one year agreement.
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is
EXHIBIT B.
AUTOMOBILE INSURANCE
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EXHIBIT B.
AUTOMOBILE INSURANCE
From: Dennis Timoney Jmailto:DTimonev(asdrma.orc l
Sent: Thursday October 14, 2010 11:46 AM
To: Sherry Kallab
Cc: Wendy Tucker
Subject: RE: Insurance question
Sherry;
Wendy forwarded your question to me. Given the tow risk involved giving the presentation,and if none
of the participants will be doing any activities, the District can waive the insurance requirements for the
contractor
Dennis Timoney
Chief Risk Officer
/A
SDRMA
Spe ml District Risk Manage ent Authority
1112 I Street,Suite 3(X)
Sacoam nos Caldnrma 95814
Tel:916.231.4141 F 916.231.4111
Toll Free.800.537 7790
www.sdnna.om
A pr ud Califc to Spsral nisw cts Alliance earn
California Spec al Dwlncls As wail
Special District Risk Mana nl Authority
CSDA Financ Corp/ratio
Please consider the environment before you print
STATEMENT OF CONFIDENTIALITY I This electronic message and any files or attachments transmitted with it may be
confidential,privileged,or proprietary information of the Special District Risk Management Authority.The information is solely
for the use of the individual or entity to which it was intended to be addressed.If the reader of this message is not the intended
recipient,you are hereby notified that use,distribution,or copying of this e-mail is strictly prohibited.If you received this e-mail
in error, please notify the sender immediately,destroy any copies,and delete it from your system.
From: Sherry Kallab fmailto:skallab@crosdca.ciovl
Sent: Tuesday, October 12, 2010 9:56 AM
To: Wendy Tucker
Subject: Insurance question
Wendy,
The District received a grant to hold educational composting events for residents and students. The District entered
into a contract with an individual, sole proprietor,to give the compost presentations. The individual is not lifting
anything and not collecting money She will be handing out flyers and making the presentation. What do you
recommend we require from this individual as far as their own Insurance coverage?
Thank you,
Sherry Kallab
Administrative Manager
Costa Mesa Sanitary District
628 W 19th St,Costa Mesa, CA 92627
Phone: t949) 645-8400 ext 230
Fax. (949) 650-2253
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