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2023_07_127/6/23, 3:55 PM BoardDocs® Pro https://go.boarddocs.com/ca/cmsdca/Board.nsf/Private?open&login#1/2 Wednesday, July 12, 2023 Joint Citizens Advisory Committee and Board of Directors Meeting Time: 6:00 p.m. Location: Costa Mesa Sanitary District - 290 Paularino Ave., Costa Mesa, CA 92626 *** The livestream of the meeting can be viewed by clicking the "Video" icon on this page (which will be made available at the start of the meeting) or by visiting www.youtube.com/CostaMesaSanitary. *** To participate in the meeting by computer: 1. Copy and past the following into your browser - https://us02web.zoom.us/join 2. Enter the Meeting ID number - 885 8027 5211 3. Click "Join." *** To join the meeting with a mobile device: 1. Download the Zoom app at the Google Play Store (for Android devices) or the App Store (for Apple devices) 2. Open the Zoom app. Select "Join a Meeting." 3. Enter Zoom Meeting ID. Select "Join Meeting." *** To join the meeting by phone: 1. Call 1-669-900-6833. 2. You will be asked to enter the Meeting ID number. Dial 885 8027 5211# 3. Lastly, you will be asked to enter your Participant ID. Press the # symbol again to bypass this step. *** Public Comments: Members of the public can submit any comments in real time during the meeting or prior to the meeting in writing for the Citizens Advisory Committee and Board of Directors' consideration by sending them to the District Clerk, Noelani Middenway, at nmiddenway@cmsdca.gov. Those comments will be made part of the official public record of the meeting. *** Obtaining Agenda Materials: The public is entitled to copies of all documents that are made part of the agenda packet. If any document or other writing pertaining to an agenda item is distributed to all or a majority of the CAC/Board after the packet is prepared, a copy of that writing may be obtained from the District Clerk's Office. *** In Compliance with ADA: Contact District Clerk, Noelani Middenway, at (949) 645-8400, 48 hours prior to meeting if assistance is needed (28 CFR 35.102.35.104 ADA Title II). A. OPENING ITEMS 1. Call to Order 2. Roll Call 3. Public Comments - Speakers will be limited to three minutes. The three minutes per speaker time allotted may be extended for good cause by a majority vote of the committee. B. ITEM 1. Approve the Citizens Advisory Committee Meeting Minutes of May 10, 2023 2. Receive and File Citizens Advisory Committee FY 2023-24 Proposed Work Plan 7/6/23, 3:55 PM BoardDocs® Pro https://go.boarddocs.com/ca/cmsdca/Board.nsf/Private?open&login#2/2 3. Review and Comment on Revisions to the Administrative Policies Manual, Board of Directors Procedures Handbook, and Citizen's Advisory Handbook and Employee Handbook 4. Board of Directors Term Limits C. CLOSING ITEMS 1. Committee Member Comments 2. Board/Staff Comments 3. Adjournment 7/6/23, 3:56 PM BoardDocs® Pro https://go.boarddocs.com/ca/cmsdca/Board.nsf/Private?open&login#1/13 Wednesday, July 12, 2023 Joint Citizens Advisory Committee and Board of Directors Meeting Time: 6:00 p.m. Location: Costa Mesa Sanitary District - 290 Paularino Ave., Costa Mesa, CA 92626 *** The livestream of the meeting can be viewed by clicking the "Video" icon on this page (which will be made available at the start of the meeting) or by visiting www.youtube.com/CostaMesaSanitary. *** To participate in the meeting by computer: 1. Copy and past the following into your browser - https://us02web.zoom.us/join 2. Enter the Meeting ID number - 885 8027 5211 3. Click "Join." *** To join the meeting with a mobile device: 1. Download the Zoom app at the Google Play Store (for Android devices) or the App Store (for Apple devices) 2. Open the Zoom app. Select "Join a Meeting." 3. Enter Zoom Meeting ID. Select "Join Meeting." *** To join the meeting by phone: 1. Call 1-669-900-6833. 2. You will be asked to enter the Meeting ID number. Dial 885 8027 5211# 3. Lastly, you will be asked to enter your Participant ID. Press the # symbol again to bypass this step. *** Public Comments: Members of the public can submit any comments in real time during the meeting or prior to the meeting in writing for the Citizens Advisory Committee and Board of Directors' consideration by sending them to the District Clerk, Noelani Middenway, at nmiddenway@cmsdca.gov. Those comments will be made part of the official public record of the meeting. *** Obtaining Agenda Materials: The public is entitled to copies of all documents that are made part of the agenda packet. If any document or other writing pertaining to an agenda item is distributed to all or a majority of the CAC/Board after the packet is prepared, a copy of that writing may be obtained from the District Clerk's Office. *** In Compliance with ADA: Contact District Clerk, Noelani Middenway, at (949) 645-8400, 48 hours prior to meeting if assistance is needed (28 CFR 35.102.35.104 ADA Title II). A. OPENING ITEMS Subject 1. Call to Order Meeting Jul 12, 2023 - Joint Citizens Advisory Committee and Board of Directors Meeting Access Public Type 7/6/23, 3:56 PM BoardDocs® Pro https://go.boarddocs.com/ca/cmsdca/Board.nsf/Private?open&login#2/13 A. OPENING ITEMS Member Position Term Sue Lester Chair 2023-25 Michael Tou Vice Chair 2022-24 Annette Watson Member 2022-24 Cindy Brenneman Member 2023-25 Daniel Baume Member 2022-24 Dean Fisher Member 2022-24 Dickie Fernandez Member 2022-24 Jeff Arbour Member 2023-25 Rosemarie Chora Member 2022-24 Francesca Normington Member 2023-25 Board of Directors Michael Scheafer, President Arlene Schafer, Vice President Arthur Perry, Secretary Robert Ooten, Vice Secretary Brett Eckles, Director Subject 2. Roll Call Meeting Jul 12, 2023 - Joint Citizens Advisory Committee and Board of Directors Meeting Access Public Type 7/6/23, 3:56 PM BoardDocs® Pro https://go.boarddocs.com/ca/cmsdca/Board.nsf/Private?open&login#3/13 A. OPENING ITEMS Subject 3. Public Comments - Speakers will be limited to three minutes. The three minutes per speaker time allotted may be extended for good cause by a majority vote of the committee. Meeting Jul 12, 2023 - Joint Citizens Advisory Committee and Board of Directors Meeting Access Public Type Procedural 7/6/23, 3:56 PM BoardDocs® Pro https://go.boarddocs.com/ca/cmsdca/Board.nsf/Private?open&login#4/13 B. ITEM To: Citizens Advisory Committee Via: Scott Carroll, General Manager From: Gina Terraneo, Management Analyst II Date: July 12, 2023 Subject: Approve the Citizens Advisory Committee Meeting Minutes of May 10, 2023 Summary The recorded minutes of the May 10, 2023 Citizens Advisory Committee Meeting are hereby submitted to the Citizens Advisory Committee for review and approval. Analysis Attached to the staff report are the minutes for the Citizens Advisory Committee Meeting on May 10, 2023. Staff Recommendation That the Citizens Advisory Committee approves the meeting minutes as presented. Legal Review Not applicable. Environmental Review Consideration of public meeting minutes is an administrative matter and is exempt from the requirements of the California Environmental Quality Act (CEQA) (Public Resources Code Section 21000 et. seq.). Section 15300.4 of CEQA allows an agency while establishing its own procedures “to list those specific activities which fall within each of the exempt classes”, and the District has adopted “CEQA Guidelines and Implementing Procedures” that state on page 6 ”Projects” does not include …. C. Continuing administrative or maintenance activities.” Financial Review Not applicable. Public Notice Process Copies of this report are on file and will be included in the complete agenda packet for the July 12, 2023 Citizens Advisory Committee Meeting at District Headquarters and posted on the District’s website. Alternative Actions 1. Do not approve the meeting minutes as presented. 2. Direct staff to report back with more information. File Attachments minutes_2023_05_10_cac.pdf (83 KB) Subject 1. Approve the Citizens Advisory Committee Meeting Minutes of May 10, 2023 Meeting Jul 12, 2023 - Joint Citizens Advisory Committee and Board of Directors Meeting Access Public Type Action, Minutes Recommended Action That the Citizens Advisory Committee approves the meeting minutes as presented. Minutes View Minutes for May 10, 2023 - Citizens Advisory Committee 7/6/23, 3:56 PM BoardDocs® Pro https://go.boarddocs.com/ca/cmsdca/Board.nsf/Private?open&login#5/13 B. ITEM To: Board of Directors and Citizens Advisory Committee From: Scott Carroll, General Manager Date: July 12, 2022 Subject: Receive and File Citizens Advisory Committee FY 2023-24 Proposed Work Plan Summary According to Section III.D of the Citizens Advisory Committee (CAC) Handbook, each year the CAC Chair will meet and consult with the Board President and General Manager to determine the District's goals and objectives for the following year and convey those needs to the CAC. On June 1, 2023, a meeting between Chair Sue Lester, Vice Chair Michael Tou, President Mike Scheafer and General Manager Scott Carroll occurred to discuss the work plan for upcoming year. Recommendation That the Board of Directors and Citizens Advisory Committee consider approving the proposed FY 2023-24 Work Plan. Analysis On June 1, 2023, a meeting between Chair Sue Lester, Vice Chair Michael Tou, President Mike Scheafer and General Manager Scott Carroll occurred to discuss the work plan for upcoming year. Attached is the schedule being proposed for Board of Directors and CAC approval consideration. Legal Review Not applicable Environmental Review Selecting topics to discuss at future CAC meetings and identifying goals and objectives for the coming year is an administrative matter that will not result in direct or indirect physical changes in the environment and is not considered a "project". Financial Review There are no financial impacts to the District for selecting future CAC topics and identifying goals and objectives. Public Notice Process Copies of this report are on file and will be included with the entire agenda packet for the July 12, 2023 Board of Directors and Citizens Advisory Committee joint meeting at District Headquarters and on District website at www.cmsdca.gov Alternative Actions 1. Direct staff to report back with more information. File Attachments 2023-24 CAC Workplan.docx (17 KB) Subject 2. Receive and File Citizens Advisory Committee FY 2023-24 Proposed Work Plan Meeting Jul 12, 2023 - Joint Citizens Advisory Committee and Board of Directors Meeting Access Public Type Action Recommended Action That the Board of Directors and Citizens Advisory Committee consider approving the proposed FY 2023-24 Work Plan. 7/6/23, 3:56 PM BoardDocs® Pro https://go.boarddocs.com/ca/cmsdca/Board.nsf/Private?open&login#6/13 B. ITEM To: Board of Directors & Citizens Advisory Committee Via: Scott Carroll, General Manager From: Dyana Bojarski, Administrative Services Manager Date: July 12, 2023 Subject: Review and Comment on Revisions to the Administrative Policies Manual, Board of Directors Procedures Handbook, Citizen's Advisory Handbook, and Employee Handbook Summary On September 26, 2022, the Board of Directors approved creating an Ad Hoc Policy Committee to review District policies and ordinances and to make revisions, if necessary, to ensure the documents are up to date with existing laws and District procedures. The Board appointed Directors Art Perry and Vice President Arlene Schafer to serve on the Committee. In the same month, the Citizens Advisory Committee appointed Dean Fisher and Chair Sue Lester to serve on the Committee. Recommendation That the Board of Directors and Citizens Advisory Committee discuss and provide comments to staff regarding revisions to District policies and codes and direct staff to bring back for adoption at future Board of Directors Meeting. Analysis The Ad Hoc Committee met on five different occasions. All of the meetings were open to the public in compliance with the Brown Act. The attached documents include the recommended revisions made by the Ad Hoc Committee and staff. Below is a brief description of significant changes made to each document. Operations Code The Operations Code consists of adopted ordinances made by the Board of Directors that pertain to the ongoing operation of the District. It serves as a reference of the District's laws for staff and the public. Because the regulations in the Operations Code are law, any violation of the ordinances are enforced in a court of law where it is a misdemeanor if any person, firm, or corporation is found guilty and the punishment can be by a fine of up to one-thousand dollars per day and/or up to six months in jail. Attached is the strike-through version illustrating the proposed revisions. Administrative Policies Subject 3. Review and Comment on Revisions to the Administrative Policies Manual, Board of Directors Procedures Handbook, and Citizen's Advisory Handbook and Employee Handbook Meeting Jul 12, 2023 - Joint Citizens Advisory Committee and Board of Directors Meeting Access Public Type Action, Discussion Fiscal Impact No Budgeted No Recommended Action That the Board of Directors and Citizens Advisory Committee discuss and provide comments to staff regarding revisions to District policies and codes and direct staff to bring back for adoption at a future Board of Directors Meeting Goals 6.0 Administrative Management 6.3 Administrative Management - Plan periodic reviews and updates of District policies and procedures 7/6/23, 3:56 PM BoardDocs® Pro https://go.boarddocs.com/ca/cmsdca/Board.nsf/Private?open&login#7/13 Administrative Polices are a set of formal procedures enacted by the District that govern management decision-making. They help establish the legitimacy of management action by ensuring that management decisions are objective, fair and consistent. They also help ensure accountability. Attached is the strike-through version illustrating the proposed revisions. Board of Directors Procedures Handbook The Board of Directors Procedures are intended to be a guide for the preparation for and conduct of Board of Directors meetings. Attached is the strike-through version illustrating the proposed revisions. Citizen Advisory Committee Handbook The Citizens Advisory Committee Handbook has been designed to assist the Citizens Advisory Committee (CAC) in understanding its general responsibilities. Attached is the strike-through version illustrating the proposed revisions including the proposed change of name for the committee to "Community Advisory Committee." Employee Handbook The Employee Handbook is a compilation of rules, policies and procedures which govern and affect personnel administration for all employees of the District. Some rules, policies and procedures are required by federal and state law, while others were adopted by the Board to ensure a personnel administration system that is based on merit principles for recruiting, selecting, and advancing employees, providing equitable and adequate compensation, training employees to assure high quality performance, retaining employees based on the adequacy of their performance, correcting inadequate performance and separating employees whose inadequate performance cannot be corrected and assuring impartial treatment of applicants and employees in all aspects of personnel administration. Attached are the strike-through versions of Policy 1.7 Dress Code and Policy 2.3 Benefits that include the revisions have been approved by the General Manager since the final Ad Hoc Committee Policy meeting on May 8, 2023, along with the final document Employee Handbook 2023- 05. Legal Review The policy revisions are a for first review and comments. These policies still need to be reviewed by District Counsel. Staff will bring back to the Board of Directors for approval after District Counsel has reviewed the revisions. Environmental Review Revising subject documents is an administrative matter and is categorically exempt under the California Environmental Quality Act (CEQA) (Public Resources Code Section 21000 et. seq.). Section 15300.4 of CEQA allows an agency while establishing its own procedures “to list those specific activities which fall within each of the exempt classes”, and the District has adopted “CEQA Guidelines and Implementing Procedures” that state on page 6 “”Projects” does not include …. C. Continuing administrative or maintenance activities.” Financial Review There are no financial impacts to the District for revising and adopting the attached documents Public Notice Process Copies of this report are on file and will be included with the entire agenda packet for the July 12, 2023 Board of Directors and Citizens Advisory Committee joint meeting at District Headquarters and on District website at www.cmsdca.gov Alternative Actions 1. Direct staff to come back with additional information. File Attachments Administrative Policies Manual (Ad Hoc Committee Revisions).pdf (1,242 KB) CAC Handbook (Ad Hoc Committee Revisions) .pdf (772 KB) OPERATIONS CODE_(Ad Hoc Committee Revisions).pdf (1,289 KB) Board of Directors Handbook_ (Ad Hoc Committee Revisions) .pdf (609 KB) 1.7 - Dress Code MARKUPS - 2023-07-01- .pdf (198 KB) 2.3 Benefits MARKUPS - 2023-07-01.pdf (351 KB) Employee_Handbook_2023-05.pdf (2,483 KB) 7/6/23, 3:56 PM BoardDocs® Pro https://go.boarddocs.com/ca/cmsdca/Board.nsf/Private?open&login#8/13 B. ITEM To: Board of Directors and Citizens Advisory Committee From: Scott Carroll, General Manager Date: July 12, 2024 Subject: Board of Directors Term Limits Summary On April 24, 2023, the Board of Directors approved establishing an ad hoc committee to discuss the possibility of the district adopting a policy for term limits for the Board of Directors. The Board appointed Vice Secretary Ooten and Director Eckles to serve on the ad hoc committee. The Committee met on May 11 and June 8, 2023 to discuss term limits. The following are the Committee's findings. Recommendation That the Board of Directors and Citizens Advisory Committee provide direction to staff. Analysis Staff researched adopted term limits for elected governing bodies for cities, independent special districts and school districts. Attached are the findings of staff's research. Of the 33 cities in Orange County, 22 of them, or 67% of cities in Orange County have term limits for their city councils. The limits vary from two to three consecutive 4-year terms. There are 28 school districts in Orange County. Only three, or 11% of school districts in Orange County have term limits for their Board of Trustees. The limits for all three school districts are three consecutive 4-year terms. There are 34 independent special districts in Orange County. However, some special districts are governed by their existing city council members or board of supervisors, while other districts are appointed by cities and the county and some districts are located in gated communities. Staff's survey focused on the 20 independent special districts that are governed by board of directors who are elected by their constituents in open communities. Of the 20 independent special districts in Orange County, none of them have term limits for their board of directors. Local government elected officials cannot arbitrarily approve and/or adopt term limits for their governing body, without first, obtaining approval from the voters. Term limits must be approved by registered voters of the community during special, primary or general elections, per state law, Gov. Code Sec. 53077. The statute begins by saying, "Notwithstanding any other provision of law, the governing body of a district may adopt or the residents of a district may propose, by initiative, a proposal to limit or repeal a limit on the number of terms a member of the governing body of the district may serve on the governing body of the district." The Board of Directors could adopt proposed language for term limits and then follow state codes and the County Registrar's rules for placing a measure on a ballot. The process is a little more rigorous for residents who want to initiate term limits. Residents who want their elected governing body to place a particular language for term limits on the ballot have to go through an elaborate signature gathering and certification process, as described in the State's Elections Code Sec. 9300 et seq. Below is a brief summary of a residents led initiative process. A proposed term limit language may be submitted to the Board of Directors by an initiative petition. The initiative petition must be filed with the County Registrar of Voters and signatures must be obtained. Before circulating the petition, the proponents shall publish a notice of intention. It must be accompanied by a printed statement with the reasons for the proposed petition, not to exceed 500 words. The notice shall be signed by one to five proponents. Then the notice of intention along with a statement must be published in the newspaper. Within ten days of publishing, the notice of intention and statement must be filed with the County Registrar of Voters with an affidavit from the newspaper stating that it was published. After publication, the petition may be circulated among the voters of the district. Subject 4. Board of Directors Term Limits Meeting Jul 12, 2023 - Joint Citizens Advisory Committee and Board of Directors Meeting Access Public Type Discussion 7/6/23, 3:56 PM BoardDocs® Pro https://go.boarddocs.com/ca/cmsdca/Board.nsf/Private?open&login#9/13 Signatures are required to be secured and filed within 180 days of date of publication of the notice of intention and statement. Each section of the petition shall have attached thereto the affidavit of the person circulating the petition. Within 30 days of filing the petition, the County Registrar of Voters shall examine the petition and from the registration records determine if the petition is signed by the requisite number of voters. A certificate shall be attached showing the results of the examination. If the signatures are found insufficient, no further action is taken. However, if sufficient the County Registrar of Voters shall certify the examination results at the next regular County Board of Supervisors meeting. If the initiative petition is signed by 10% of the voters (The District has 65,465 registered voters, so 10% would be 6,546), then if it calls for a special election, the Board of Directors shall either: 1. Adopt an ordinance imposing term limits. 2. Submit the question to the voters. The proponent can withdraw the initiative any time before the 88 day before the election. The ordinances must be printed and available to the public upon request. CMSD’s district clerk shall submit a copy of the ordinance to the County Counsel to prepare an impartial analysis. The persons filing the petition may file a written argument in favor of the ordinance. The District Board of Directors may submit an argument against the ordinance. The County Registrar of Voters will set the date for arguments to be submitted and rebuttal arguments are allowed. If a majority of the voters voting at the election vote in favor of the ordinance, it shall become a valid and binding ordinance. It takes effect 10 days after the vote is declared. However, In 2012, the California Attorney General opine that only terms beginning after a term limit measure is adopted can be counted toward any limits a measure imposes (No. 11-401). For instance, if a three-term limit measure passed in 2024, the incumbent whose existing term ended in 2024, can run for three more consecutive terms. Once adopted by initiative petition it may not be repealed except by a vote of the people. The ad hoc committee requested further information from staff. Specifically, Will a term limit ordinance prevent an incumbent in one director’s office from running for another? The answer to this question will depend on how the ordinance is written. The ordinance could prohibit a board member from running for any director office, so that would, on its face, prevent an incumbent in his/her existing division run for a different division. The ordinance could specifically state that it shall only prevent a person from running for the specific office (e.g., director, division 2). That does not discuss the issue of the person having eligibility to run for the office by virtue of residency. To be elected in one of the divisions, residency must be established. You must not only reside in the division but must also be registered to vote there. (CMSD §3.04.010) If you vacate your residency, you vacate your office. (3.04.030). How much would it cost to place a Term Limit Initiative on the ballot? Stand-Alone Election November 7, 2023, ESTIMATE – $604,383 - $751,250 March 2024 Consolidated Election ESTIMATE – $165,725 - $197,374 November 2024 Consolidated Election ESTIMATE – $144,122 - $168,569 Attached is the breakdown of costs provided by the County Registrar of Voters. Legal Review District Counsel has reviewed this report. Environmental Review Subject activity is exempt from the requirements of the California Environmental Quality Act (CEQA) (Public Resources Code Section 21000 et. seq.). Section 15300.4 of CEQA allows an agency while establishing its own procedures “to list those specific activities which fall within each of the exempt classes”, and the District has adopted “CEQA Guidelines and Implementing Procedures” that state on page 6 “”Projects” does not include …. C. Continuing administrative or maintenance activities.” Financial Review Financial impacts to the district are described above and in the attachment. Public Notice Process Copies of this report are on file and will be included with the complete agenda packet for the July 12, 2023 Board of Directors and Citizens Advisory Committee joint meeting held at 290 Paularino Avenue, Costa Mesa and posted on the District’s website. Alternative Actions 1. Direct staff to report back with more information. th 7/6/23, 3:56 PM BoardDocs® Pro https://go.boarddocs.com/ca/cmsdca/Board.nsf/Private?open&login#10/13 File Attachments Term Limits.pdf (157 KB) Ballot Initiative Costs.pdf (150 KB) 7/6/23, 3:56 PM BoardDocs® Pro https://go.boarddocs.com/ca/cmsdca/Board.nsf/Private?open&login#11/13 C. CLOSING ITEMS Subject 1. Committee Member Comments Meeting Jul 12, 2023 - Joint Citizens Advisory Committee and Board of Directors Meeting Access Public Type Presentation 7/6/23, 3:56 PM BoardDocs® Pro https://go.boarddocs.com/ca/cmsdca/Board.nsf/Private?open&login#12/13 C. CLOSING ITEMS Subject 2. Board/Staff Comments Meeting Jul 12, 2023 - Joint Citizens Advisory Committee and Board of Directors Meeting Access Public Type Presentation 7/6/23, 3:56 PM BoardDocs® Pro https://go.boarddocs.com/ca/cmsdca/Board.nsf/Private?open&login#13/13 C. CLOSING ITEMS The next Citizens Advisory Committee meeting will be held at 6:00 p.m. on Wednesday, September 13, 2023 in the District's Boardroom, located at 290 Paularino Avenue, Costa Mesa, CA 92626. Subject 3. Adjournment Meeting Jul 12, 2023 - Joint Citizens Advisory Committee and Board of Directors Meeting Access Public Type Procedural