Minutes - Board - 2020-06-22COSTA MESA SANITARY DISTRICT
MINUTES OF THE BOARD OF DIRECTORS REGULAR MEETING
JUNE 22, 2020
Note: This meeting was conducted utilizing teleconferencing pursuant to Government code Section
54952.2 and the Governor's Executive Orders in effect waiving some of the requirements of that Section.
Members present
Arlene Schafer, Art Perry, Bob Ooten, Jim Ferryman, Mike Scheafer
Members absent
None
Staff present
Scott Carroll (General Manager), Noelani Middenway (District Clerk & Public Information
Officer), Alan Burns (District Counsel), Marc Davis (District
Treasurer), Michael Benesh (Interim District Engineer), Kaitlin Tran (Finance Manager),
Dyana Bojarski (Administrative Services Manager), Gina Terraneo (Management Analyst
II)
Others present
None
Meeting called to order at 4:30 P.M.
A. OPENING ITEMS
Procedural: 1. Call to Order — Vice President Ooten
Vice President Ooten observed a minute of silence in memory of President
Ferryman's late son, Ryan Ferryman. He called the meeting to order at 4:30 P.M.
Procedural: 2. Pledge of Allegiance — Vice President Ooten
Vice President Ooten led the Pledge of Allegiance.
Procedural: 3. Invocation — Director Scheafer
Director Scheafer led the Invocation.
COSTA MESA SANITARY DISTRICT PAGE 2
MINUTES OF THE BOARD OF DIRECTORS REGULAR MEETING
HELD JUNE 22, 2020
Procedural: 4. Roll Call - (If absences occur, consider whether to deem those absences
excused based on facts presented for the absence — such determination shall be the
permission required by law.)
District Clerk and Public Information Officer, Noelani Middenway, conducted roll
call and noted that President Ferryman, Vice President Ooten, Secretary Schafer,
Director Scheafer, and Director Perry were present at this time.
Procedural: 5. Announcement of Late Communications - Unless directed otherwise by
the Board of Directors, all actions shall be based on/memorialized by the latest document
submitted as a late communication.
Ms. Middenway stated that the District received late communications from District
resident, Jim Mosher. She added that Mr. Mosher's comments were disseminated
to the Board for review. She noted that District staff will address Mr. Mosher's
comments during the meeting.
Director Scheafer inquired about Mr. Mosher's comment regarding long-distance
phone calls.
Ms. Middenway stated that Mr. Mosher is referring to the phone number listed on
the meeting's agenda. She noted that the public may call the phone number to join
the Regular Board meeting via Zoom. She added that the District does not have a
local phone number available to call. She stated that the phone number is provided
by Zoom which is a San Jose, CA based phone number.
Director Scheafer noted that Zoom's headquarters is in San Jose, CA.
There was no further discussion.
Procedural: 6. Ceremonial Matters and Presentations
None at this time.
B. Public Comments
Procedural: 1. Public Comments
Vice President Ooten opened public comments.
Seeing no one wishing to speak, Vice President Ooten closed public comments.
C. CONSENT CALENDAR
COSTA MESA SANITARY DISTRICT PAGE 3
MINUTES OF THE BOARD OF DIRECTORS REGULAR MEETING
HELD JUNE 22, 2020
Action (Consent): 1. Approve Consent Calendar
Recommendation: That the Board of Directors approve the Consent Calendar as
presented.
Action (Consent), Minutes: 2. Approve the Board of Directors Special Meeting
Minutes of May 6, 2020
Recommendation: That the Board of Directors approve the meeting minutes as
presented.
Action (Consent), Minutes: 3. Approve the Board of Directors Study Session Minutes
of May 12, 2020
Recommendation: That the Board of Directors approve the meeting minutes as
presented.
Action (Consent): 4. Approve the Board of Directors Regular Meeting Minutes of May
26, 2020
Recommendation: That the Board of Directors approve the meeting minutes as
presented.
Action (Consent): 5. Adopt the Directors' Compensation and Reimbursement of
Expenses
Recommendation: That the Board of Directors approve the compensation and
reimbursement of expenses as presented.
Action (Consent): 6. Adopt Warrant Resolution No. CMSD 2020-12 Approving District
Warrant Registers
Recommendation: That the Board of Directors adopt Warrant Resolution No. CMSD
2020-12 approving District warrants for the Month of May in the amount of $683,874.37.
Action (Consent): 7. Approve Payroll Transparency Disclosure for May 2020
Recommendation: That the Board of Directors approve and file this report.
Action (Consent), Minutes: 8. Accept the occupancy count as presented as 22,967
and direct staff to prepare a warrant to CR&R Environmental Services for
$238,018.50 for May 2020 collection
Recommendation: That the Board of Directors accepts the occupancy count as presented
using 22,967 as the correct number of active units and direct staff to prepare a warrant to
CR&R Environmental Services for May 2020 collection based on this occupancy report
so long as the contractor fulfills the obligations of the agreement in the amount of
$238,018.50 to be ratified in the June 2020 warrant list.
Action (Consent): 9. Approve the preparation of a warrant to CR Transfer in the
amount of $260,011.35 for May 2020 recycling and disposal services in the June
2020 warrant register.
COSTA MESA SANITARY DISTRICT PAGE 4
MINUTES OF THE BOARD OF DIRECTORS REGULAR MEETING
HELD JUNE 22, 2020
............__
Recommendation: That the Board of Directors approves the preparation of a warrant to
CR Transfer in the amount of $260,011.35 for May 2020 recycling and disposal services
to be ratified in the June 2020 warrant register.
Action (Consent): 10. Contracts Signed by the General Manager
Recommendation: That the Board of Directors receive and file this report.
Action (Consent): 11. Approve the Investment Report for the Month of May 2020
Recommendation: That the Board of Directors approve the Investment Report for the
month of May 2020.
Motion: To approve the Consent Calendar as presented.
Motion by Arlene Schafer, second by Art Perry.
Final Resolution: Motion Carries 5-0
Aye: Arlene Schafer, Art Perry, Bob Ooten, Jim Ferryman, Mike Scheafer
There was no further discussion.
D. PUBLIC HEARINGS
None at this time.
E. GENERAL MANAGER'S REPORTS
Action: 1. Consider Voting for One Candidate to the California Special Districts
Association Board of Directors — Seat C — Southern Network for the 2021-2023 Term
Recommendation: That the Board of Directors vote for one candidate for the California
Special Districts Association Board of Directors — Term 2021-2023; Seat C — Southern
Network
Vice President Ooten stated that the Board nominates Secretary Schafer to serve
as Seat C for the Southern Network of the California Special Districts Association
(CSDA) for the 2021-2023 term.
Motion: To vote for Secretary Arlene Schafer for the California Special District
Association Board of Directors — Term 2021-2023; Seat C — Southern Network.
Motion by Art Perry, second by Bob Ooten.
Final Resolution: Motion Carries 5-0
Aye: Arlene Schafer, Art Perry, Bob Ooten, Jim Ferryman, Mike Scheafer
There was no further discussion.
Action: 2. Consider Approving Engineering Services Ad Hoc Committee
Recommendations
Recommendation: That the Board of Directors considers approving the following:
COSTA MESA SANITARY DISTRICT PAGE 5
MINUTES OF THE BOARD OF DIRECTORS REGULAR MEETING
HELD JUNE 22, 2020
1. Engineering Services Ad Hoc Committee recommendations to implement a hybrid
approach for engineering services that includes hiring a professional engineer as
District Engineer and continue utilizing RBH for engineering services; and
2. Approve District Engineer job description and salary range; and
3. Direct staff to begin the recruitment for District Engineer by hiring an executive
recruitment firm that specializes in public employee recruitments
Vice President Ooten opened the item for discussion.
Secretary Schafer requested a copy of the staff report. She inquired about the
duties assigned to the District Engineer position.
Director Perry stated that the information is posted on BoardDocs for review.
General Manager, Scott Carroll, confirmed that the responsibilities of the District
Engineer are listed in the staff report.
Director Scheafer requested a synopsis of the staff report from Mr. Carroll.
Mr. Carroll stated that District staff presented the Engineering Services Ad Hoc
Committee's proposed hybrid approach for the District's Engineering Department
to the Board at the Study Session on June 09, 2020. He noted that the hybrid
approach involves the District hiring an in-house professional engineer while
retaining Robin B. Harriers & Associates (RBH) for capital improvement projects.
He discussed the staff report, which details the job description and salary range of
the District Engineer position. He added that District staff recommends hiring a
recruitment firm to help find a qualified applicant. He noted that a recruitment firm
is estimated to cost between $25,000 and $30,000.
Director Scheafer inquired about the recruitment process and the firms the District
has researched to hire.
Mr. Carroll stated that District staff has drafted a request for proposal to hire a
recruitment firm. He noted that District staff will contact the recruitment firms listed
in the staff report once the request for proposal is posted. He shared that the
process involves interviewing the recruitment firms to determine the best value. He
noted that the recruitment firm will focus on locating applicants with wastewater
experience in Orange County. He added that the recruitment firm may expand their
search to cover Southern California, the entire state of California, and possibly the
nation to find the most qualified applicant.
Ms. Middenway read aloud Mr. Mosherris comments regarding the Engineering
Services Ad Hoc Committee's recommendations.
COSTA MESA SANITARY DISTRICT PAGE 6
MINUTES OF THE BOARD OF DIRECTORS REGULAR MEETING
HELD JUNE 22, 2020
Director Perry, Director Scheafer, and Secretary Schafer expressed support for
the recommendations of the Engineering Services Ad Hoc Committee as
presented.
Motion: To implement a hybrid approach for engineering services that includes
hiring a professional engineer as the District Engineer and continuing utilizing RBH
for engineering services, approve the proposed District Engineer job description
and salary range, and direct staff to begin the recruitment for the District Engineer
by hiring an executive recruitment firm that specializes in public employee
recruitment.
Motion by Mike Scheafer, second by Arlene Schafer.
Final Resolution: Motion Carries 5-0
Aye: Arlene Schafer, Art Perry, Bob Ooten, Jim Ferryman, Mike Scheafer
There was no further discussion.
Action: 3. Consider Approving the Citizens Advisory Committee (CAC) Goals &
Objectives for 2020-21
Recommendation: That the Board of Directors approve the list of goals and objectives to
be discussed by the CAC in FY 2020-21.
Secretary Schafer commented on the timeline for CAC discussion topics in the
staff report. She recommended revising the discussion topics for the month of May.
She stated that the CAC should not review the budget since it is a primary
responsibility of the Board.
Mr. Carroll stated that since the CAC is comprised of the District's constituents, it
is their opportunity to review and offer suggestions for the District's budget. He
confirmed that the Board has the sole ability to approve and adopt the District's
budget. He noted that the Board does not have to approve of the CAC's
suggestions. He commented that this process contributes to the District's values
of open government and transparency.
Secretary Schafer stated that the CAC members may attend the Regular Board
meetings as members of public to offer their suggestions.
Director Perry inquired about the District's budget approval process.
Mr. Carroll stated that the Board approves of the District's budget in June of each
year.
Director Perry expressed support for the recommended CAC goals and objectives
for 2020-21 as presented.
COSTA MESA SANITARY DISTRICT PAGE 7
MINUTES OF THE BOARD OF DIRECTORS REGULAR MEETING
HELD JUNE 22, 2020
Vice President Ooten expressed concern about the CAC 's ability to fully
comprehend the District's budget process.
Director Perry commented that District staff will have to provide the CAC with a
comprehensive presentation on the District's budget.
Vice President Ooten commented on the CAC discussion topics for the month of
January. He inquired about the Policy Review Ad Hoc Committee's timeline for
reviewing District policies.
Director Perry shared that it is an on -going process to fully understand District
policies. He noted that the Policy Review Ad Hoc Committee was meeting once a
month.
Vice President Ooten recommended creating an ad hoc committee to review the
policies of the Orange County Sanitation District (OCSD) rather than having the
CAC do this. He suggested briefing the CAC on District policies.
Mr. Carroll stated that District staff does not intend to review every policy of OSCD
with the CAC. He suggested that the discussion topic be revised to focus on the
financial polices of OCSD and how they compare to the District's. He confirmed
that the CAC will be reviewing the District's budget after the Board has discussed
the preliminary proposal of the budget.
Director Perry expressed support for Vice President Ooten's recommendation and
suggested revising the OCSD discussion topic for January.
Vice President Ooten stated that the suggested CAC goals and objectives will
require agenda reports presented by District staff.
Director Perry inquired if the General Manager can revise the CAC goals and
objectives for 2020-21 after it is approved.
Mr. Carroll stated that the Board can offer a motion which grants the General
Manager the authority to make amendments or adjustments to the CAC goals and
objectives for 2020-21.
Director Scheafer expressed support for District staff's timeline of discussion topics
for the CAC.
Motion: To approve the list of goals and objectives to be discussed by the Citizens
Advisory Committee (CAC) in FY 2020-21, and to give the General Manager the
authority to make adjustments to the list as needed.
Motion by Art Perry, second by Mike Scheafer.
Final Resolution: Motion Carries 5-0
COSTA MESA SANITARY DISTRICT PAGE 8
MINUTES OF THE BOARD OF DIRECTORS REGULAR MEETING
HELD JUNE 22, 2020
Aye: Arlene Schafer, Art Perry, Bob Ooten, Jim Ferryman, Mike Scheafer
There was no further discussion.
Action: 4. Consider Adopting the FY 2020-25 Strategic Plan
Recommendation: That the Board of Directors considers adopting the FY 2020-25
Strategic Plan.
Mr. Carroll presented report details. He stated that the 2020-25 Strategic Plan was
a collaborative approach by District staff, the Board, the CAC, and the public. He
noted that it is more ambitious than previous strategic plans.
Director Perry stated that the electronic version of the 2020-25 Strategic Plan had
too many pages. He recommended ordering hard copies for the Board.
Mr. Carroll stated that District staff will order hard copies.
Director Scheafer requested a hard copy as well.
Motion: To adopt the FY 2020-25 Strategic Plan.
Motion by Art Perry, second by Arlene Schafer.
Final Resolution: Motion Carries 5-0
Aye: Arlene Schafer, Art Perry, Bob Ooten, Jim Ferryman, Mike Scheafer
There was no further discussion.
F. ENGINEER'S REPORTS
Action, Receive and File: 1. Receive and File the Monthly Capital Improvements
Project Status Report
Recommendation: That the Board of Directors receive and file the report.
There was no discussion, and the report was received.
G. TREASURER'S REPORTS
Action: 1. Consider Adopting Resolution 2020-929 Approving the Statement of
Investment Policy and Delegating the Investment Function to the Treasurer for
Fiscal Year 2020-21.
Recommendation: That the Board of Directors adopt Resolution 2020-929 approving the
Statement of Investment Policy and delegating the investment function to the Treasurer
for fiscal year 2020-21.
Vice President Ooten opened the item for discussion.
COSTA MESA SANITARY DISTRICT PAGE 9
MINUTES OF THE BOARD OF DIRECTORS REGULAR MEETING
HELD JUNE 22, 2020
Director Scheafer requested an oral report from District Treasurer, Marc Davis.
Mr. Davis presented report details. He stated that Resolution 2020-929 is a
statement regarding the District's Investment Policy and a delegation of the
District's investment function to the District Treasurer for one year. He noted that
the California Government Code indicates that the investment function is a
responsibility of the Board, which has the authority to delegate that function to a
treasurer for a period of one year. He highlighted a few changes in the Investment
Policy for FY 2020-21. He noted that the agenda item contains a redline and clean
version of the Investment Policy. He discussed Section 11 Banks and Securities
Dealers regarding broker dealers. He stated that the language is outdated and no
longer necessary. He discussed a few changes to investment guidelines and
strategy, which are on page 6 of the redline version. He reviewed certificates of
deposit and revised the limit of 30% to unlimited. He shared that the District
currently invests 25% of its portfolio in negotiable certificates of deposit and
recommends increasing the amount to 30%, which is the limit set by the California
Government Code.
District Counsel, Alan Burns, inquired if negotiable certificates of deposit can be
sold to others.
Mr. Davis confirmed that negotiable certificates of deposit can be sold.
Motion: To adopt Resolution 2020-929 approving the Statement of Investment
Policy and delegating the investment function to the Treasurer for FY 2020-21.
Motion by Arlene Schafer, second by Bob Ooten.
Final Resolution: Motion Carries 5-0
Aye: Arlene Schafer, Art Perry, Bob Ooten, Jim Ferryman, Mike Scheafer
There was no further discussion.
H. ATTORNEY'S REPORTS
Discussion, Receive and File: 1. Oral Report of Executive Compensation (General
Manager) (Government Code §54953(c)(3))
Mr. Burns stated that, due to a series of reforms that resulted from the City of Bell,
the District must provide the Board with an oral report to approve a contract for
compensation. He noted that the General Manager's contract does not request an
increase in compensation. He added that the proposed agreement will extend Mr.
Carroll's General Manager contract for one year. He shared that Mr. Carroll did not
request an increase in compensation due to the current circumstances.
Action: 2. Approve Third Amendment to the General Manager's 2017 Employment
Agreement
COSTA MESA SANITARY DISTRICT PAGE 10
MINUTES OF THE BOARD OF DIRECTORS REGULAR MEETING
HELD JUNE 22, 2020
Recommendation: That the Board of Directors approve the third amendment to the
General Manager's 2017 Employment Agreement.
Motion: To approve the third amendment to the General Manager's 2017
Employment Agreement.
Motion by Art Perry, second by Bob Ooten.
Final Resolution: Motion Carries 5-0
Aye: Arlene Schafer, Art Perry, Bob Ooten, Jim Ferryman, Mike Scheafer
Director Perry stated that Mr. Carroll should consider accepting a substantial
increase in compensation next year.
Mr. Burns stated that he has additional reports not on the agenda to present. He
discussed the wastewater Vactor truck that required additional repairs after its
purchase, for which the District sued the manufacturing company for
compensation. He shared that the District accepted their proposal for
compensation of $25,000 from the president of the manufacturing company. He
noted that the District will prepare a settlement agreement. He discussed the
recent Supreme Court ruling that determines that the 1964 Civil Rights Act Title
VII, which bans sexual and other types of discrimination, includes gay,
transgender, and other types of protected classes. He noted that the ruling upholds
the integrity of the Supreme Court. He discussed a recent California court case in
which public agencies could not charge to redact documents under the Public
Records Act. He reviewed another recent court case which ruled that police cannot
execute a special districts' warrant for health and safety matters to collect evidence
on other penal code crimes, such as drug dealing and weapons violations. He
discussed a court case regarding Penal Code 69, which states that it is a crime to
threaten a police officer. Lastly, he covered two other cases regarding the Voting
Rights Act in Chula Vista and Santa Monica.
There was no further discussion.
I. LOCAL MEETINGS: In accordance with AB 1234 (Gov. Code 53232.3), a report is
required to be given by a Director for any meeting for which expense reimbursement of
any kind is provided. Note: For meetings for which the per diem compensation is sought,
the Operations Code provides that such compensation is authorized for each day's
service rendered as a Director at the request of the Board (not to exceed six days in one
month), and certain meetings are specified as being eligible as set forth in District
Operations Code § 3.01.030. For meetings not so listed, the Board must approve the
service for it to be eligible for the per day compensation.
1. Orange County Sanitation District (OCSD) - (President Ferryman and Vice President
Ooten)
Vice President Ooten stated that OCSD's meeting is next week.
COSTA MESA SANITARY DISTRICT PAGE 11
MINUTES OF THE BOARD OF DIRECTORS REGULAR MEETING
HELD JUNE 22, 2020
2. Santa Ana River Flood Protection Agency (SARFPA) - (Director Perry)
Director Perry shared that the next SARFPA meeting is Thursday, June 25, 2020.
He stated that at last month's meeting, the Board President and Vice President
were elected.
3. Independent Special Districts of Orange County (ISDOC) - (Secretary Schafer)
Secretary Schafer stated that ISDOC discussed the agenda for the general
meeting.
Director Scheafer shared that Doug Davert of the Orange County Council of
Governments (OCCOG) inquired about special districts getting more involved with
the Regional Housing Needs Assessment.
4. California Special Districts Association (CSDA) - (Secretary Schafer)
Secretary Schafer shared that she attended a Legislative Committee meeting on
June 1, 2020. She shared that she attended a Fiscal Committee meeting on May
7, 2020. She stated that she attended a Professional Development Committee
meeting in which they discussed the location of their Annual Conference. She
shared that the conference will take place from August 30th — September 2nd in
Monterey, California. She shared that the General Managers Summit is scheduled
to take place in Lake Tahoe in 2021. She noted that the Clerk Conference will take
place in Anaheim on August 30th — September 2nd
5. Special District Risk Management Authority (SDRMA) - (Director Scheafer)
Director Scheafer stated that SDRMAIs Board meeting is this week.
6. Other Meetings Qualifying for Reimbursement under CMSD Ordinance No. 55,
Operations Code Section 3.01.030
President Ferryman stated that he attended the National Water Research Institute
Board meeting. He shared the results of their recent election for Chair and Vice
Chair.
Vice President Ooten stated that he attended the Water Advisory Committee of
Orange County (WACO) meeting in which they had a guest speaker who
discussed the tunnel project in Northern California.
Director Scheafer stated that he attended the WACO meeting as well and
expressed his support for the guest speaker's presentation.
COSTA MESA SANITARY DISTRICT PAGE 12
MINUTES OF THE BOARD OF DIRECTORS REGULAR MEETING
HELD JUNE 22, 2020
Director Perry stated that he attended the WACO meeting as well and shared that
two-thirds of the Eastern Sierra's snow goes to Southern California. He noted that
WACO predicts a 72% chance of a 6.7 magnitude earthquake in the next 25 years
and that the sea level will rise substantially by the year 2100.
Vice President Ooten commented that WACO reported a potential 10 foot rise in
sea level by the end of the century.
Secretary Schafer shared that the next WACO meeting is July 10, 2020.
Director Perry stated that he attended the Costa Mesa City Council meeting. He
shared that the City made a proclamation for the founder of Vans. He noted that
the City Council reviewed their towing services contract, fiscal year budget,
appropriation limits, and parkway maintenance and new sidewalk construction.
Vice President Ooten inquired about a City of Costa Mesa Study Session meeting
to discuss sole sourcing their solid waste services.
Mr. Carroll stated that the City of Costa Mesa had a meeting with their waste
haulers regarding multi -family services, and the District is trying to gather more
information.
There was no further discussion.
J. OLD BUSINESS
None at this time.
K. NEW BUSINESS
None at this time.
L. ORAL COMMUNICATIONS AND DIRECTOR COMMENTS
Discussion: 1. Oral Communications and Director Comments
Secretary Schafer requested a Special Study Session Meeting to discuss the
District's budget with the District Treasurer, Finance Department, and General
Manager.
Vice President Ooten inquired about the budget schedule.
Mr. Carroll noted that District staff is preparing an item regarding an analysis of the
District's financial strength for the July Study Session.
COSTA MESA SANITARY DISTRICT PAGE 13
MINUTES OF THE BOARD OF DIRECTORS REGULAR MEETING
HELD JUNE 22, 2020
Secretary Schafer stated that she would prefer a Special Meeting to discuss the
budget.
Mr. Carroll requested more clarification. He noted that the District's budget is
already adopted. He inquired if Secretary Schafer would like to discuss the
District's reserves and financial policies for emergencies. He noted that District
staff is currently working on gathering that information.
Secretary Schafer confirmed Mr. Carroll's discussion items.
Director Perry and President Ferryman expressed support for a Special Meeting
to discuss the budget.
Mr. Carroll stated that Ms. Middenway will schedule a Special Meeting date that
works for the Board.
Director Scheafer requested a report regarding CR&R's truck fleet at the next
Study Session. He requested assistance with his iPad and its charging functions.
Director Perry thanked District staff for the flowers they sent after his recent
surgery.
There was no further discussion.
M. ADJOURN TO CLOSED SESSION
No closed session.
N. RECONVENE TO OPEN SESSION AND REPORT OF ACTION TAKEN
No closed session.
O. CLOSING ITEMS
Procedural: 1. Adjourn
Vice President Ooten adjourned the meeting at 5:34 P.M. in honor of Ryan
Ferryman.
Secretary
4 t' e;::-�
Ja s Ferryman
Pre ident