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2019_12_19_boardThursday, December 19, 2019 Board of Directors Regular Meeting 290 Paularino Avenue, Costa Mesa at 5:30 P.M. Public Comments: Any member of the public may address the Board. Speakers on agenda items should identify themselves to the District Clerk before the meeting so that their input can be provided at the time the item is considered. Speakers on non-agenda items will be heard under Public Comments. Pursuant to State law, the Board may not discuss or take action on non-agenda items except under special circumstances. Speakers must limit their remarks to four minutes or as decided upon by the Presiding Officer. The Presiding Officer reserves the right to declare any speaker out of order. Obtaining Agenda Materials: The public is entitled to copies of all documents that are made part of the agenda packet. If any document or other writing pertaining to an agenda item is distributed to all or a majority of the Board after the packet is prepared, a copy of that writing may be obtained at the District offices at 290 Paularino Avenue, Costa Mesa, California. In Compliance with ADA: Contact Acting District Clerk, Gina Terraneo, at (949) 645-8400, 48 hours prior to meeting if assistance is needed (28 CFR 35.102.35.104 ADA Title II). A. OPENING ITEMS 1. Call to Order - President Ferryman 2. Pledge of Allegiance - President Ferryman 3. Invocation - Vice President Ooten 4. Roll Call - (If absences occur, consider whether to deem those absences excused based on facts presented for the absence – such determination shall be the permission required by law.) 5. Announcement of Late Communications - Unless directed otherwise by the Board of Directors, all actions shall be based on/memorialized by the latest document submitted as a late communication. 6. Ceremonial Matters and Presentations B. Public Comments - This time has been set aside for persons in the audience to make comments on items within the subject matter jurisdiction of the Costa Mesa Sanitary District that are not listed on this agenda. Members of the public will have the opportunity to address the Board of Directors about all other items on this agenda at the time those items are considered. Under the provisions of the Brown Act, the Board of Directors is prohibited from taking action on oral requests but may refer the matter to staff or to a subsequent meeting. The Board of Directors will respond after public comment has been received. Please state your name. Each speaker will be limited to four (4) continuous minutes. 1. Public Comments C. CONSENT CALENDAR - All matters listed on the consent calendar are considered to be routine and may be acted upon by one motion after public comment has been received. Only Board of Directors may pull an item for discussion. Reading of resolutions is waived and they will be adopted and numbered. Now is the time for those in the audience who wish to speak to items listed on the consent calendar. Each speaker will be limited to four (4) continuous minutes of comment on the consent calendar as a whole. 1. Approve Consent Calendar 2. Approve the Board of Directors Study Session Minutes of November 12, 2019 3. Approve the Board of Directors Regular Meeting Minutes of November 21, 2019 4. Approve the Directors' Compensation and Reimbursement of Expenses 5. Adopt Warrant Resolution No. CMSD 2020-06 Approving District Warrant Registers 6. Payroll Transparency Disclosure for November 2019 7. Accept the occupancy count as presented as 22,890 and direct staff to prepare a warrant to CR&R Environmental Services for $237,220.52 for November 2019 collection 8. Approve the preparation of a warrant to CR Transfer in the amount of $196,470.49 for November 2019 recycling and disposal services in the December 2019 warrant register 9. Contracts Signed by the General Manager 10. Investment Report for the Month of November 2019 D. PUBLIC HEARINGS E. GENERAL MANAGER'S REPORTS 1. Receive and file the Comprehensive Annual Financial Report, Auditor's Report in Accordance with Government Auditing Standards, and the Auditors' Required Communication for the year ended June 30, 2019 2. Consider Approving Out-of-State Travel for General Manager to attend Servant Leadership Conference in Hurst, Texas on January 23-24, 2020 3. CMSD's Emergency Preparedness Exercise Debriefing 4. FY 2018-19 CR&R Performance Review F. ENGINEER'S REPORTS 1. Receive and File the Monthly Capital Improvements Project Status Report 2. 3150 Bear Street, Trinity Broadcasting Network Redevelopment into School, Approval in Concept of Accepting CMSD Sewer Main and Easements G. TREASURER'S REPORTS H. ATTORNEY'S REPORTS I. LOCAL MEETINGS: In accordance with AB 1234 (Gov. Code 53232.3), a report is required to be given by a Director for any meeting for which expense reimbursement of any kind is provided. Note: For meetings for which the per diem compensation is sought, the Operations Code provides that such compensation is authorized for each day’s service rendered as a Director at the request  of the Board (not to exceed six days in one month), and certain meetings are specified as being eligible as set forth in District Operations Code § 3.01.030.  For meetings not so listed, the Board must approve the service for it to be eligible for the per day compensation. 1. Orange County Sanitation District (OCSD) - (President Ferryman) 2. Santa Ana River Flood Protection Agency (SARFPA) - (Director Perry) 3. Independent Special Districts of Orange County (ISDOC) - (Secretary Schafer) 4. California Special Districts Association (CSDA) - (Secretary Schafer) 5. Special District Risk Management Authority (SDRMA) - (Director Scheafer) 6. Other Meetings Qualifying for Reimbursement under CMSD Ordinance No. 55, Operations Code Section 3.01.030 J. OLD BUSINESS K. NEW BUSINESS L. ORAL COMMUNICATIONS AND DIRECTOR COMMENTS 1. Oral Communications and Director Comments M. ADJOURN TO CLOSED SESSION N. RECONVENE TO OPEN SESSION O. CLOSING ITEMS 1. Adjourn Thursday, December 19, 2019 Board of Directors Regular Meeting 290 Paularino Avenue, Costa Mesa at 5:30 P.M. Public Comments: Any member of the public may address the Board. Speakers on agenda items should identify themselves to the District Clerk before the meeting so that their input can be provided at the time the item is considered. Speakers on non-agenda items will be heard under Public Comments. Pursuant to State law, the Board may not discuss or take action on non-agenda items except under special circumstances. Speakers must limit their remarks to four minutes or as decided upon by the Presiding Officer. The Presiding Officer reserves the right to declare any speaker out of order. Obtaining Agenda Materials: The public is entitled to copies of all documents that are made part of the agenda packet. If any document or other writing pertaining to an agenda item is distributed to all or a majority of the Board after the packet is prepared, a copy of that writing may be obtained at the District offices at 290 Paularino Avenue, Costa Mesa, California. In Compliance with ADA: Contact Acting District Clerk, Gina Terraneo, at (949) 645-8400, 48 hours prior to meeting if assistance is needed (28 CFR 35.102.35.104 ADA Title II). A. OPENING ITEMS Subject 1. Call to Order - President Ferryman Meeting Dec 19, 2019 - Board of Directors Regular Meeting Type Procedural A. OPENING ITEMS Subject 2. Pledge of Allegiance - President Ferryman Meeting Dec 19, 2019 - Board of Directors Regular Meeting Type Procedural A. OPENING ITEMS Subject 3. Invocation - Vice President Ooten Meeting Dec 19, 2019 - Board of Directors Regular Meeting Type Procedural A. OPENING ITEMS James Ferryman, President Robert Ooten, Vice President Arlene Schafer, Secretary Michael Scheafer, Director Arthur Perry, Director Subject 4. Roll Call - (If absences occur, consider whether to deem those absences excused based on facts presented for the absence – such determination shall be the permission required by law.) Meeting Dec 19, 2019 - Board of Directors Regular Meeting Type Procedural A. OPENING ITEMS Subject 5. Announcement of Late Communications - Unless directed otherwise by the Board of Directors, all actions shall be based on/memorialized by the latest document submitted as a late communication. Meeting Dec 19, 2019 - Board of Directors Regular Meeting Type Procedural A. OPENING ITEMS Subject 6. Ceremonial Matters and Presentations Meeting Dec 19, 2019 - Board of Directors Regular Meeting Type Procedural B. Public Comments - This time has been set aside for persons in the audience to make comments on items within the subject matter jurisdiction of the Costa Mesa Sanitary District that are not listed on this agenda. Members of the public will have the opportunity to address the Board of Directors about all other items on this agenda at the time those items are considered. Under the provisions of the Brown Act, the Board of Directors is prohibited from taking action on oral requests but may refer the matter to staff or to a subsequent meeting. The Board of Directors will respond after public comment has been received. Please state your name. Each speaker will be limited to four (4) continuous minutes. Subject 1. Public Comments Meeting Dec 19, 2019 - Board of Directors Regular Meeting Type Procedural C. CONSENT CALENDAR - All matters listed on the consent calendar are considered to be routine and may be acted upon by one motion after public comment has been received. Only Board of Directors may pull an item for discussion. Reading of resolutions is waived and they will be adopted and numbered. Now is the time for those in the audience who wish to speak to items listed on the consent calendar. Each speaker will be limited to four (4) continuous minutes of comment on the consent calendar as a whole. Subject 1. Approve Consent Calendar Meeting Dec 19, 2019 - Board of Directors Regular Meeting Type Action (Consent) Recommended Action That the Board of Directors approve the Consent Calendar as presented. All matters listed on the consent calendar are considered to be routine and may be acted upon by one motion after public comment has been received. Only Board of Directors may pull an item for discussion. Reading of resolutions is waived and they will be adopted and numbered. Now is the time for those in the audience who wish to speak to items listed on the consent calendar. Each speaker will be limited to four (4) continuous minutes of comment on the consent calendar as a whole. C. CONSENT CALENDAR - All matters listed on the consent calendar are considered to be routine and may be acted upon by one motion after public comment has been received. Only Board of Directors may pull an item for discussion. Reading of resolutions is waived and they will be adopted and numbered. Now is the time for those in the audience who wish to speak to items listed on the consent calendar. Each speaker will be limited to four (4) continuous minutes of comment on the consent calendar as a whole. To: Board of Directors Via: Scott Carroll, General Manager From: Gina Terraneo, Management Analyst II & Acting District Clerk Date: December 19, 2019 Subject: Approve the Board of Directors Study Session Minutes of November 12, 2019 Summary The recorded minutes of the November 12, 2019 Board of Directors Study Session are hereby submitted to the Board of Directors for review and approval. Staff Recommendation That the Board of Directors approve the meeting minutes as presented. Analysis Attached to the staff report are the minutes for the Board of Directors Study Session on November 12, 2019. Legal Review Not applicable. Environmental Review Consideration of public meeting minutes is an administrative matter and is exempt from the requirements of the California Environmental Quality Act (CEQA) (Public Resources Code Section 21000 et. seq.). Section 15300.4 of CEQA allows an agency while establishing its own procedures “to list those specific activities which fall within each of the exempt classes”, and the District has adopted “CEQA Guidelines and Implementing Procedures” that state on page 6 ”Projects” does not include …. C. Continuing administrative or maintenance activities.” Financial Review Not applicable. Public Notice Process Copies of this report are on file and will be included in the complete agenda packet for the December 19, 2019 Board of Directors Regular Meeting at District Headquarters and posted on the District’s website. Alternative Actions 1. Do not approve the meeting minutes as presented. 2. Direct staff to report back with more information. File Attachments minutes_2019_11_12_ss.pdf (138 KB) Subject 2. Approve the Board of Directors Study Session Minutes of November 12, 2019 Meeting Dec 19, 2019 - Board of Directors Regular Meeting Type Action (Consent), Minutes Recommended Action That the Board of Directors approve the meeting minutes as presented. Workflow All matters listed on the consent calendar are considered to be routine and may be acted upon by one motion after public comment has been received. Only Board of Directors may pull an item for discussion. Reading of resolutions is waived and they will be adopted and numbered. Now is the time for those in the audience who wish to speak to items listed on the consent calendar. Each speaker will be limited to four (4) continuous minutes of comment on the consent calendar as a whole. Workflow Dec 9, 2019 1:03 PM :: Submitted by Gina Terraneo. Routed to Lindsey Orellana for approval. Dec 11, 2019 6:22 PM :: Approved by Lindsey Orellana. Routed to Scott Carroll for approval. Dec 11, 2019 6:27 PM :: Approved by Scott Carroll. Routed to Gina Terraneo for approval. Dec 12, 2019 1:03 PM :: Final approval by Gina Terraneo C. CONSENT CALENDAR - All matters listed on the consent calendar are considered to be routine and may be acted upon by one motion after public comment has been received. Only Board of Directors may pull an item for discussion. Reading of resolutions is waived and they will be adopted and numbered. Now is the time for those in the audience who wish to speak to items listed on the consent calendar. Each speaker will be limited to four (4) continuous minutes of comment on the consent calendar as a whole. To: Board of Directors Via: Scott Carroll, General Manager From: Gina Terraneo, Management Analyst II & Acting District Clerk Date: December 19, 2019 Subject: Approve the Board of Directors Regular Meeting Minutes of November 21, 2019 Summary The recorded minutes of the November 21, 2019 Board of Directors Regular Meeting are hereby submitted to the Board of Directors for review and approval. Staff Recommendation That the Board of Directors approve the meeting minutes as presented. Analysis Attached to the staff report are the minutes for the Board of Directors Regular Meeting on November 21, 2019. Legal Review Not applicable. Environmental Review Consideration of public meeting minutes is an administrative matter and is exempt from the requirements of the California Environmental Quality Act (CEQA) (Public Resources Code Section 21000 et. seq.). Section 15300.4 of CEQA allows an agency while establishing its own procedures “to list those specific activities which fall within each of the exempt classes”, and the District has adopted “CEQA Guidelines and Implementing Procedures” that state on page 6 ”Projects” does not include …. C. Continuing administrative or maintenance activities.” Financial Review Not applicable. Public Notice Process Copies of this report are on file and will be included in the complete agenda packet for the December 19, 2019 Board of Directors Regular Meeting at District Headquarters and posted on the District’s website. Alternative Actions 1. Do not approve the meeting minutes as presented. 2. Direct staff to report back with more information. File Attachments minutes_2019_11_21_rm.pdf (183 KB) Subject 3. Approve the Board of Directors Regular Meeting Minutes of November 21, 2019 Meeting Dec 19, 2019 - Board of Directors Regular Meeting Type Action (Consent), Minutes Recommended Action That the Board of Directors approve the meeting minutes as presented. Workflow All matters listed on the consent calendar are considered to be routine and may be acted upon by one motion after public comment has been received. Only Board of Directors may pull an item for discussion. Reading of resolutions is waived and they will be adopted and numbered. Now is the time for those in the audience who wish to speak to items listed on the consent calendar. Each speaker will be limited to four (4) continuous minutes of comment on the consent calendar as a whole. Workflow Dec 9, 2019 12:59 PM :: Submitted by Gina Terraneo. Routed to Lindsey Orellana for approval. Dec 11, 2019 6:22 PM :: Approved by Lindsey Orellana. Routed to Scott Carroll for approval. Dec 11, 2019 6:29 PM :: Approved by Scott Carroll. Routed to Gina Terraneo for approval. Dec 12, 2019 1:03 PM :: Final approval by Gina Terraneo C. CONSENT CALENDAR - All matters listed on the consent calendar are considered to be routine and may be acted upon by one motion after public comment has been received. Only Board of Directors may pull an item for discussion. Reading of resolutions is waived and they will be adopted and numbered. Now is the time for those in the audience who wish to speak to items listed on the consent calendar. Each speaker will be limited to four (4) continuous minutes of comment on the consent calendar as a whole. To: Board of Directors Via: Scott Carroll, General Manager From: Gina Terraneo, Management Analyst II/District Clerk Date: December 19, 2019 Subject: Directors' Compensation and Reimbursement of Expenses Summary The Directors' Compensation and Reimbursement of Expenses are hereby submitted to the Board of Directors for review and approval. Analysis Attached to the staff report are the Directors' Compensation and Reimbursement of Expenses. Staff Recommendation That the Board of Directors approve the compensation and reimbursement of expenses as presented. Legal Review Not applicable. Environmental Review Consideration of the compensation and reimbursement of expenses is an administrative matter and is exempt from the requirements of the California Environmental Quality Act (CEQA) (Public Resources Code Section 21000 et. seq.). Section 15300.4 of CEQA allows an agency while establishing its own procedures “to list those specific activities which fall within each of the exempt classes”, and the District has adopted “CEQA Guidelines and Implementing Procedures” that state on page 6. "Projects” does not include …. C. Continuing administrative or maintenance activities.” Financial Review Not applicable. Public Notice Process Copies of this report are on file and will be included in the complete agenda packet for the December 19, 2019 Board of Directors Regular Meeting at District Headquarters and posted on the District’s website. Alternative Actions 1. Do not approve the compensation and reimbursement of expenses as presented. 2. Direct staff to report back with more information. File Attachments a_compensation.pdf (1,510 KB) b_expense_reimbursement.pdf (537 KB) Subject 4. Approve the Directors' Compensation and Reimbursement of Expenses Meeting Dec 19, 2019 - Board of Directors Regular Meeting Type Action (Consent) Recommended Action That the Board of Directors approve the compensation and reimbursement of expenses as presented. Workflow All matters listed on the consent calendar are considered to be routine and may be acted upon by one motion after public comment has been received. Only Board of Directors may pull an item for discussion. Reading of resolutions is waived and they will be adopted and numbered. Now is the time for those in the audience who wish to speak to items listed on the consent calendar. Each speaker will be limited to four (4) continuous minutes of comment on the consent calendar as a whole. Workflow Dec 10, 2019 4:25 PM :: Submitted by Gina Terraneo. Routed to Gina Terraneo for approval. Dec 12, 2019 1:07 PM :: Final approval by Gina Terraneo C. CONSENT CALENDAR - All matters listed on the consent calendar are considered to be routine and may be acted upon by one motion after public comment has been received. Only Board of Directors may pull an item for discussion. Reading of resolutions is waived and they will be adopted and numbered. Now is the time for those in the audience who wish to speak to items listed on the consent calendar. Each speaker will be limited to four (4) continuous minutes of comment on the consent calendar as a whole. File Attachments WARRANT RESO 2020-06.pdf (134 KB) Workflow Subject 5. Adopt Warrant Resolution No. CMSD 2020-06 Approving District Warrant Registers Meeting Dec 19, 2019 - Board of Directors Regular Meeting Type Action (Consent) Budgeted Yes Recommended Action That the Board of Directors adopt Warrant Resolution No. CMSD 2020-06 approving District warrants for the month of November in the amount of $952,613.06. All matters listed on the consent calendar are considered to be routine and may be acted upon by one motion after public comment has been received. Only Board of Directors may pull an item for discussion. Reading of resolutions is waived and they will be adopted and numbered. Now is the time for those in the audience who wish to speak to items listed on the consent calendar. Each speaker will be limited to four (4) continuous minutes of comment on the consent calendar as a whole. Workflow Dec 10, 2019 6:35 PM :: Submitted by Lieu Tran. Routed to Kaitlin Tran for approval. Dec 10, 2019 6:53 PM :: Approved by Kaitlin Tran. Routed to Scott Carroll for approval. Dec 11, 2019 10:27 AM :: Approved by Scott Carroll. Routed to Gina Terraneo for approval. Dec 12, 2019 1:08 PM :: Final approval by Gina Terraneo C. CONSENT CALENDAR - All matters listed on the consent calendar are considered to be routine and may be acted upon by one motion after public comment has been received. Only Board of Directors may pull an item for discussion. Reading of resolutions is waived and they will be adopted and numbered. Now is the time for those in the audience who wish to speak to items listed on the consent calendar. Each speaker will be limited to four (4) continuous minutes of comment on the consent calendar as a whole. To: Board of Directors Via: Scott Carroll, General Manager From: Lieu Tran, Accountant Date: December 19, 2019 Subject: Payroll Transparency Disclosure for November 2019 Summary Attached is the Payroll General Ledger Distribution Report summarizing each payroll during the month. Recommendation That the Board of Directors approve and file the report. Analysis Attached is the Payroll General Ledger Distribution Report summarizing each payroll during the month. Legal Review Not Applicable. Environmental Review Subject activity is exempt from the requirements of the California Environmental Quality Act (CEQA) (Public Resources Code Section 21000 et. seq.). Section 15300.4 of CEQA allows an agency while establishing its own procedures “to list those specific activities which fall within each of the exempt classes”, and the District has adopted “CEQA Guidelines and Implementing Procedures” that state on page 6 “”Projects” does not include .... C. Continuing administrative or maintenance activities." Financial Review Sufficient funds are available in the adopted budget. Public Notice Process Copies of this report are on file and will be included with the complete agenda packet for the December 19, 2019 Board of Directors Regular meeting at District Headquarters and posted on the District’s website www.cmsdca.gov Alternative Actions Refer item back to staff with further instructions. Subject 6. Payroll Transparency Disclosure for November 2019 Meeting Dec 19, 2019 - Board of Directors Regular Meeting Type Action (Consent) Budgeted Yes Recommended Action That the Board of Directors approve and file the report. Goals 4.7 Demonstrate outstanding efforts in transparency 7.0 Finance File Attachments Payroll Transparency Disclosure Nov 2019.pdf (1,283 KB) Workflow All matters listed on the consent calendar are considered to be routine and may be acted upon by one motion after public comment has been received. Only Board of Directors may pull an item for discussion. Reading of resolutions is waived and they will be adopted and numbered. Now is the time for those in the audience who wish to speak to items listed on the consent calendar. Each speaker will be limited to four (4) continuous minutes of comment on the consent calendar as a whole. Workflow Dec 2, 2019 2:09 PM :: Submitted by Lieu Tran. Routed to Kaitlin Tran for approval. Dec 3, 2019 2:40 PM :: Approved by Kaitlin Tran. Routed to Scott Carroll for approval. Dec 11, 2019 10:26 AM :: Approved by Scott Carroll. Routed to Gina Terraneo for approval. Dec 12, 2019 1:09 PM :: Final approval by Gina Terraneo C. CONSENT CALENDAR - All matters listed on the consent calendar are considered to be routine and may be acted upon by one motion after public comment has been received. Only Board of Directors may pull an item for discussion. Reading of resolutions is waived and they will be adopted and numbered. Now is the time for those in the audience who wish to speak to items listed on the consent calendar. Each speaker will be limited to four (4) continuous minutes of comment on the consent calendar as a whole. To: Board of Directors Via: Scott Carroll, General Manager From: Nabila Guzman, Management Analyst I Date: December 19, 2019 Subject: Accept the occupancy count as presented as 22,890 and direct staff to prepare a warrant to CR&R Environmental Services for $237,220.52 for November 2019 collection Summary Accept the occupancy count as presented using 22,890 as the correct number of active units and direct staff to prepare a warrant to CR&R Environmental Services for November 2019 collection based on this occupancy report so long as the contractor fulfills the obligations of the agreement in the amount of $237,220.52 to be ratified in the December 2019 warrant list. Recommendation That the Board of Directors accept the occupancy count as presented using 22,890 as the correct number of active units and direct staff to prepare a warrant to CR&R Environmental Services for November 2019 collection based on this occupancy report so long as the contractor fulfills the obligations of the agreement in the amount of $237,220.52 to be ratified in the December 2019 warrant list. Analysis The occupancy count is the number of residential customers that the District pays CR&R for the trash truck to stop and pick-up trash. The District pays CR&R $10.3635 per occupant, per month. Each month, new residential customers in brand-new developments contact the District to establish new trash service. District staff contacts CR&R to approve the drop-off of carts at the residence, which results in an increase in the occupancy count as shown on the attached list. As of November 30, 2019, total District occupancy was at 22,890, with seven (7) new accounts added since the last billing period. District staff will continue to track the number of new service addresses. The payment calculation is based on the following: District's Current Rate for November 2019: 22,890 x $10.3635 =$237,220.52 Legal Review Not Applicable Environmental Review Subject activity is exempt from the requirements of the California Environmental Quality Act (CEQA) (Public Resources Code Section 21000 et. seq.). Section 15300.4 of CEQA allows an agency while establishing its own procedures “to list those specific activities Subject 7. Accept the occupancy count as presented as 22,890 and direct staff to prepare a warrant to CR&R Environmental Services for $237,220.52 for November 2019 collection Meeting Dec 19, 2019 - Board of Directors Regular Meeting Type Action (Consent) Recommended Action That the Board of Directors accept the occupancy count as presented using 22,890 as the correct number of active units and direct staff to prepare a warrant to CR&R Environmental Services for November 2019 collection based on this occupancy report so long as the contractor fulfills the obligations of the agreement in the amount of $237,220.52 to be ratified in the December 2019 warrant list. which fall within each of the exempt classes”, and the District has adopted “CEQA Guidelines and Implementing Procedures” that state on page 6 “”Projects” does not include …. C. Continuing administrative or maintenance activities.” Financial Review Sufficient funds are available in the adopted budget to pay for the services provided. Public Notice Process Copies of this report are on file and will be included in the complete agenda packet for the December 19, 2019 Board of Directors Regular meeting at District Headquarters and posted on the District’s website. Alternative Actions Refer item back to staff with further instructions. File Attachments 2019-11-G CMSD Occupancy Report.pdf (135 KB) Workflow All matters listed on the consent calendar are considered to be routine and may be acted upon by one motion after public comment has been received. Only Board of Directors may pull an item for discussion. Reading of resolutions is waived and they will be adopted and numbered. Now is the time for those in the audience who wish to speak to items listed on the consent calendar. Each speaker will be limited to four (4) continuous minutes of comment on the consent calendar as a whole. Workflow Dec 5, 2019 7:26 PM :: Submitted by Nabila Guzman. Routed to Kaitlin Tran for approval. Dec 5, 2019 9:25 PM :: Approved by Kaitlin Tran. Routed to Scott Carroll for approval. Dec 11, 2019 10:27 AM :: Approved by Scott Carroll. Routed to Gina Terraneo for approval. Dec 12, 2019 2:20 PM :: Final approval by Gina Terraneo C. CONSENT CALENDAR - All matters listed on the consent calendar are considered to be routine and may be acted upon by one motion after public comment has been received. Only Board of Directors may pull an item for discussion. Reading of resolutions is waived and they will be adopted and numbered. Now is the time for those in the audience who wish to speak to items listed on the consent calendar. Each speaker will be limited to four (4) continuous minutes of comment on the consent calendar as a whole. To: Board of Directors Via: Scott Carroll, General Manager From: Nabila Guzman, Management Analyst I Date: December 19, 2019 Subject: Approve the preparation of a warrant to CR Transfer in the amount of $$196,470.49 for November 2019 recycling and disposal services in the December 2019 warrant register Summary This payment to CR Transfer is for the sorting of recyclables from the mixed waste and disposal of the remaining waste at the landfill. With the implementation the Organics Recycling Program adopted by the Board, this payment also includes the diverting of the organics waste to the Anaerobic Digestion facility to be recycled into fertilizer or renewable natural gas to fuel the refuse trucks. Recommendation That the Board of Directors approves the preparation of a warrant to CR Transfer in the amount of $$196,470.49 for November 2019 recycling and disposal services to be ratified in the December 2019 warrant register. Analysis Below is a chart depicting the total tonnage and payments due for residential and organic waste collected in Costa Mesa and Newport Beach. Please note there was a discrepancy with billing this month, CR&R's billing system inaccurately calculated invoice totals and overbilled the District by $0.11, but CMSD will be paying the actual amount owed. Costa Mesa Newport Beach Total Residential Waste $142,055.67 $2,195.90 $144,251.57 Organics $52,218.92 $52,218.92 Total Payment $196,470.49 Tonnage Residential Waste 2583.77 39.94 2623.71 Organics 690.27 690.27 Total Tonnage 3313.98 Legal Review Not Applicable Environmental Review Subject 8. Approve the preparation of a warrant to CR Transfer in the amount of $196,470.49 for November 2019 recycling and disposal services in the December 2019 warrant register Meeting Dec 19, 2019 - Board of Directors Regular Meeting Type Action (Consent) Recommended Action That the Board of Directors approves the preparation of a warrant to CR Transfer in the amount of $$196,470.49 for November 2019 recycling and disposal services to be ratified in the December 2019 warrant register. Subject activity is exempt from the requirements of the California Environmental Quality Act (CEQA) (Public Resources Code Section 21000 et. seq.). Section 15300.4 of CEQA allows an agency while establishing its own procedures “to list those specific activities which fall within each of the exempt classes”, and the District has adopted “CEQA Guidelines and Implementing Procedures” that state on page 6 ”Projects” does not include …. C. Continuing administrative or maintenance activities.” Financial Review Sufficient funds are available in the adopted budget to pay for the services provided. Public Notice Process Copies of this report are on file and will be included with the complete agenda packet for the December 19, 2019 Board of Directors regular meeting at District Headquarters and posted on the District’s website at www.cmsdca.gov. Alternative Actions Refer item back to staff with further instructions. Workflow All matters listed on the consent calendar are considered to be routine and may be acted upon by one motion after public comment has been received. Only Board of Directors may pull an item for discussion. Reading of resolutions is waived and they will be adopted and numbered. Now is the time for those in the audience who wish to speak to items listed on the consent calendar. Each speaker will be limited to four (4) continuous minutes of comment on the consent calendar as a whole. Workflow Dec 11, 2019 12:24 PM :: Submitted by Nabila Guzman. Routed to Kaitlin Tran for approval. Dec 11, 2019 12:42 PM :: Approved by Kaitlin Tran. Routed to Scott Carroll for approval. Dec 11, 2019 2:07 PM :: Approved by Scott Carroll. Routed to Gina Terraneo for approval. Dec 12, 2019 2:50 PM :: Final approval by Gina Terraneo C. CONSENT CALENDAR - All matters listed on the consent calendar are considered to be routine and may be acted upon by one motion after public comment has been received. Only Board of Directors may pull an item for discussion. Reading of resolutions is waived and they will be adopted and numbered. Now is the time for those in the audience who wish to speak to items listed on the consent calendar. Each speaker will be limited to four (4) continuous minutes of comment on the consent calendar as a whole. To: Board of Directors From: Scott Carroll, General Manager Date: December 19, 2019 Subject: Contracts Signed by General Manager Summary At the January 24, 2019 Board of Directors meeting, the Board directed the General Manager to submit a list of contracts he signed during the previous month. Below are the contracts he signed in the month of November 2019. Recommendation That the Board of Directors receive and file this report Analysis Below are the contracts signed by the General Manager in the month of November 2019. Contracts 1. Western Audio Visual Inc. – Installing new AV system in the Board room. Cost: 21,792.03 2. JIMNI Systems – Preventive maintenance for six sewer pump stations. Cost: $9,160.00 Purchase Orders 3. Vortex – New cord reel for garage door at the Yard. Cost: $515.00 4. Smartcover – Contractor, GCI, damaged high water monitoring device. Cost: $1,563.85. District to be reimbursed by GCI. 5. National Plant Services, Inc. - CCTV 5 Pipe Sections of Golf Course Drive. Cost: $2,700. Legal Review All contracts are reviewed and approved by District Counsel before contracts are executed. Environmental Review Providing the Board of Directors a monthly list of contracts signed by the General Manager is an administrative matter that will not result in direct or indirect physical changes in the environment and is not considered a "project". Financial Review There is adequate funding in the budget for the expenses referenced above. Public Notice Process Subject 9. Contracts Signed by the General Manager Meeting Dec 19, 2019 - Board of Directors Regular Meeting Type Action Fiscal Impact No Budgeted Yes Recommended Action That the Board of Directors receive and file this report Goals 5.0 Administrative Management Copies of this report are on file and will be included with the entire agenda packet for the December 19, 2019 Board of Directors meeting at District Headquarters and on District website at www.cmsdca.gov Alternative Actions 1. Direct staff to report back with more information. Workflow Workflow Dec 10, 2019 4:21 PM :: Submitted by Scott Carroll. Routed to Kaitlin Tran for approval. Dec 10, 2019 4:29 PM :: Approved by Kaitlin Tran. Routed to Scott Carroll for approval. Dec 11, 2019 10:27 AM :: Approved by Scott Carroll. Routed to Gina Terraneo for approval. Dec 12, 2019 2:27 PM :: Final approval by Gina Terraneo C. CONSENT CALENDAR - All matters listed on the consent calendar are considered to be routine and may be acted upon by one motion after public comment has been received. Only Board of Directors may pull an item for discussion. Reading of resolutions is waived and they will be adopted and numbered. Now is the time for those in the audience who wish to speak to items listed on the consent calendar. Each speaker will be limited to four (4) continuous minutes of comment on the consent calendar as a whole. To: Board of Directors From: Marc Davis, District Treasurer Date: December 19, 2019 Subject: Approve the Investment Report for the Month of November 2019 Summary Attached is the Investment Report for the month of November 2019. As required by the District’s Statement of Investment Policy, the Investment Report delineates all investment activity during the month. Recommendation That the Board of Directors approve the Investment Report for the month of November 2019. Analysis This report lists the types of securities held in the District’s portfolio, the institutions from which the securities were purchased, maturity dates and interest rates as of November 30, 2019. The District’s investments are in compliance with the Statement of Investment Policy adopted by the Board at the June 27, 2019 regular meeting, as well as the California Government Code. The market values in this report were provided by our third party custodian, Pershing, LLC, except for the Local Agency Investment Fund (LAIF). The market value of LAIF was provided by the State Treasurer’s Office. It does not represent the value of the underlying securities within the pool, but rather the par or cost amount, which is the amount the District is entitled to withdraw. This reporting practice is consistent with industry standard practices for similar funds. The weighted average stated rate of return (current yield) for the District’s investment portfolio as of November 30, 2019, was 1.751%. The yield to maturity of the portfolio was 1.753%. The District’s weighted average interest rate was 35 basis points (0.352%) below the LAIF average monthly rate for November 2019 of 2.103%. The weighted average number of days to maturity for the District’s total portfolio was 616 days (1.69 years). The duration of the underlying securities in LAIF as of November 30, 2019 was 218 days. The District’s investment portfolio is in compliance with its liquidity limitations, which requires that a minimum of 20.00% of the portfolio must mature within one year. The percentage of the portfolio maturing in less than one year as of November 30, 2019 was 35.40%. The District has adequate cash reserves necessary to meet its obligations for the next six months. A majority of the District’s cash and investments is reserved or set aside for specific purposes. A description of the various classifications of the District’s cash and investments are as follows: Solid Waste Fund: Operating Reserve - Equal to 30% of the operations budget of the Solid Waste Fund per Operations Code Section 4.030.020. The Operating Reserve can only be accessed with prior Board approval. Designated for Revenue Dry Period - Equal to a maximum of 5 months of budgeted operating expenses for the fiscal year to cover the cash deficit during the period in which the District does not receive any of its annual charges from the County of Orange. The revenue dry period is from June through October. Subject 10. Investment Report for the Month of November 2019 Meeting Dec 19, 2019 - Board of Directors Regular Meeting Type Action (Consent) Recommended Action That the Board of Directors approve the Investment Report for the month of November 2019. Goals 7.0 Finance Undesignated - Remaining available cash, which is currently used for rate stabilization and payment of organics recycling costs. Wastewater Fund: Operating Reserve - Equal to 25% of the operations budget of the Wastewater Fund per Operations Code Section 4.030.020. The Operating Reserve can only be accessed with prior Board approval. Reserved for Capital Outlay - Set aside for capital improvement projects approved and budgeted by the Board, but which have not yet been completed. Designated for Revenue Dry Period - Equal to a maximum of 5 months of budgeted operating expenses for the fiscal year to cover the cash deficit during the period in which the District does not receive any of its annual charges from the County of Orange. The revenue dry period is from June through October. Undesignated - Remaining available cash, which is available to be appropriated by the Board. Facilities Revolving Fund - Collection of fixture fees which is a restricted revenue source and can only be used for new sewer facilities. Asset Replacement Fund - Accumulation of funds for replacement of vehicles, equipment and computers. Asset Management Fund - Accumulation of funds in accordance with the asset management model for long-term replacement of sewer pipes and related infrastructure. Legal Review Legal review is not required. Environmental Review Subject activity is exempt from the requirements of the California Environmental Quality Act (CEQA) (Public Resources Code Section 21000 et. seq.). Section 15300.4 of CEQA allows an agency while establishing its own procedures “to list those specific activities which fall within each of the exempt classes”, and the District has adopted “CEQA Guidelines and Implementing Procedures” that state on page 6, “”Projects” does not include….C. Continuing administrative or maintenance activities.” Financial Review The portfolio was budgeted to earn an average rate of 1.418% for the year ending June 30, 2020. Through November 30, 2019, the portfolio has earned a weighted average interest rate of 1.836%. Public Notice Process Copies of this report are on file and will be included with the entire agenda packet for the December 19, 2019 Board of Directors regular meeting at District Headquarters (290 Paularino Avenue) and on the District’s website at www.cmsdca.gov. Alternative Actions Refer the matter back to staff. File Attachments Investment Report - November 2019.pdf (334 KB) Workflow All matters listed on the consent calendar are considered to be routine and may be acted upon by one motion after public comment has been received. Only Board of Directors may pull an item for discussion. Reading of resolutions is waived and they will be adopted and numbered. Now is the time for those in the audience who wish to speak to items listed on the consent calendar. Each speaker will be limited to four (4) continuous minutes of comment on the consent calendar as a whole. Workflow Dec 11, 2019 4:54 PM :: Submitted by Marc Davis. Routed to Gina Terraneo for approval. Dec 12, 2019 2:32 PM :: Final approval by Gina Terraneo E. GENERAL MANAGER'S REPORTS To: Board of Directors Via: Scott Carroll, General Manager. From: Kaitlin Tran, Finance Manager Date: December 19, 2019 Subject: Receive and file the Comprehensive Annual Financial Report, Auditor's Report in Accordance with Government Auditing Standards, and the Auditors' Required Communication for the year ended June 30, 2019 Summary The annual financial audit of the District has been completed. Attached to this report are the audited financial statements, the auditors’ report in accordance with Government Auditing Standards, and the auditors’ required communication for the fiscal year ended June 30, 2019. Joshua Calhoun, Partner, Teaman Ramirez & Smith, Inc, which is the District’s independent audit firm that conducted the annual audit. Recommendation The Board of Directors receive and file: 1) The Comprehensive Annual Financial Report for Year Ended June 30,2019, 2) Auditors’ Report in Accordance with Government Auditing Standards, and 3) The Auditors’ Required Communication for the Year Ended June 30, 2019. Analysis Financial highlights during the year ended June 30, 2019 included: Total assets and deferred outflows of resources of the District exceeded its liabilities and deferred inflows of resources by $62,377,469. Of this amount, $18,930,206 is unrestricted and available to meet the District’s ongoing obligations to its customers and creditors. Net position of the Solid Waste Fund decreased by $380,579, which was attributable to the adoption of a deficit budget to decrease the fund’s reserves. Expenses were projected to exceed revenues by $983,090; however, revenues came in higher than budgeted and expenses were lower than expected. Net position of the Wastewater Fund increased by $969,967 during the year ended June 30, 2019. This increase was primarily attributable to a one-time transfer in of $411,364 from the Fixed Asset Replacement Fund for the purchase of a new Wastewater Combination Cleaning truck which was not delivered by fiscal year-end. The remaining increase was the result of larger than expected Non-Operating Revenue and Investment Earnings of $397,586. Legal Review Not applicable. Environmental Review The preparation of financial statements is an administrative action that is categorically exempt under the California Environmental Quality Act (CEQA) (Public Resources Code Section 21000 et. seq.) Section 15300.4 of CEQA allows an agency while establishing its own procedures “to list those specific activities which fall within each of the exempt classes”, and the District has adopted “CEQA Guidelines and Implementing Procedures” that state on page 6 “Projects” does not include .... C. Continuing administrative or maintenance activities.” Financial Review The cost of the annual audit was $9,500, which was included in the District’s budget. Subject 1. Receive and file the Comprehensive Annual Financial Report, Auditor's Report in Accordance with Government Auditing Standards, and the Auditors' Required Communication for the year ended June 30, 2019 Meeting Dec 19, 2019 - Board of Directors Regular Meeting Type Procedural Goals 7.0 Finance Public Notice Process Copies of this report are on file and will be included with the entire agenda packet for the December 19, 2019 Board of Directors regular meeting at District Headquarters and on District’s website at www.cmsdca.gov. Alternative Actions Refer the matter back to staff. File Attachments FINAL 2019 INTERNAL CONTROL REPORT_2019-12-03.pdf (3,222 KB) FINAL 2019 SAS 114 CONCLUSION LETTER_2019-12-03.pdf (3,191 KB) FINAL CAFR FY18-19.pdf (3,921 KB) Workflow Workflow Dec 10, 2019 6:23 PM :: Submitted by Kaitlin Tran. Routed to Scott Carroll for approval. Dec 11, 2019 10:30 AM :: Approved by Scott Carroll. Routed to Gina Terraneo for approval. Dec 12, 2019 2:35 PM :: Final approval by Gina Terraneo E. GENERAL MANAGER'S REPORTS To: Board of Directors From: Scott Carroll, General Manager Date: December 19, 2019 Subject: Consider Approving Out-of-State Travel for General Manager to attend Servant Leadership Conference in Hurst, Texas on January 23-24, 2020 Summary Strategic Government Resources (SGR) is a private company that provides employee and leadership development programs for local government professionals. One of its core development programs is servant leadership. On January 23-24, 2020, SGR will be hosting its 7th Annual Servant Leadership Conference that will focus on community engagement, organizational culture, civility and resiliency. Recommendation That the Board of Directors Consider Approving Out-of-State Travel for General Manager to attend Servant Leadership Conference in Hurst, Texas on January 23-24, 2020 Analysis Servant leadership is a philosophy in which the main goal of the leader is to serve. This philosophy is different from traditional leadership where the leader's main focus is the thriving of his/her company or organization. A Servant Leader empowers people, puts the needs of the employees first and helps people develop and perform as highly as possible. Attached is the agenda for the 2020 Conference. Legal Review Not applicable Environmental Review The consideration of out-of-state conference attendance is an administrative matter and is not a disturbance of the environment and does not constitute a project under CEQA or the District's CEQA guidelines. Financial Review The following is a breakdown of the estimated costs to attend the conference Registration 349.00 Airfare 262.00 Subject 2. Consider Approving Out-of-State Travel for General Manager to attend Servant Leadership Conference in Hurst, Texas on January 23-24, 2020 Meeting Dec 19, 2019 - Board of Directors Regular Meeting Type Action Fiscal Impact Yes Dollar Amount $1,050.00 Budgeted Yes Budget Source Wastewater and Solid Waste Fund Recommended Action That the Board of Directors Consider Approving Out-of-State Travel for General Manager to attend Servant Leadership Conference in Hurst, Texas on January 23-24, 2020 Goals 3.00 Partnerships 3.4 Participate in the activities of professional associations 6.0 Personnel/Organizational Management Hotel 269.00 Airport Parking 70.00 Transportation 50.00 Food 50.00 $ 1,050.00 There is sufficient money in the FY 2019-20 Budget for this expense. Public Notice Process Copies of this report are on file and will be included with the complete agenda packet for the December 19, 2019 Board of Directors meeting at District Headquarters (290 Paularino Avenue) and posted on the District's website at www.cmsdca.gov. Alternative Actions 1. Do not approve out of state travel for the general manager. 2. Direct staff to report back with more information. File Attachments Servant Leadership Conference Agenda.pdf (802 KB) Workflow Workflow Dec 10, 2019 5:27 PM :: Submitted by Scott Carroll. Routed to Kaitlin Tran for approval. Dec 10, 2019 6:15 PM :: Approved by Kaitlin Tran. Routed to Scott Carroll for approval. Dec 11, 2019 10:30 AM :: Approved by Scott Carroll. Routed to Gina Terraneo for approval. Dec 12, 2019 2:37 PM :: Final approval by Gina Terraneo E. GENERAL MANAGER'S REPORTS To: Board of Directors From: Scott Carroll, General Manager Date: December 19, 2019 Subject: CMSD's Emergency Preparedness Exercise Debriefing Summary On October 17, 2019, staff performed a tabletop exercise in the District's Emergency Operation Center. The following were the objectives of the exercise. To become familiar with role of each position within the EOC. Learn the importance of each section in the EOC and the importance of effective communications. Identify missing forms, equipment, supplies, etc. that would be needed during a disaster. For some District employees, this exercise was their first experience working in an EOC. Recommendation That the Board of Directors receive and file this report. Analysis Tabletop exercises are designed to help an organization test a hypothetical situation, such as a natural or man-made disaster, and evaluate the groups ability to cooperate and work together, as well as test their readiness to respond. The hypothetical situation on October 17 was severe flooding from inclement weather. The exercise was performed using Standardized Emergency Management System (SEMS) procedures because SEMS is the standardized structure for the response phase of emergency management in California. Several scenarios were presented to staff in which each person had to respond to the scenario based on the EOC position they were assigned to. Because the District does not have enough staff to fill all the positions in an EOC, employees were assigned to several positions simultaneously. For instance, the general manager serves as the EOC Director; however, the office specialist may be the first person to arrive in the EOC and therefore must assume the role of EOC Director until she is relieved by the general manager. Attached is a copy of the Tabletop Exercise. The following were the lessons learned from the tabletop exercise. 1. The District needs to reach out to the Cities of Newport Beach and Costa Mesa for EOC training so that staff can witness how an EOC functions. 2. The District needs to reach out to the County to repair radios not working in the trucks. This is especially important now that special districts have access to the 800 MHz Countywide Coordinated Communications System. 3. The District has new trucks in the fleet so more radios need to be installed in the fleet. 4. The District needs to have its own radio frequency so staff can practice using the radios. 5. Review list of contractors in the Emergency Operations Plan and maintain current list on the computer's EOC folder. 6. Purchase $1,000 worth of meals ready to eat (MRE) for HQ and $1,000 MREs for the Yard. 7. Purchase more locking composite manholes for streets that are prone to flood. This will prevent people from opening manhole lids to alleviate flooding 8. Schedule training using the County's WebEOC. 9. Purchase new sandbags at the Yard to replace sandbags that are torn or ripped due to being exposed to weather conditions. Subject 3. CMSD's Emergency Preparedness Exercise Debriefing Meeting Dec 19, 2019 - Board of Directors Regular Meeting Type Action Fiscal Impact No Recommended Action That the Board of Directors receive and file this report Goals 6.0 Personnel/Organizational Management 6.1 Perform EOC Training Staff will implement the lessons learned above and prepare for another exercise in the near future. Legal Review Not applicable Environmental Review Holding a training session inside in an office will not result in direct or indirect physical changes to the environment similar to grading or construction and is not considered a project under CEQA or the District's CEQA Guidelines. Financial Review There were no financial impacts to the District for conducting the tabletop exercise and there is adequate funding in the budget to implement the lessons learned mentioned above. Public Notice Process Copies of this report are on file and will be included with the entire agenda packet for the December 19, 2019 Board of Directors meeting at District Headquarters and on District website at www.cmsdca.gov Alternative Actions 1. Direct staff to report back with more information. File Attachments Tabletop Exercise 10-17-19.pdf (161 KB) Workflow Workflow Dec 10, 2019 6:58 PM :: Submitted by Scott Carroll. Routed to Robin Hamers for approval. Dec 11, 2019 11:33 AM :: Approved by Robin Hamers. Routed to Kaitlin Tran for approval. Dec 11, 2019 12:06 PM :: Approved by Kaitlin Tran. Routed to Scott Carroll for approval. Dec 11, 2019 12:23 PM :: Approved by Scott Carroll. Routed to Gina Terraneo for approval. Dec 12, 2019 2:39 PM :: Final approval by Gina Terraneo E. GENERAL MANAGER'S REPORTS To: Board of Directors Via: Scott Carroll, General Manager From: Nabila Guzman, Management Analyst I Date: December 19, 2019 Subject: FY 2018-19 CR&R Performance Review Summary Per Section 4.6 of the Agreement, the “DISTRICT shall complete a yearly performance review of the trash collection and recycling program on a yearly basis and CONTRACTOR and DISTRICT shall meet to discuss and resolve problems that may be occurring in the programs. DISTRICT shall prepare a performance review form that allows for evaluation of services provided at the residences as well as administrative services including report preparation, accuracy, and timeliness of transmittal, responsiveness to inquiries, database management, service levels and helpfulness.” Recommendation That the Board of Directors receive and file this report. Analysis The evaluation term was July 1, 2018 to June 30, 2019. The performance was evaluated on the following grading scale: Excellent, Satisfactory, Unsatisfactory, and Not Applicable. Staff reviewed CR&R's performance in nine areas and made the following findings: 1. Service To Be Provided and Term: CR&R furnished all labor to collect, transport, recycle and dispose of solid waste collected. Monthly reports have confirmed that all material collected from CMSD service area is going to CR&R's MRF and AD Facility as outlined in the contract. 2. Hauler Compensation: The District's goal is to maintain a net-to-hauler rate that does not exceed ten percent of the County average. The standard per-unit net-to-hauler payment for the review period is $18.60 which is $1.11 below county average. The County of Orange net-to-hauler rate average for all jurisdictions is $17.92 plus 10% that the agreement allows ($17.92 + $1.79 = $19.71) is the maximum amount that CR&R could receive and remain in compliance. 3. Records, Reports, Reviews and Audits: CR&R's monthly reports and master manifest provide requirements for waste diversion. The audit consultant found that the monthly reports show significantly different recycled material composition than is detailed in the Master Manifest. Due to this, CMSD instructed the audit consultant to also perform a waste sort to determine if the high percentage of green waste in the master manifest provided was reasonable. The results of that study confirm that the high percentage of green waste recycling is possible. 4. Operations: During the review period, there was an increase in leak and spill complaints from CR&R's fleet. Thirty-eight complaints were received through phone and email and an additional fifteen complaints were received through the District's GovOutreach online and mobile application system. Due to the unusual spike in complaints, CMSD requested that the contract auditor inspect CR&R's fleet and maintenance logs. The consultant found that CR&R did inspect the vehicles after complaints and corrected the problems. 5. Insurance, Bonds and Indemnifications: The spills and leaks that occurred during the review period happened inside various HOA's. CR&R did indemnify CMSD from potential litigation and worked directly with the HOA to correct the issue. 6. Default and Damages: N/A Subject 4. FY 2018-19 CR&R Performance Review Meeting Dec 19, 2019 - Board of Directors Regular Meeting Type Action, Receive and File Recommended Action That the Board of Directors receive and file this report. Goals 2.00 Solid Waste 2.2 Annual Contract Audits 7. Collection Schedule: 270 missed curbside pickup complaints were received during the year in review. Additionally, there was an increase in trash truck break downs that caused multiple route delays. CMSD has sat down with CR&R to examine route efficiency and the aging fleet. CR&R has committed to adding more mixed waste daily routes to accommodate the increase in population as well as to replace some of the older trucks in the fleet. 8. Special Programs: Per the agreement, CR&R's Sustainability Specialist is to dedicate approximately 20 hours a week promoting solid waste diversion programs in CMSD. CMSD has determined that CR&R is not in compliance with this section of the contract. Time logs were provided for the entire year, but CMSD has found that most of the time is spent doing administrative work for CMSD such as report gathering, attending study sessions, answering emails and phone calls. The Specialist did begin a Welcome to the Neighborhood program in January 2019 and visited 112 homes but the number of new service accounts has significantly decreased. 9. Miscellaneous: CMSD staff met with Dean Ruffridge, Senior Vice President of CR&R on Wednesday, December 11, 2019, to discuss the performance evaluation. Staff had the opportunity to share their concerns highlighted in the evaluation and CR&R was very receptive to making changes. The aging fleet and route efficiency were discussed, and CR&R has agreed to replace some of the older vehicles servicing the CMSD area as well as adding a mixed waste route to their daily schedule. This will be revisited in the beginning of 2020, CR&R currently has new trucks available but are waiting on CNG fuel tanks before they can begin operation. The cart-to-cart outreach program was also discussed and CR&R explained that their full-time outreach staff member had been busy with other cities in FY 18-19. CR&R staff has availability in 2020, and he will be conducting the outreach for CMSD. The program was also expanded and it will no longer just focus on the organics carts, the program will also check for contents in the mixed waste carts. CR&R has promised to complete outreach to 10% of the service area in 2020 and 10% every year after. Additionally, staff raised concerns regarding the 20 hour a week commitment to community outreach by the sustainability specialist. CR&R has committed to making changes as they are also interested in raising program awareness within the community. CR&R suggested breaking up the CMSD service area into nine different sectors so the sustainability specialist can personalize the outreach to problems experienced in each area. CMSD staff will monitor CR&R's progress in areas discussed and will update the Board of Directors in a few months. In addition, Mike Balliet Consulting, LLC (MBC) provided a partial compliance review of 26 specified items per agreement requirements. The review, attached to this report, found that CR&R exhibited an acceptable compliance, passing 26 of 26 areas of review. Per MBC's performance audit, a discrepancy was found between reports provided on the composition of materials recycled. Based on the discrepancy found, CMSD directed MBC to conduct a waste composition review. Based on the waste sort performed, MBC considers CR&R's master manifest figures to be reasonably possible. However, it was suggested that additional sorts should be required of CR&R to establish more accurate monthly reporting figures. Legal Review Not Applicable. Environmental Review A performance review of CR&R in and of itself is an administrative matter and is not a disturbance of the environment similar to grading or construction and is not a project under CEQA or the District’s CEQA Guidelines. The programs of CR&R, such as the organics programs, receive individual CEQA review when they are initiated or revised. MBC conducted a random sampling and waste sorting of three representative loads of CMSD mixed waste routes. Financial Review The cost to perform the partial compliance audit review by Michael Balliet Consulting, LLC is $3,990. This cost was approved in the FY 2019-20 Budget. The Waste Composition Review was an additional $3,600. There are sufficient funds in the budget to cover both reviews. Public Notice Process Copies of this report are on file and will be included with the complete agenda packet for the December 19, 2019 Board of Directors regular meeting at District Headquarters and posted on the District’s website at www.cmsdca.gov. Alternative Actions Refer item back to staff with further instructions. File Attachments CR&R Annual Review 2018-2019 Report Mike Balliet.pdf (989 KB) Mike Balliet - Waste Characterization Review.pdf (683 KB) FY 18-19 CMSD Evaluation.pdf (328 KB) Workflow Workflow Dec 11, 2019 3:44 PM :: Submitted by Nabila Guzman. Routed to Kaitlin Tran for approval. Dec 11, 2019 4:56 PM :: Approved by Kaitlin Tran. Routed to Scott Carroll for approval. Dec 12, 2019 12:17 PM :: Approved by Scott Carroll. Routed to Gina Terraneo for approval. Dec 12, 2019 2:41 PM :: Final approval by Gina Terraneo F. ENGINEER'S REPORTS To: Board of Directors Via: Scott Carroll, General Manager From: Rob Hamers, District Engineer Date: December 19, 2019 Subject: Capital Improvement Projects Status Report Summary Attached is a summary of the Capital Improvement Project activities during the month. Recommendation That the Board of Directors receive and file the report. Analysis Attached are ten capital improvement projects that are in progress or will soon begin. Legal Review Not Applicable. Environmental Review Subject activity is exempt from the requirements of the California Environmental Quality Act (CEQA) (Public Resources Code Section 21000 et. seq.). Section 15300.4 of CEQA allows an agency while establishing its own procedures “to list those specific activities which fall within each of the exempt classes”, and the District has adopted “CEQA Guidelines and Implementing Procedures” that state on page 6 “”Projects” does not include …. C. Continuing administrative or maintenance activities.” Financial Review Sufficient funds are available in the adopted budget. Public Notice Process Copies of this report are on file and will be included with the complete agenda packet for the December 19, 2019 Board of Directors Regular meeting at District Headquarters and posted on the District’s website www.cmsdca.gov Alternative Actions 1. Refer item back to staff with further instructions. File Attachments CIP Updates Dec 2019 Meeting.pdf (618 KB) Subject 1. Receive and File the Monthly Capital Improvements Project Status Report Meeting Dec 19, 2019 - Board of Directors Regular Meeting Type Action, Receive and File Recommended Action That the Board of Directors receive and file the report. Goals 4.7 Demonstrate outstanding efforts in transparency 7.2 Develop a long term CIP 1.10 Abandon five pump stations on the west side in conjunction with Orange County Sanitation District companion project 1.4 System Wide Sewer Replacement and Repair Program 1.1 Manhole Cover Maintenance Program 1.0 Sewer Infrastructure Workflow Workflow Dec 9, 2019 11:36 AM :: Submitted by Lieu Tran. Routed to Robin Hamers for approval. Dec 9, 2019 2:22 PM :: Approved by Robin Hamers. Routed to Kaitlin Tran for approval. Dec 9, 2019 4:18 PM :: Approved by Kaitlin Tran. Routed to Scott Carroll for approval. Dec 11, 2019 10:30 AM :: Approved by Scott Carroll. Routed to Gina Terraneo for approval. Dec 12, 2019 2:50 PM :: Final approval by Gina Terraneo F. ENGINEER'S REPORTS To: Board of Directors From: Rob Hamers, District Engineer Date: December 19, 2019 Subject: 3150 Bear Street, Trinity Broadcasting Network Redevelopment into School, Approval in Concept of Accepting CMSD Sewer Main and Easements Summary The Trinity Broadcasting Network (TBN) headquarters is being sold as the company recently determined the building is no longer needed for its growing network. The TBN parcel is 6.2 acres and fronts the 405 Freeway. During the night, the extensive outdoor lighting creates a spectacle for motorists passing by. The proposed redevelopment of the parcel includes a school, dormitories, kitchen, laundry facilities, and gym for approximately 627 students. The proposed wastewater flow from the site added to the existing flows will exceed the normal operating parameters for the District sewer in Olympic Avenue. In order to avoid flow problems, an alternative sewer alignment is proposed that will discharge the project’s wastewater directly into the Orange County Sanitation District (OCSD) Gisler-Red Hill trunk sewer. For this to occur, OCSD is requiring CMSD own the first leg of sewer from the trunk. This causes the necessity of the District being granted an easement over a small portion of the TBN property and possibly over City of Costa Mesa property. The attached Connection Point exhibit showing the information is attached. Recommendation The Board of Directors approve in concept the sewer alignment utilizing the direct connection to the OCSD trunk sewer including the acceptance of CMSD easements and sewer main along with an easement for access and maintenance with formal documents to be brought back to the Board for approval at a later date. Analysis In addition to the capacity concerns mentioned above, there is another significant reason to utilize the OCSD Gisler-Red Hill Trunk option. The existing sewer mains in Paularino Ave and Bristol Street accept flows from restaurants that do not have grease interceptors and this area has been designated a hot spot. The hot spot flows, which have a high grease content, flow westerly in Paularino Avenue, then northerly on Trinity, then westerly along Olympic to a short CMSD sewer main in an easement flowing northerly into the OCSD trunk. This sewer main is shown on the attached Tributary Area map. If the TBN redevelopment flows are not diverted to another location, the TBN flows will flow easterly in Olympic and also arrive at the beginning of the short sewer main leading to the OCSD trunk. Staff is concerned that wastewater laden with grease coming from the east will run into the high flows from the TBN parcel from the west and create turbulence and hydrogen sulfide in the manhole and sewer. Turbulence causes off-gassing that leads to the formation of hydrogen sulfide and sulfuric acid, which creates odor and corrosion problems. Therefore, the proposed option of CMSD owning a new section of main and easement adjacent to the OCSD trunk appears to be a safer and more effective option. Legal Review District Counsel will review and provide language for the easement documents and resolution. Environmental Review The construction of a short section of sewer main to redirect flows is a minor alteration and is categorically exempt under the California Environmental Quality Act (CEQA) (Public Resources Code Section 21000 et. seq.) under Section 15301 as a “Class 1” project as stated under 15301; “Class 1 consists of the operation, repair, maintenance, permitting, leasing, licensing, or minor alteration of existing public or private structures, facilities …”; pertaining to 15301(b) “Existing facilities of both investor and publicly-owned utilities used to provide electric power, natural gas, sewerage, or other public utility services”. Financial Review The developer's engineer will prepare the easement documents and the Attorney for the District and District Engineer will insure the developer pays for the District's legal and engineering costs. Subject 2. 3150 Bear Street, Trinity Broadcasting Network Redevelopment into School, Approval in Concept of Accepting CMSD Sewer Main and Easements Meeting Dec 19, 2019 - Board of Directors Regular Meeting Type Action Public Notice Process Copies of this report are on file and will be included with the entire agenda packet for the December 19, 2019 Board of Directors regular meeting at District Headquarters and on District’s website. Alternative Actions Refer the matter back to staff fof additional information. Attachments Tributary Area Map Connection Point Detail File Attachments Tributary Area.pdf (2,574 KB) Connection Point.pdf (225 KB) Workflow Workflow Dec 9, 2019 2:06 PM :: Submitted by Robin Hamers. Routed to Robin Hamers for approval. Dec 9, 2019 2:19 PM :: Approved by Robin Hamers. Routed to Kaitlin Tran for approval. Dec 9, 2019 4:23 PM :: Approved by Kaitlin Tran. Routed to Scott Carroll for approval. Dec 11, 2019 10:33 AM :: Approved by Scott Carroll. Routed to Gina Terraneo for approval. Dec 12, 2019 2:51 PM :: Final approval by Gina Terraneo I. LOCAL MEETINGS: In accordance with AB 1234 (Gov. Code 53232.3), a report is required to be given by a Director for any meeting for which expense reimbursement of any kind is provided. Note: For meetings for which the per diem compensation is sought, the Operations Code provides that such compensation is authorized for each day’s service rendered as a Director at the request of the Board (not to exceed six days in one month), and certain meetings are specified as being eligible as set forth in District Operations Code § 3.01.030. For meetings not so listed, the Board must approve the service for it to be eligible for the per day compensation. Subject 1. Orange County Sanitation District (OCSD) - (President Ferryman) Meeting Dec 19, 2019 - Board of Directors Regular Meeting Type Information I. LOCAL MEETINGS: In accordance with AB 1234 (Gov. Code 53232.3), a report is required to be given by a Director for any meeting for which expense reimbursement of any kind is provided. Note: For meetings for which the per diem compensation is sought, the Operations Code provides that such compensation is authorized for each day’s service rendered as a Director at the request of the Board (not to exceed six days in one month), and certain meetings are specified as being eligible as set forth in District Operations Code § 3.01.030. For meetings not so listed, the Board must approve the service for it to be eligible for the per day compensation. Subject 2. Santa Ana River Flood Protection Agency (SARFPA) - (Director Perry) Meeting Dec 19, 2019 - Board of Directors Regular Meeting Type Information I. LOCAL MEETINGS: In accordance with AB 1234 (Gov. Code 53232.3), a report is required to be given by a Director for any meeting for which expense reimbursement of any kind is provided. Note: For meetings for which the per diem compensation is sought, the Operations Code provides that such compensation is authorized for each day’s service rendered as a Director at the request of the Board (not to exceed six days in one month), and certain meetings are specified as being eligible as set forth in District Operations Code § 3.01.030. For meetings not so listed, the Board must approve the service for it to be eligible for the per day compensation. Subject 3. Independent Special Districts of Orange County (ISDOC) - (Secretary Schafer) Meeting Dec 19, 2019 - Board of Directors Regular Meeting Type Information I. LOCAL MEETINGS: In accordance with AB 1234 (Gov. Code 53232.3), a report is required to be given by a Director for any meeting for which expense reimbursement of any kind is provided. Note: For meetings for which the per diem compensation is sought, the Operations Code provides that such compensation is authorized for each day’s service rendered as a Director at the request of the Board (not to exceed six days in one month), and certain meetings are specified as being eligible as set forth in District Operations Code § 3.01.030. For meetings not so listed, the Board must approve the service for it to be eligible for the per day compensation. Subject 4. California Special Districts Association (CSDA) - (Secretary Schafer) Meeting Dec 19, 2019 - Board of Directors Regular Meeting Type Information I. LOCAL MEETINGS: In accordance with AB 1234 (Gov. Code 53232.3), a report is required to be given by a Director for any meeting for which expense reimbursement of any kind is provided. Note: For meetings for which the per diem compensation is sought, the Operations Code provides that such compensation is authorized for each day’s service rendered as a Director at the request of the Board (not to exceed six days in one month), and certain meetings are specified as being eligible as set forth in District Operations Code § 3.01.030. For meetings not so listed, the Board must approve the service for it to be eligible for the per day compensation. Subject 5. Special District Risk Management Authority (SDRMA) - (Director Scheafer) Meeting Dec 19, 2019 - Board of Directors Regular Meeting Type Information I. LOCAL MEETINGS: In accordance with AB 1234 (Gov. Code 53232.3), a report is required to be given by a Director for any meeting for which expense reimbursement of any kind is provided. Note: For meetings for which the per diem compensation is sought, the Operations Code provides that such compensation is authorized for each day’s service rendered as a Director at the request of the Board (not to exceed six days in one month), and certain meetings are specified as being eligible as set forth in District Operations Code § 3.01.030. For meetings not so listed, the Board must approve the service for it to be eligible for the per day compensation. Subject 6. Other Meetings Qualifying for Reimbursement under CMSD Ordinance No. 55, Operations Code Section 3.01.030 Meeting Dec 19, 2019 - Board of Directors Regular Meeting Type Information L. ORAL COMMUNICATIONS AND DIRECTOR COMMENTS Subject 1. Oral Communications and Director Comments Meeting Dec 19, 2019 - Board of Directors Regular Meeting Type Discussion O. CLOSING ITEMS THE NEXT REGULAR MEETING OF COSTA MESA SANITARY DISTRICT BOARD OF DIRECTORS WILL BE HELD ON MONDAY, JANUARY 27, 2020 AT 4:30 P.M. IN THE DISTRICT'S BOARD ROOM, 290 PAULARINO AVENUE, COSTA MESA. Subject 1. Adjourn Meeting Dec 19, 2019 - Board of Directors Regular Meeting Type Procedural