2016_12_22_boardThursday, December 22, 2016
Board of Directors Regular Meeting
290 Paularino Avenue, Costa Mesa
5:30PM
Due to technical difficulties, only the audio is available for this meeting.
A. OPENING ITEMS
Subject 1. Call to Order
Meeting Dec 22, 2016 Board of Directors Regular Meeting
Access Public
Type Procedural
A. OPENING ITEMS
Subject 2. Pledge of Allegiance
Meeting Dec 22, 2016 Board of Directors Regular Meeting
Access Public
Type Procedural
A. OPENING ITEMS
Subject 3. Invocation
Meeting Dec 22, 2016 Board of Directors Regular Meeting
Access Public
Type Procedural
A. OPENING ITEMS
(If absences occur, consider whether to deem those absences excused based on facts presented for the absence – such
determination shall be the permission required by law.)
Subject 4. Roll Call
Meeting Dec 22, 2016 Board of Directors Regular Meeting
Access Public
Type Procedural
A. OPENING ITEMS
Subject 5. Ceremonial Matters and Presentations
Meeting Dec 22, 2016 Board of Directors Regular Meeting
Access Public
Type Procedural
A. OPENING ITEMS
Unless directed otherwise by the Board of Directors, all actions shall be based on/memorialized by the latest document
submitted as a late communication.
Subject 6. Announcement of Late Communications
Meeting Dec 22, 2016 Board of Directors Regular Meeting
Access Public
Type Procedural
A. OPENING ITEMS
This time has been set aside for persons in the audience to make the Board of comments on items within the subject
matter jurisdiction of the Costa Mesa Sanitary District that are not listed on this agenda. Members of the public will have
the opportunity to address Directors about all other items on this agenda at the time those items are considered.
Under the provisions of the Brown Act, the Board of Directors is prohibited from taking action on oral requests but may
refer the matter to staff or to a subsequent meeting. The Board of Directors will respond after public comment has been
received. Please state your name. Each speaker will be limited to four (4) continuous minutes.
Subject 7. Public Comments
Meeting Dec 22, 2016 Board of Directors Regular Meeting
Access Public
Type Procedural
B. CONSENT CALENDAR
Motion & Voting
Subject 1. Approve Consent Calendar
Meeting Dec 22, 2016 Board of Directors Regular Meeting
Access Public
Type Action (Consent)
Recommended
Action
That the Board of Directors approve the Consent Calendar as presented.
That the Board of Directors approve the Consent Calendar as presented.
Motion by Arlene Schafer, second by Art Perry.
Final Resolution: Motion Carries
Aye: Arlene Schafer, Art Perry, Bob Ooten, Jim Ferryman, Mike Scheafer
B. CONSENT CALENDAR
Board of Directors Study Session (Tuesday, November 1, 2016)
Members present
Arlene Schafer, Art Perry, Bob Ooten, Jim Ferryman, Mike Scheafer
Members absent
None
Staff present
Scott Carroll (General Manager), Noelani Middenway (District Clerk), Robin Hamers (District Engineer), Elizabeth Pham
(Management Analyst II), Ed Roberts (Code Enforcement Officer)
Others present
Dean Ruffridge (CR&R), Lawrence Jones (CR&R), Mike Steward (resident), David Cordero (Communications LAB), Justin
Wallin (Probolsky Research)
Meeting called to order at 9:30 AM
A. OPENING ITEMS
Procedural: 1. Roll Call
The meeting was called to order at 9:30 A.M. All members of the Board of Directors were present.
Procedural: 2. Public Comments
President Scheafer opened public comments. Seeing no one from the public wishing to speak, President Scheafer closed
public comments.
B. ITEMS OF STUDY
Action, Presentation, Receive and File: 5. Citizens Survey
Recommendation: That the Board of Directors receive and file the report.
President Scheafer moved Item 5 to the beginning of the agenda.
Elizabeth Pham, Management Analyst II, introduced Justin Wallin of Probolsky Research to present the Citizens Survey
results.
Mr. Wallin provided an overview of the survey results and methodology.
The Board of Directors received the report and there were no further questions or discussion.
Action, Receive and File: 1. Organics Tonnage
Recommendation: That the Board of Directors receive and file the report.
Subject 2. Approve the Board of Directors Study Session Meeting Minutes of November 1, 2016
Meeting Dec 22, 2016 Board of Directors Regular Meeting
Access Public
Type Action (Consent)
Recommended
Action
That the Board of Directors approve the meeting minutes as presented.
Ms. Pham provided report details and noted an increase in organics tonnage by 3.4%.
Dean Ruffridge and Lawrence Jones of CR&R noted an anticipated increase in tonnage during the upcoming holidays.
The Board of Directors received the report and there were no further questions or discussion.
Action, Receive and File: 2. Code Enforcement Officer Report for September / October 2016
Recommendation: That the Board of Directors receive and file the report.
Ed Roberts, Code Enforcement Officer, provided report details for the months of September and October of 2016. He
noted an increase in trash carts in public view and shared the District's current policy regarding trash carts in public view.
Discussion followed regarding District policy in relation to alleys.
The Board of Directors directed staff to revise the Operations Code addressing trash carts left in alleys and bring the
revised policy to a future study session.
Secretary Ooten requested that Mr. Roberts compile a report of scavenging data in alleys.
There were no further questions or discussion and the report was received.
Action, Receive and File: 3. Door to Door HHW Program Update
Recommendation: That the Board of Directors receive and file the report.
Ms. Pham presented an analysis of the Door to Door HHW Program.
CR&R staff noted that HHW is picked up from the resident's door rather than the curb.
Discussion followed regarding the program specifications.
There were no further questions or discussion and the report was received.
Action, Discussion: 4. CMSD Holiday Party Oral Report
Recommendation: That the Board of Directors give staff direction on the date, time, and location of the CMSD annual
holiday party.
Scott Carroll, General Manager, proposed a staff and Board holiday luncheon at District headquarters in December. The
purpose for having a luncheon is to ensure every staff member can attend.
The Board of Directors directed staff to hold a catered holiday luncheon at CMSD headquarters and appointed Assistant
Secretary Schafer as Chair of the Board's holiday dinner. The holiday dinner will not be funded be CMSD.
There were no further questions or discussion.
Action, Discussion: 6. Costa Mesa Chamber of Commerce Oral Report
Recommendation: That the Board of Directors provide staff with direction.
Mr. Carroll introduced the item and opened it for discussion among the Board of Directors.
The Board of Directors directed staff to send a letter to the Chamber of Commerce.
C. ORAL COMMUNICATIONS & DIRECTOR COMMENTS
President Scheafer noted that there was a report by John Withers (Irvine Ranch Water District) at the Independent
Special Districts of Orange County (ISDOC) meeting regarding new Local Agency Formation Commission (LAFCO)
procedures in relation to consolidations.
Director Ferryman noted that he would not be available for the November 17, 2016 Board of Directors meeting.
Secretary Ooten commented regarding the distribution of the Citizens Survey results.
D. CLOSING ITEMS
Procedural: 1. Adjournment
President Scheafer adjourned the meeting at 10:57 A.M.
File Attachments
Minutes Study Session 20161101.pdf (38 KB)
Motion & Voting
That the Board of Directors approve the Consent Calendar as presented.
Motion by Arlene Schafer, second by Art Perry.
Final Resolution: Motion Carries
Aye: Arlene Schafer, Art Perry, Bob Ooten, Jim Ferryman, Mike Scheafer
B. CONSENT CALENDAR
Board of Directors Regular Meeting (Thursday, November 17, 2016)
Members present
Arlene Schafer, Art Perry, Bob Ooten, Mike Scheafer
Members absent
Jim Ferryman
Staff present
Scott Carroll (General Manager), Noelani Middenway (District Clerk), Alan Burns (District Counsel), Robin Hamers (District
Engineer), Wendy Davis (Finance Manager), Marc Davis (District Treasurer), Kaitlin Tran (Senior Accountant), Elizabeth
Pham (Management Analyst II)
Others present
Lawrence Jones (CR&R), Jim Mosher (resident)
Meeting called to order at 5:30 PM
A. OPENING ITEMS
Procedural: 1. Call to Order
President Scheafer called the meeting to order.
Procedural: 2. Pledge of Allegiance
Vice President Perry led the Pledge of Allegiance.
Procedural: 3. Invocation
Vice President Perry offered the invocation.
Procedural: 4. Roll Call
All members of the Board of Directors were present, except for Director Ferryman.
Procedural: 5. Ceremonial Matters and Presentations
None at this time.
Procedural: 6. Announcement of Late Communications
None at this time.
Procedural: 7. Public Comments
President Scheafer opened public comments. Seeing no one wishing to speak, President Scheafer closed public comments.
B. CONSENT CALENDAR
Subject 3. Approve the Board of Directors Regular Meeting Minutes of November 17, 2016
Meeting Dec 22, 2016 Board of Directors Regular Meeting
Access Public
Type Action (Consent)
Recommended
Action
That the Board of Directors approve the meeting minutes as presented.
Action (Consent): 1. Approve Consent Calendar
Recommendation: That the Board of Directors approve the Consent Calendar as presented.
Motion: To approve the Consent Calendar as presented.
Motion by Art Perry, second by Arlene Schafer.
Final Resolution: Motion Carries 401 with Jim Ferryman absent.
Aye: Arlene Schafer, Art Perry, Bob Ooten, Mike Scheafer
There were no further questions or discussion.
C. PUBLIC HEARINGS
D. GENERAL MANAGER'S REPORTS
Receive and File: 1. Receive and File November 8, 2016 Election Results
Recommendation: That the Board of Directors receive and file the report.
District Clerk, Noelani Middenway, reported that incumbents Arthur Perry and James Ferryman were reelected to the
Board of Directors and noted that the oath of office will be administered on Friday, December 2, 2016 at 9:00 A.M.
There were no questions or discussion and the report was received.
Action: 2. FY 201617 Budget Review First Quarter
Recommendation: That the Board of Directors receive and file the report.
This item was pulled and continued to a future meeting.
Receive and File: 3. Project No. 317 President Pump Station Force Main Replacement Designs [Receive and File]
Recommendation: That the Board of Directors receive and file the report.
General Manager, Scott Carroll, provided report details regarding Project #317.
There were no questions or discussion and the report was received.
Receive and File: 4. CCTV Pilot Program Update
Recommendation: That the Board of Directors receive and file the report.
Management Analyst II, Elizabeth Pham, provided report details regarding the implementation of a CCTV Pilot Program.
There were no questions or discussion and the report was received.
Receive and File: 5. Holiday Hours and Closures
Recommendation: That the Board of Directors receive and file the report.
General Manager, Scott Carroll, provided report details regarding the proposed holiday hours and closures.
There were no questions or discussion and the report was received.
E. ENGINEER'S REPORTS
Action: 1. Project Status Report
Recommendation: That the Board of Directors receive and file the report.
District Engineer, Rob Hamers, presented the Project Status Report.
There were no questions or discussion and the report was received.
F. TREASURER'S REPORTS
Action: 1. Investment Report for the Month of October 2016
Recommendation: That the Board of Directors receive and file the report.
District Treasurer, Marc Davis, presented the Investment Report and provided report details.
There were no questions or discussion and the report was received.
G. ATTORNEY'S REPORTS
Action: 1. Approve Settlement Agreement with Caltrans for Damage to Sewer Line for $41,293.50
Recommendation: That the Board of Directors approve the Settlement Agreement with Caltrans for Damage to Sewer
Line for $41,293.50.
District Counsel, Alan Burns, presented report details and shared the results of the settlement agreement.
Motion: To approve the Settlement Agreement with Caltrans for Damage to Sewer Line for $41,293.50.
Motion by Bob Ooten, second by Arlene Schafer.
Final Resolution: Motion Carries 401 with Jim Ferryman absent.
Aye: Arlene Schafer, Art Perry, Bob Ooten, Mike Scheafer
There were no questions or discussion.
H. LOCAL MEETINGS: In accordance with AB 1234 (Gov. Code 53232.3), a report is required to be given by a Director for
any meeting for which expense reimbursement of any kind is provided. Note: For meetings for which the per diem
compensation is sought, the Operations Code provides that such compensation is authorized for each day’s service
rendered as a Director at the request of the Board (not to exceed six days in one month), and certain meetings are
specified as being eligible as set forth in District Operations Code § 3.01.030. For meetings not so listed, the Board must
approve the service for it to be eligible for the per day compensation.
Information: 1. Orange County Sanitation District (OCSD) (Director Ferryman)
Secretary Ooten provided an overview of the OCSD meeting.
Information: 2. Santa Ana River Flood Protection Agency (SARFPA) (Vice President Perry)
Vice President Perry provided an overview of the SARFPA meeting.
Information: 3. Independent Special Districts of Orange County (ISDOC) (President Scheafer)
President Scheafer provided an overview of the ISDOC meeting. He noted that there was a LAFCO report by John Withers.
Information: 4. California Special Districts Association (CSDA) (Assistant Secretary Schafer)
Assistant Secretary Schafer provided an overview of this month's CSDA meetings.
Information: 5. Special District Risk Management Authority (SDRMA) (President Scheafer)
President Scheafer noted that there was no SDRMA meeting this month.
Information: 6. Other Meetings Qualifying for Reimbursement under CMSD Ordinance No. 55, Operations Code Section
3.01.030
Secretary Ooten noted that he attended the Water Advisory Committee of Orange County (WACO) meeting. He also
shared that he and Assistant Secretary Schafer attended the Costa Mesa Chamber of Commerce meeting.
Vice President Perry noted that he attended the Costa Mesa City Council Meeting.
President Scheafer provided a report regarding the Ad Hoc meetings about the prospective consolidation with Mesa Water
District.
I. OLD BUSINESS
None at this time.
J. NEW BUSINESS
None at this time.
K. ORAL COMMUNICATIONS AND DIRECTOR COMMENTS
President Scheafer provided comments regarding the Board of Directors election results.
Assistant Secretary Schafer shared that there will be Holiday Dinner with the Board of Directors and District department
managers.
L. ADJOURN TO CLOSED SESSION
The Board of Directors did not go into closed session.
M. RECONVENE TO OPEN SESSION
The Board of Directors did not go into closed session.
N. CLOSING ITEMS
Procedural: 1. Adjourn
President Scheafer adjourned the meeting at 6:25 P.M.
File Attachments
Minutes Regular Meeting 20161117.pdf (50 KB)
Motion & Voting
That the Board of Directors approve the Consent Calendar as presented.
Motion by Arlene Schafer, second by Art Perry.
Final Resolution: Motion Carries
Aye: Arlene Schafer, Art Perry, Bob Ooten, Jim Ferryman, Mike Scheafer
B. CONSENT CALENDAR
a. Directors' compensation for the month of November 2016
b. Directors' reimbursement of expenses for the month of November 2016
File Attachments
A Directors Compensation Report November 2016.pdf (1,497 KB)
B Directors Expense Reimbursement Report November 2016.pdf (1,313 KB)
Motion & Voting
Subject 4. Approve the Directors' Compensation and Reimbursement of Expenses
Meeting Dec 22, 2016 Board of Directors Regular Meeting
Access Public
Type Action (Consent)
Recommended
Action
That the Board of Directors approve the compensation and reimbursement of expenses as
presented.
That the Board of Directors approve the Consent Calendar as presented.
Motion by Arlene Schafer, second by Art Perry.
Final Resolution: Motion Carries
Aye: Arlene Schafer, Art Perry, Bob Ooten, Jim Ferryman, Mike Scheafer
B. CONSENT CALENDAR
File Attachments
Payroll Transparency Disclosure Nov 2016.pdf (890 KB)
Motion & Voting
Subject 5. Approve Payroll Transparency Disclosure for November 2016
Meeting Dec 22, 2016 Board of Directors Regular Meeting
Access Public
Type Action (Consent)
Recommended
Action
That the Board of Directors approve and file the report.
Goals 7.0 Finance
That the Board of Directors approve the Consent Calendar as presented.
Motion by Arlene Schafer, second by Art Perry.
Final Resolution: Motion Carries
Aye: Arlene Schafer, Art Perry, Bob Ooten, Jim Ferryman, Mike Scheafer
B. CONSENT CALENDAR
Summary
The following is a summary of the Sewer Lateral Assistance Program (SLAP) activity for the 20162017 fiscal year as of October 31,
2016:
Adopted SLAP Budget (181 Applications) $200,000
FY 1516 Carryover Budget (48 Applications) 54,616
Total Budget** $254,616
FY 1617 New Applications Received = 104
Applications Processed for Payment* = 70 $70,694
Applications In Process* = 82 90,200
Available SLAP Spots Based on Funding = 84 92,400
Total Projected Cost $253,294
* Includes applications started in prior fiscal year but completed in current fiscal year.
** Funds remaining at the end of the fiscal year will be carried forward.
Motion & Voting
Subject 6. Approve Sewer Lateral Assistance Program (SLAP) Update
Meeting Dec 22, 2016 Board of Directors Regular Meeting
Access Public
Type Action (Consent)
Recommended
Action
That the Board of Directors approve and file the report.
Goals 1.9 Sewer Lateral Assistance Program (SLAP)
That the Board of Directors approve the Consent Calendar as presented.
Motion by Arlene Schafer, second by Art Perry.
Final Resolution: Motion Carries
Aye: Arlene Schafer, Art Perry, Bob Ooten, Jim Ferryman, Mike Scheafer
B. CONSENT CALENDAR
File Attachments
WARRANT RESO 2017.pdf (340 KB)
Motion & Voting
Subject 7. Adopt Warrant Resolution No. CMSD 201706 Approving District Warrant Registers
Meeting Dec 22, 2016 Board of Directors Regular Meeting
Access Public
Type Action (Consent)
Recommended
Action
That the Board of Directors adopt Warrant Resolution No. CMSD 201706 approving District
warrants for the month of November 2016 in the amount of $1,166,911.98.
Goals 7.0 Finance
That the Board of Directors approve the Consent Calendar as presented.
Motion by Arlene Schafer, second by Art Perry.
Final Resolution: Motion Carries
Aye: Arlene Schafer, Art Perry, Bob Ooten, Jim Ferryman, Mike Scheafer
B. CONSENT CALENDAR
Staff Recommendation
That the Board of Directors directs staff to prepare a warrant to CR Transfer in the amount of $198,105.48 for November
2016 recycling and disposal services to be ratified in the December 2016 warrant register.
Costa Mesa Newport Beach Total
Residential Waste $142,033.09 $4,734.48 $146,767.57
Organics $48,925.03 $2,412.88 $51,337.91
Total Payment $198,105.48
Tonnage
Residential Waste 2,732.98 91.10 2,824.08
Organics 684.26 33.75 718.01
Total Tonnage 3,542.09
Public Notice Process
Copies of this report are on file and will be included with the complete agenda packet for the December 22, 2016 Board of
Directors Regular meeting at District Headquarters and posted on the District’s website.
Motion & Voting
Subject 8. Approve Contract Payment to CR Transfer for Recycling & Disposal Services
Meeting Dec 22, 2016 Board of Directors Regular Meeting
Access Public
Type Action (Consent)
Preferred Date Dec 22, 2016
Absolute Date Dec 22, 2016
Recommended
Action
That the Board of Directors directs staff to prepare a warrant to CR Transfer in the amount of
$198,105.48 for November 2016 recycling and disposal services to be ratified in the December
2016 warrant register.
That the Board of Directors approve the Consent Calendar as presented.
Motion by Arlene Schafer, second by Art Perry.
Final Resolution: Motion Carries
Aye: Arlene Schafer, Art Perry, Bob Ooten, Jim Ferryman, Mike Scheafer
B. CONSENT CALENDAR
Summary
The total occupancy count for November 2016 billing is 22,447, with twentyone (21) accounts added since the last
billing period.
The payment calculation is based on the following:
District Current Rate for November of 2016:
22,447 x $9.7954 = $219,877.34
Staff Recommendation
That the Board of Directors:
1. Accepts the occupancy count as presented using 22,447 as the correct number of active units.
2. Directs staff to prepare a warrant to CR&R Environmental Services for November 2016 collection based on this
occupancy report so long as the contractor fulfills the obligations of the agreement. Said payment in the amount of
$219,877.34 to be ratified in the December 2016 warrant list.
Public Notice Process
Copies of this report are on file and will be included with the complete agenda packet for the December 22, 2016 Board of
Directors Regular meeting at District Headquarters and posted on the District’s website.
File Attachments
CMSD Occupancy (REVISED) November 2016 Report.pdf (15 KB)
Motion & Voting
Subject 9. Approve Occupancy Report and Payment to CR&R Environmental Services
Meeting Dec 22, 2016 Board of Directors Regular Meeting
Access Public
Type Action (Consent)
Preferred Date Dec 22, 2016
Absolute Date Dec 22, 2016
Recommended
Action
That the Board of Directors:
1. Accept the occupancy count as presented using 22,447 as the correct number of active units.
2. Direct staff to prepare a warrant to CR&R Environmental Services for November 2016
collection based on this occupancy report so long as the contractor fulfills the obligations of the
agreement. Said payment in the amount of $219,877.34 to be ratified in the December 2016
warrant list.
That the Board of Directors approve the Consent Calendar as presented.
Motion by Arlene Schafer, second by Art Perry.
Final Resolution: Motion Carries
Aye: Arlene Schafer, Art Perry, Bob Ooten, Jim Ferryman, Mike Scheafer
B. CONSENT CALENDAR
Description
Solid Waste Fund:
Operating reserve
Equal to 30% of the operations budget of the Solid Waste Fund per Operations Code Section 4.030.020. The Operating
Reserve can only be accessed with prior Board approval.
Designated for revenue dry period
Equal to 5 months of budgeted expenditures for the fiscal year to cover the cash deficit during the period in which the
District does not receive any revenue.
Undesignated
Currently used for rate stabilization and payment of organics recycling costs.
Wastewater Fund:
Operating reserve
Equal to 25% of the operations budget of the Wastewater Fund per Operations Code Section 4.030.020. The Operating
Reserve can only be accessed with prior Board approval.
Reserved for emergency preparedness
Set aside for infrastructure improvements in the event of a catastrophic disaster.
Reserved for capital outlay
Set aside for capital improvement projects approved and budgeted by the Board, but which have not yet been completed.
Designated for revenue dry period
Equal to 5 months of budgeted expenditures for the fiscal year to cover the cash deficit during the period in which the
District does not receive any revenue.
Undesignated
Wastewater funds available to be appropriated by the Board.
Facilities Revolving Fund
Collection of fixture fees which is a restricted revenue source and can only be used for new sewer facilities.
Asset Replacement Fund
Accumulation of funds for replacement of vehicles, equipment and computers.
Asset Management Fund
Accumulation of funds in accordance with asset management model for longterm replacement of sewer pipes and related
infrastructure.
Legal Review
Legal review is not required.
Environmental Review
Subject 10. Approve Investment Report for the Month of November 2016
Meeting Dec 22, 2016 Board of Directors Regular Meeting
Access Public
Type Action (Consent)
Recommended
Action
Approve Investment Report for the month of November 2016.
Goals 7.0 Finance
Subject activity is exempt from the requirements of the California Environmental Quality Act (CEQA) (Public Resources
Code Section 21000 et. seq.). Section 15300.4 of CEQA allows an agency while establishing its own procedures “to list
those specific activities which fall within each of the exempt classes”, and the District has adopted “CEQA Guidelines and
Implementing Procedures” that state on page 6, “”Projects” does not include….C. Continuing administrative or
maintenance activities.”
Financial Review
The portfolio was budgeted to earn an average rate of 0.900% for the year ending June 30, 2017. Through November
30, 2016, the portfolio has earned a weighted average interest rate of 1.245%.
Public Notice Process
Copies of this report are on file and will be included with the entire agenda packet for the December 22, 2016 Board of
Directors regular meeting at District Headquarters (628 W. 19th Street) and on the District’s website at
www.cmsdca.gov.
Alternative Actions
Refer the matter back to staff.
File Attachments
November 2016 Investment Report.pdf (558 KB)
Motion & Voting
That the Board of Directors approve the Consent Calendar as presented.
Motion by Arlene Schafer, second by Art Perry.
Final Resolution: Motion Carries
Aye: Arlene Schafer, Art Perry, Bob Ooten, Jim Ferryman, Mike Scheafer
D. GENERAL MANAGER'S REPORTS
Summary
At this time, it is appropriate for the Board of Directors to consider appointing new officers of the Board, as well as
nominating and appointing Board Members to represent the District on local, regional, and statewide committees and
organizations.
Analysis
Costa Mesa Sanitary District Board Members are nominated and appointed to serve as the District's representatives on
several local, regional, and statewide committees and organizations. The following committees require the appointment of
a Board Member for a twoyear term:
Costa Mesa Sanitary District Board:
President
Vice President
Secretary
Assistant Secretary
Director
Orange County Sanitation District (OCSD) Board of Directors: Board Member + Alternate
Santa Ana River Flood Protection Agency (SARFPA): Board Member + Alternate
In addition to the above committees, Board Members may also serve on Independent Special Districts of Orange County
(ISDOC) and California Special Districts Association (CSDA). Appointments to these agencies are not required because the
representatives are elected by their peers.
The Board Members may participate in the appointment of themselves to other agencies and committees, pursuant to
Fair Political Practices Commission (FPPC) Regulation 18705.5, which provides that you are allowed to vote on
appointments to boards, joint powers authorities of other agencies, or to a standing or ad hoc committee of your own
agency, provided the District has adopted and posted on its website, on an FPCCapproved form, the name of the public
officer who has been appointed and the position and the name of any alternate, along with the term of the appointment.
Attached is the District's existing form, which shows officers appointed and their terms. If changes are made as a result of
action at the December Board Meeting, a new form will be posted showing those results.
At this time, it is appropriate to identify any additional committees and/or organizations that require CMSD
representation, nomination, and appointment of Board Members to said agencies.
Legal Review
Not applicable.
Environmental Review
There is no environmental impact associated with this item.
Financial Review
Not applicable.
Public Notice Process
Copies of this report are on file and will be included with the complete agenda packet for the December 22, 2016 Board of
Directors Regular Meeting at District Headquarters and posted on the District’s website.
Subject 1. Approve Board of Directors Nominations and Appointments
Meeting Dec 22, 2016 Board of Directors Regular Meeting
Access Public
Type Action
Recommended
Action
That the Board of Directors considers appointing new officers of the Board, as well as appointing
Board members to represent the District on local, regional, and statewide committees and
organizations.
Goals 5.0 Administrative Management
Alternative Actions
Other action as directed by the Board of Directors.
File Attachments
FORM_806.pdf (185 KB)
Motion & Voting
That the Board of Directors appoint Mike Scheafer to the office of President of the Costa Mesa
Sanitary District Board of Directors.
Motion by Art Perry, second by Bob Ooten.
Final Resolution: Motion Carries
Aye: Arlene Schafer, Art Perry, Bob Ooten, Jim Ferryman, Mike Scheafer
Substitute motion offered that the Board of Directors appoint Jim Ferryman to the office of Vice President of the Costa MesaSanitary District Board of Directors.
Motion by Art Perry, second by Arlene Schafer.
Final Resolution: Motion CarriesAye: Arlene Schafer, Art Perry, Bob Ooten, Jim Ferryman, Mike ScheaferD. GENERAL MANAGER'S REPORTS
File Attachments
2017 CMSD Meeting Calendar.pdf (234 KB)
Subject 2. Approve the 2017 Costa Mesa Sanitary District Meeting Calendar
Meeting Dec 22, 2016 Board of Directors Regular Meeting
Access Public
Type Action
Recommended
Action
That the Board of Directors approve the 2017 meeting calendar as presented.
D. GENERAL MANAGER'S REPORTS
Summary
At the December 13, 2016 Board of Directors Study Session, staff presented the Board with the Engineering
Technician classification for consideration in adopting to replace the Permit Technician classification. The Permit Technician
position has remained vacant since August 2016. Recruitment and retention have both proven to be a challenge for this
classification. Staff is recommending adoption of the Engineering Technician classification which would benefit the District
by allowing greater flexibility in the nature of technical work achievable through the Permit Office.
Analysis
At the December 13, 2016 Board of Directors Study Session, staff recommended that the Board adopt an Engineering
Technician classification to replace the current Permit Technician classification. Staff is bringing this to the Board for
adoption. The Permit Technician postilion has remained vacant since August 2016. Recruitment and retention have both
proven to be a challenge for this classification. The District has conducted five recruitments for this position since 2013.
The turnover costs for this position each time it is vacated, including separation, replacement and training costs, averages
$5,875 per recruitment. The education and experience requirements for the Permit Technician classification are as
follows:
Any combination of training and experience that would provide the required knowledge, skills, and abilities is qualifying. A
typical way to obtain the required qualifications would be:
Equivalent to the completion of the twelfth (12th) grade, supplemented with three related classes in either engineering
related coursework or in building code, electrical code, plumbing code and mechanical code and completion of a plan
review course at the college level; and one year administrative experience in a municipal or county building, engineering,
or planning function or equivalent private sector experience, including a high level of public contact and customer service.
The education and experience requirements stated above are not producing the candidates the District requires to fill this
unique position. Therefore, staff is recommending adoption of a new classification of Engineering Technician to replace the
Permit Technician. The Engineering Technician requires more of a technical skillset than the Permit Technician
classification. The Engineering Technician will require a mix of technical and soft skills with more of an emphasis on
technical skills than the Permit Technician classification. The requirements include knowledge of basic civil engineering
principles and practices; engineering plans, legal descriptions, rightofway procedures, drawings and blueprints; and
engineering and inspection principles and concepts. This new classification would allow greater flexibility in the nature of
technical work achievable through the permit office. The proposed education and experience required for the Engineering
Technician classification is:
Any combination of training and experience that would provide the required knowledge, skills, and abilities is qualifying. A
typical way to obtain the required qualifications would be:
Associate degree in Engineering or related field. One year customer service experience, including a high level of public
contact.
The Engineering Technician would also act as the District’s alternate inspector. The District currently contracts with
AndersonPenna Partners, Inc. for alternate inspector services at the rate of $50 per hour. Additionally, the Engineering
Technician would be available to provide backup final inspection services in the absence of the District’s regular
contracted inspector.
The Engineering Technician classification would also allow a staff person to train under the District Engineer and gain
experience toward earning their Professional Engineer License. In addition, the Engineering Technician would be
responsible for networking with partner agencies, such as the City of Costa Mesa, Newport Beach, and the County of
Subject 3. Approve Engineering Technician Position
Meeting Dec 22, 2016 Board of Directors Regular Meeting
Access Public
Type Action
Recommended
Action
The Board of Directors approves and adopts the Engineering Technician position classification,
salary range and job description.
Goals 6.0 Personnel/Organizational Management
Orange to maintain a friendly and professional relationship while educating their staff about the District’s review
requirements as it pertains to development within our service area.
A salary survey of comparison agencies in Orange County showed the average minimum annual salary for the
Engineering Technician classification is $56,650.40. The average maximum annual salary for this classification is
$75,960.00. The Permit Technician classification has a minimum annual salary of $49,578.53 and a maximum of
$66,931.01. Staff is suggesting the Board approve the placement of the Engineering Technician on the District's 2016
2017 Salary Range schedule on Range Number 36 ($56,093.55$75,726.30).
Upon approval of the Engineering Technician classification, staff will proceed with recruitment to acquire the best suited
talent for this position. This will include a strategy that focuses on recent college graduates and those at the entry level
for this field.
Legal Review
No legal review is required for adopting the Engineering Technician classification.
Environmental Review
The reclassification of the Permit Technician position is an administrative matter and is not a disturbance of the
environment similar to grading or construction and does not constitute a project under CEQA or the District’s CEQA
guidelines.
Financial Review
The average annual salary range in Orange County for the Engineering Technician classification is $56,650.40
$76,567.20. The District's Permit Technician classification annual salary range is $49,578.53 $66,931.01. There are
sufficient funds budgeted from the existing vacant Permit Technician to fund this position for the rest of the current fiscal
year.
Public Notice Process
Copies of this report are on file and will be included with the complete agenda packet for the December 22, 2016 Board of
Directors meeting at District Headquarters and posted on the District’s website.
Alternative Actions
1. Do not approve Engineering Technician classification.
2. Direct staff to come back with additional information.
File Attachments
CMSD Engineering Technician.pdf (42 KB)
Salary Study 2016 Engineering Technician.pdf (63 KB)
salary_schedule_effective_7.1.16_cola.pdf (108 KB)
D. GENERAL MANAGER'S REPORTS
Summary
The annual financial audit of the District has been completed. Attached to this report are the audited financial statements, the auditors’
report in accordance with Government Auditing Standards, and the auditors’ required communication for the fiscal year ended June 30,
2016. Scott Manno, Partner, Rogers, Anderson, Malody & Scott, LLP, which is the District’s independent audit firm that conducted the
annual audit
Analysis
Financial highlights for the fiscal year ended June 30, 2016 included:
Total assets of the District exceeded liabilities by $60,493,035. Of this amount, $18,144,094 is unrestricted and available to
meet the District’s ongoing obligations to its customers and creditors.
The net position may serve over time as a useful indicator of a government’s financial position. Net position of the District was
$60,493,035 and $59,829,080 for the fiscal years ended June 30, 2016 and June 30, 2015, respectively, a $663,955 increase.
As of June 30, 2016, unrestricted net position decreased to $18,144,094 from $20,726,351 in the prior fiscal year, or a
$2,582,257 decrease.
Net position of the Solid Waste Fund decreased $214,333 during the year ended June 30, 2016, which was attributable to the
adoption of a deficit budget to decrease the fund’s reserves. Expenses were projected to exceed revenues by $725,000;
however, revenues came in higher than budgeted and expenses came in lower than expected.
Net position of the Wastewater fund increased $604,650 during the year ended June 30, 2016. This was primarily attributable
to an increase in operating revenue which resulted from a 2% wastewater assessment rate increase, and increased permit and
inspection revenue due to increased development activity.
Legal Review
Not applicable.
Environmental Review
The preparation of financial statements is an administrative action that is categorically exempt under the California Environmental
Quality Act (CEQA) (Public Resources Code Section 21000 et. seq.) Section 15300.4 of CEQA allows an agency while establishing its
own procedures “to list those specific activities which fall within each of the exempt classes”, and the District has adopted “CEQA
Guidelines and Implementing Procedures” that state on page 6 “”Projects” does not include …. C. Continuing administrative or
maintenance activities.”
Financial Review
The cost of the annual audit was $9,695, which was included in the District’s budget.
Public Notice Process
Copies of this report are on file and will be included with the entire agenda packet for the January 28, 2016 Board of Directors regular
meeting at District Headquarters and on District’s website at www.cmsdca.gov.
Alternative Actions
Refer the matter back to staff
Attachments
1. Comprehensive Annual Financial Report for the Year Ended June 30, 2016.
Subject 4. Financial Statements for Year Ended June 30, 2016
Meeting Dec 22, 2016 Board of Directors Regular Meeting
Access Public
Type Action, Procedural
Recommended
Action
That the Board of Directors receive and file the Comprehensive Annual Financial Report, auditors’
report in accordance with Government Auditing Standards, and the auditors’ required
communication for the year ended June 30, 2016.
Goals 7.4 Produce a Comprehensive Annual Financial Report (CAFR)
7.0 Finance
2. Report on Internal Control Over Financial Reporting and on Compliance and Other Matters based on an Audit Performed in
Accordance with Government Auditing Standards (GAS).
3. SAS 114 Post Audit Communication Letter (ACL).
File Attachments
CMSD CAFR 2016.pdf (1,308 KB)
SAS 114 Post Audit Letter (002).pdf (561 KB)
Internal Control 2016 GAS.pdf (593 KB)
D. GENERAL MANAGER'S REPORTS
Summary
On July 28, 2016, the Board of Directors approved implementing a contract with Faubel Public Affairs and directed the
General Manager to sign said contract. Faubel, along with Curt Pringle & Associates, provided services described in
Attachment A and now the contract has expired.
Analysis
For the past four months, Faubel Public Affairs and Curt Pringle & Associates have been working with CMSD's ad hoc committee to
support the organization's current outreach program and government relations. Their services will be needed in 2017 and therefore
they have provided a proposal to extend the contract. Faubel is suggesting a one year extension, but staff is recommending the
contract be extended on a month to month basis to June 30, 2017 at which time staff will recommend extending the contract for another
six months or not
Legal Review
Not applicable at this time; however, if the Board approves the contract extension, District Counsel will review and approve the
extension before the contract is executed.
Environmental Review
The consideration of additional services by a consulting firm is an administrative matter and is not a disturbance of the environment
similar to grading or construction and does not constitute a project under CEQA or the District’s CEQA Guidelines.
Financial Review
The current contract with Faubel Public Affairs cost CMSD $30,000, which is $7,500 a month. The proposed contract extension will
increase the cost to $70,000 or $10,000 a month, but it should also be noted that CMSD will be receiving services from two consulting
firms for this price. This expense is not budgeted, so the Board would have to approve appropriation of $35,000 from fund balance in
the solid waste and $35,000 from contingency in the wastewater fund.
Public Notice Process
Copies of this report are on file and will be included with the entire agenda packet for the December 22, 2016 Board of
Directors meeting at District headquarters (290 Paularino Avenue) and on District’s website.
Alternative Actions
1. Do not approve the contract extension with Faubel Public Affairs.
File Attachments
Attachment B Faubel Contract Extension Proposal.pdf (299 KB)
Attachment A Contract Roger Faubel Public Affairs Inc..pdf (2,283 KB)
Motion & Voting
Subject 5. Approve Extending Faubel Public Affairs Agreement
Meeting Dec 22, 2016 Board of Directors Regular Meeting
Access Public
Type Action
Fiscal Impact Yes
Dollar Amount $70,000.00
Budgeted No
Recommended
Action
That the Board of Directors considers extending the Agreement with Faubel Public Affairs.
That the Board approve the appropriation of $35,000 from fund balance in the solid waste and
$35,000 from contingency in the wastewater fund.
Goals 5.0 Administrative Management
That the Board of Directors considers extending the Agreement with Faubel Public Affairs.
Motion by Bob Ooten, second by Art Perry.
Final Resolution: Motion Carries
Aye: Arlene Schafer, Art Perry, Bob Ooten, Jim Ferryman, Mike Scheafer
That the Board approve the appropriation of $35,000 from fund balance in the solid waste and $35,000 from
contingency in the wastewater fund.
Motion by Bob Ooten, second by Art Perry.
Final Resolution: Motion Carries
Aye: Arlene Schafer, Art Perry, Bob Ooten, Jim Ferryman, Mike Scheafer
D. GENERAL MANAGER'S REPORTS
Summary
On May 10, 2016 staff presented to the Board some options for implementing a Grease Control Device Installation Assistance Program.
The Board directed staff to report back with a hot spot area CMSD can focus on and evaluate the effectiveness of such a program.
Staff suggested 17th and 19th Streets would be good places to start.
Analysis
Per the District’s FOG Control Program, grease interceptors are required if the establishment is: 1) new construction of an FSE, 2) an
FSE undergoing change in ownership, 3) an existing FSE undergoing change in operations, or 4) an existing FSE undergoing a
remodel that includes underslab plumbing, increased seating, increased kitchen area, or changes to the size or type of food
preparation equipment.
Every quarter the District’s Hot Spot Committee, that includes the general manager, district engineer, wastewater maintenance
superintendent, EEC Environmental, and the cleaning crew, meet to discuss current cleaning procedures, methods and/or programs
that can eliminate hot spots. The Committee learned from the cleaning crew that they are experiencing heavy grease when cleaning
the mainline on 19th Street and Newport Blvd. Most FSEs on 19th Street and Newport Blvd are exempt for installing grease
interceptors because they were grandfathered in with the District adopted its FOG Control Program. Furthermore, these FSEs are small
family owned businesses that may not be able to afford grease interceptors.
On May 10, 2016, staff recommended the Board consider a program similar to the Sewer Lateral Assistance Program (SLAP), where
CMSD can assist small familyowned FSEs procure and install grease interceptors by reimbursing them for the expenses. The Board
directed staff to report back with a hot spot area CMSD can focus on and evaluate the effectiveness of such a program. Staff suggested
17th and 19th Streets would be good places to start. On 19th Street there are four FSEs that are significant offenders of CMSD's FOG
Control Program. However, three out of the four FSEs would require a gravity grease interceptor (GGI) or a large Hydromechanical
Grease Interceptor (HGI). Both interceptors would be stored underground, require plumbing and will cost between
$30,000 to $50,000, assuming there are no issues with the plumbing and installation. The Board envision reimbursing
FSEs up to $2,500 for small grease interceptors that can be installed underneath sinks. There is only one hotspot on
19th Street that requires quarterly cleaning (once every three months). The annual cost to cleaning this hotspot is less
than $1,000, so staff believes 19th Street is not a good target area for this program and it is more cost effective to
continue cleaning the hotspot on a quarterly basis.
17th Street is very similar to 19th Street. There are six FSEs that are significant offenders of CMSD's FOG Control
Program and half of them would require a GGI or a HGI at $30,000 to $50,000. The remaining three FSEs could install a
small HGI for $5,000, which means CMSD would be contributing $7,500 under the proposed Grease Control Device
Installation Assistance Program (CMSD contributing 50% of the cost), but 17th Street has only one hotspot. This hotspot
requires quarterly cleaning at an annual expense of less than $1,000. Furthermore, CMSD's inspection costs from EEC
Environmental would increase because of the additional interceptors installed.
Therefore, based on further analysis of this program, staff is not recommending the implementation of a Grease Control
Device Installation Assistance Program. Staff is recommending that CMSD continue status quo cleaning of FOG related
hot spots as well as being proactive by encouraging FSEs use best management practices for FOG.
Legal Review
Subject 6. Grease Control Device Installation Assistance Program
Meeting Dec 22, 2016 Board of Directors Regular Meeting
Access Public
Type Action
Fiscal Impact No
Budgeted No
Recommended
Action
That the Board of Directors:
1. Does not approve a Grease Control Device Installation Assistance Program;
2. Direct staff to continue status quo cleaning of FOG related hot spots; and
3. Continue encouraging Food Service Establishments (FSEs) use best management practices for
Fats, Oil and Grease (FOG)
Goals 1.8 Fats, Oil & Grease (FOG) Program
1.3 Reduce Hot Spot Locations to less than 30
1.0 Sewer Infrastructure
Not applicable
Environmental Review
The consideration of a funding program for grease interceptors is an administrative matter and is not a disturbance of the environment
similar to grading or construction and does not constitute a project under CEQA or the District’s CEQA Guidelines. Should the District
choose to partially fund the installation of gravity grease interceptors and the result is a restaurant excavating for installation, this action
is also exempt as a minor modification to an existing sewer system.
Financial Review
There are no funds budgeted for implementing the Grease Control Device Installation Assistance Program. If the Board wanted to
adopt this program than an appropriation from the contingency account in the Wastewater fund would be required.
Public Notice Process
Copies of this report are on file and will be included with the entire agenda packet for the December 22, 2016 Board of
Directors meeting at District headquarters (290 Paularino Avenue) and on District’s website.
Alternative Actions
1. Direct staff to implement a Grease Control Device Installation Assistance Program.
2. Direct staff to report back with more information.
Motion & Voting
That the Board of Directors:
1. Does not approve a Grease Control Device Installation Assistance Program;
2. Direct staff to continue status quo cleaning of FOG related hot spots; and
3. Continue encouraging Food Service Establishments (FSEs) use best management practices for Fats, Oil and Grease
(FOG)
Motion by Art Perry, second by Bob Ooten.
Final Resolution: Motion Carries
Aye: Arlene Schafer, Art Perry, Bob Ooten, Jim Ferryman, Mike Scheafer
D. GENERAL MANAGER'S REPORTS
Summary
Current CMSD code requires private property owners to closed circuit televise (CCTV) their lateral whenever a building conversion,
remodel or an enlargement occurs. However, on occasion property owners will propose multiple additions or enlargements within one
year and staff believes it is impractical for property owners to CCTV their lateral several times in one year. The attached ordinance will
clean up this policy.
Analysis
When property owners and/or developers submit proposals for building remodels of a certain value or enlarge their facility at least 300
square feet, CMSD will require a copy of a CCTV showing their lateral is in good shape and does not pose any risks of having sanitary
sewer overflows (SSO). The CCTV is valid for one year, but sometimes property owners and/or developers will perform multiple
additions or enlargements during the course of one year. Under the current code property owners/developers would be required to
submit additional CCTVs within one year and staff believes that is not practical because we would already know the condition of their
lateral. The attached ordinance cleans up the current policy where it will be unnecessary to submit more than one CCTV if property
owners/developers have multiple additions or enlargements within a one year period and the first CCTV shows the lateral is in good
condition.
Legal Review
District Counsel has prepared and approved the attached ordinance.
Environmental Review
The consideration of waiving the requirement for CCTV of a lateral under certain circumstances is an administrative matter and is not a
disturbance of the environment similar to grading or construction and does not constitute a project under CEQA or the District’s CEQA
Guidelines.
Financial Review
There are no financial impacts to CMSD for adopting the attached ordinance.
Public Notice Process
Copies of this report are on file and will be included with the complete agenda packet for the December 22, 2016 Board of Directors
meeting at District Headquarters (290 Paularino Avenue) and posted on the District’s website.
Alternative Actions
1. Do not adopt the ordinance and direct staff to report back with more information.
File Attachments
Ordinance No. 2016116 CCTV Inspection.docx (16 KB)
Motion & Voting
Subject 7. Adopt Ordinance No. 2016116 Authorizing Recent CCTV Inspections To Be Used
For Other Construction Within The Year
Meeting Dec 22, 2016 Board of Directors Regular Meeting
Access Public
Type Action
Fiscal Impact No
Budgeted No
Recommended
Action
That the Board of Directors adopt Ordinance No. 2016116
Goals 1.0 Sewer Infrastructure
That the Board of Directors adopt Ordinance No. 2016116 Authorizing Recent CCTV Inspections To Be Used For Other
Construction Within The Year.
Motion by Art Perry, second by Bob Ooten.
Final Resolution: Motion Carries
Aye: Arlene Schafer, Art Perry, Bob Ooten, Jim Ferryman, Mike Scheafer
D. GENERAL MANAGER'S REPORTS
Summary
Construction of the improvements was completed on November 11, 2016, therefore, it is appropriate for CMSD to accept the
improvements and file a notice of completion.
Analysis
On August 16, 2016, the Board of Directors approved a contract with Kinney Construction for $750,308 to perform facility improvements
at CMSD's new headquarters, which is located at 290 Paularino Avenue. The improvements included a new Board/community room,
ADA compliant restrooms, a new room designated as CMSD's Emergency Operations Center (EOC), creating a permits office, flooring,
painting, installing a flag pole, etc.
The Board approved a contingency budget that was ten percent of the construction cost, which totaled $75,030. The General Manager
had authority to approve change orders as long as the total amount did not exceed ten percent of the construction budget. Any change
orders that exceeded the ten percent contingency budget must be approved by the Board. The General Manager approved 33
changes orders totaling $74,939; however, during final inspection the City of Costa Mesa required additional work that was not
expected, which exceeded the ten percent contingency budget. The additional work required by the City was electrical work and an
HVAC air balance for the entire building. The total cost that needs approval by the Board is $8,237. Attached is a breakdown
description of the 33 change orders approved by the General Manager.
Legal Review
Not applicable
Environmental Review
The Board has previously determined that the purchase and use of the building as District headquarters will be similar to its existing
use as professional office use and is therefore exempt from CEQA as a minor alteration of an existing structure or facility (15 Cal Code
Regs Sec 1530), as a conversion of an existing structure from one use to another with only minor exterior modifications (15 Cal Code
Regs 15303) and as an infill development project (15 Cal Code Regs 153040).
Financial Review
The total cost for this project, including the contingency budget is $833,484. On April 18, 2016 the Board of Directors approved a
budget of $845,000 for facility improvements at 290 Paularino Avenue, so the total actual cost is within budget.
Public Notice Process
Copies of this report are on file and will be included with the complete agenda packet for the December 22, 2016 Board of Directors
meeting at District Headquarters (290 Paularino Avenue) and posted on the District’s website.
Alternative Actions
1. Refer the matter back to staff for additional information.
Subject 8. Acceptance of Improvements 290 Paularino Avenue Facility Improvements
Meeting Dec 22, 2016 Board of Directors Regular Meeting
Access Public
Type Action
Fiscal Impact Yes
Dollar Amount $833,484.00
Budgeted Yes
Recommended
Action
That the Board of Directors approves the following action:
1. Approve Change Orders 34 and 35 totaling $8,237;
2. Accept improvements as completed and file a Notice of Completion;
3. Authorize payment of 5% retention 35 days after Notice of Completion is recorded; and
4. Exonerate Labor and Material Bond 35 days after Notice of Completion is recorded and
exonerate Faithful Performance Bond one year after Notice of Completion is recorded.
Goals 4.0 Community Outreach & Communications
4.2 Community open house
5.0 Administrative Management
5.1 Develop a future plan for operational facilities adequacy
File Attachments
Notice of Completion.docx (15 KB)
Attachment A Change Orders.xlsx (63 KB)
Motion & Voting
That the Board of Directors approves the following action:
1. Approve Change Orders 34 and 35 totaling $8,237;
2. Accept improvements as completed and file a Notice of Completion;
3. Authorize payment of 5% retention 35 days after Notice of Completion is recorded; and
4. Exonerate Labor and Material Bond 35 days after Notice of Completion is recorded and exonerate Faithful
Performance Bond one year after Notice of Completion is recorded.
Motion by Arlene Schafer, second by Art Perry.
Final Resolution: Motion Carries
Aye: Arlene Schafer, Art Perry, Bob Ooten, Jim Ferryman, Mike Scheafer
D. GENERAL MANAGER'S REPORTS
Summary
On July 31, 2013, the Board of Directors approved implementing new procedures for sponsoring organizations and/or
events. Staff is providing the Board of Directors with a CMSD Contribution Program Eligibility Application to sponsor the
Estancia High School Baseball Team.
Analysis
On July 31, 2013, the Board approved new procedures to determine if the District can officially sponsor events and/or
nonprofit organizations. Before the District can be a sponsor, the Board must follow the following procedures.
Establish the purpose CMSD is trying to serve by being a sponsor. This purpose must be established as one of
CMSD’s statutory powers or a power that would be incidental to those purposes. For example, CMSD purposes are
to properly treat wastewater, to prevent SSOs, to reduce landfill dumping, and to recycle.
Describe how the expenditures will advance CMSD’s purpose.
Placing a 3' x 5' banner on the baseball stadium outfield fence that promotes recycling such as organics, alkaline batteries,
and/or cooking grease will advance CMSD's purpose because the banner will educate those attending baseball games and
other school activities that programs exist in the community and the banner will encourage people living in our service
area to participate in CMSD recycling programs.
Legal Review
Not applicable
Environmental Review
The consideration of monetary sponsorship in exchange for the ability to further publicize District programs is not a
disturbance of the environment similar to grading or construction and does not constitute a project under CEQA or the
District’s CEQA Guidelines.
Financial Review
There are sufficient funds budgeted in the Board’s Public Info/Education/Community Promotion account to cover the cost
to sponsor Estancia High School Baseball Team. On June 23, 2016, the Board approved a stadium banner for the
Estancia High School Football Team for $500 and on July 28, 2016, the Board approved two stadium banners for Costa
Mesa High School Football team at $500 per banner. Staff believes a $500 contribution to the Estancia High School
Baseball Team is appropriate. This cost is split 50%/50% from the Solid and Wastewater Funds.
Public Notice Process
Copies of this report are on file and will be included with the complete agenda packet for the December 22, 2016 Board of
Directors regular meeting at District Headquarters (290 Paularino Avenue) and posted on the District’s website.
Alternative Actions
Subject 9. Approve Estancia High School Baseball Team Contribution Program Eligibility
Application
Meeting Dec 22, 2016 Board of Directors Regular Meeting
Access Public
Type Action
Fiscal Impact Yes
Dollar Amount $500.00
Budgeted Yes
Recommended
Action
That the Board of Directors approves the Contribution Program Eligibility Application from the
Estancia High School Baseball Team.
Goals 4.4 District branding
4.0 Community Outreach & Communications
3.2 Strengthen our ties with local governments, Special districts and educational institutions
3.00 Partnerships
1. Determine that no purpose exists for sponsoring Estancia High School Baseball Team.
2. Refer the matter back to staff.
File Attachments
Estancia HS Baseball Team Contribution App.pdf (1,150 KB)
Motion & Voting
That the Board of Directors approves the Contribution Program Eligibility Application from the Estancia High School
Baseball Team in the amount of $500.00.
Motion by Art Perry, second by Jim Ferryman.
Final Resolution: Motion Carries
Aye: Arlene Schafer, Bob Ooten, Jim Ferryman, Mike Scheafer
Not Present at Vote: Art Perry
D. GENERAL MANAGER'S REPORTS
Summary
On July 31, 2013, the Board of Directors approved implementing new procedures for sponsoring organizations and/or
events. Staff is providing the Board of Directors with a CMSD Contribution Program Eligibility Application to sponsor the
Costa Mesa Community Run (CMCR) 10th Anniversary.
Staff Recommendation
That the Board of Directors considers sponsoring the Costa Mesa Community Run's 10th Anniversary at the $500 level.
Analysis
On July 31, 2013, the Board approved new procedures to determine if the District can officially sponsor events and/or
nonprofit organizations. Before the District can be a sponsor, the Board must follow the following procedures:
Establish the purpose the District is trying to serve by being a sponsor. This purpose must be established as one of
the District’s statutory powers or a power that would be incidental to those purposes. For example, District
purposes are to properly treat sewage, to prevent SSOs, to reduce landfill dumping, and to recycle.
Describe how the expenditures will advance CMSD’s purpose.
The District made the following contributions to the CMCR in previous years:
2013 $250
2014 $1000
2015 $500
2016 $500
The proceeds from the event benefit schools in Costa Mesa that support enrichment programs and provide funding for
supplemental books and science equipment. The event organizers expect over 1,000 people to attend the event on
Saturday, April 22, 2017 and have indicated that approximately 80% of the attendants are from Costa Mesa. The purpose
of sponsoring the event is to increase the community outreach and to promote District programs. As a sponsor at the
$500 level, the District will have a booth at the event, 2 complimentary race registrations, and logo placement on CMCR
advertising.
Legal Review
Not applicable at this time.
Environmental Review
The consideration of a monetary contribution to a nonprofit organization to be used as a vehicle for promoting a District
recycling program is an administrative matter and is not a disturbance of the environment similar to grading or
construction and is not a project under CEQA or the District’s CEQA Guidelines.
Financial Review
Subject 10. Approve the Costa Mesa Community Run 10th Anniversary Contribution Program
Application
Meeting Dec 22, 2016 Board of Directors Regular Meeting
Access Public
Type Action
Preferred Date Dec 22, 2016
Absolute Date Dec 22, 2016
Fiscal Impact Yes
Dollar Amount $500.00
Budgeted Yes
Budget Source Public Info/Ed/Community Prom (101001004420)
Recommended
Action
That the Board of Directors considers sponsoring the Costa Mesa Community Run's 10th
Anniversary at the $500 level.
Goals 3.5 Participate in community groups and civic organization activities
There are sufficient funds budgeted in the Board’s Public Info/Education/Community Promotion account to cover the cost
to sponsor the Costa Mesa Community Run. Staff recommends a $500 sponsorship participation to be consistent with
prior years. This cost is split 50%/50% from the Solid and Wastewater Funds.
Public Notice Process
Copies of this report are on file and will be included with the complete agenda packet for the December 22, 2016 Board of
Directors Regular Meeting at District Headquarters and posted on the District’s website.
Alternative Actions
1. Determine that no purpose exists for sponsoring the Costa Mesa Community Run.
2. Approve an alternative sponsorship amount.
3. Refer the matter back to staff.
File Attachments
CMRun_contribution_application.pdf (1,798 KB)
Motion & Voting
That the Board of Directors considers sponsoring the Costa Mesa Community Run's 10th Anniversary at the $500 level.
Motion by Bob Ooten, second by Arlene Schafer.
Final Resolution: Motion Carries
Aye: Arlene Schafer, Art Perry, Bob Ooten, Jim Ferryman, Mike Scheafer
D. GENERAL MANAGER'S REPORTS
Summary
Tonight, the Board of Directors will be considering awarding a contract to replace the Victoria Pump Station Force Main.
There are not sufficient funds available for the award to the lowest bidder plus a 10% contingency. Staff is requesting a
transfer of $133,000 from President Pump Station Rehab Project #317 to Victoria Force Main Upgrade Project #313. If
the Board approves the transfer of funds and the contract, the General Manager will approve the contract administration
and inspection proposal from Robin B. Hamers & Associates, Inc. for $24,640.
Analysis
The Victoria Pump Station Force Main is 42 years old and made of cast iron pipe, making it very susceptible to corrosion.
Later tonight staff is recommending awarding a contract to replace the force main to the lowest bidder GCI Construction,
Inc for $377,620. The total budget for this project is $320,000 therefore staff is requesting the transfer of $133,000
from President Pump Station Rehab #317 to Victoria Force Main Upgrade #313. The budget for President Pump
Station Project #317 is $1,467,000 the Engineer's estimate for Project #317 is $1,200,000 which leaves $267,000
available. Staff is only requesting the transfer of $133,000 for Project #313 as follows:
Estimated Costs:
Construction lowest bidder $ 377,620
Contingency 10% $ 37,762
Design Services/R. Hamers $ 12,460
Contract Mgt/Inspection Services/R. Hamers $ 24,640
Total Cost $452,482
Budgeted Amount $320,000
Funds needed: $132,482
If the Board approves the budget transfer and awards a construction contract to replace the force main, CMSD will need
someone to administer the contract and inspect the workmanship of the contractor. Robin B. Hamers & Associates, Inc.
(RBH) submitted a proposal to perform contract administration and inspection services. The proposal, which is attached,
is 6.5% of the construction cost. Industry standard for contract administration and inspection services is 10%
of construction costs. The general manager is approving RBH proposal because it is well below the industry standard and
it is highly unlikely CMSD can obtain a lower costs through a regular request for proposal process.
Legal Review
Not applicable.
Environmental Review
The replacement of a force main with a new force main of the same size for the same rate of flow as shown on the plans for Project #313 is
categorically exempt under the California Environmental Quality Act (CEQA) (Public Resources Code Section 21000 et. seq.) under Section 15302 as
a “Class 2” project as stated under 15302(c) “Replacement or reconstruction of existing utility systems and/or facilities involving negligible
or no expansion of capacity“.
Financial Review
Currently, there is not enough money in Project #313 budget. Staff is requesting the transfer of $133,000 from
the President Pump Station Project #317 budget which is $1,467,000. The Engineer's estimate for Project #317 is
$1,200,000 which leaves $267,000 available. Staff is only requesting the transfer of $133,000 for Project #313. In
accordance with CMSD Operations Code Section 4.03.010(h), the General Manager has the authority to transfer up to
fifty thousand dollars ($50,000) from savings, from account to account or between personnel, maintenance & operations
and capital outlay unless otherwise prohibited by law.
Public Notice Process
Copies of this report are on file and will be included with the complete agenda packet for the December 22, 2016 Board of
Directors meeting at District Headquarters (290 Paularino Avenue) and posted on the District's website.
Subject 11. Project #313 Victoria Pump Station Force Main Replacement Budget Transfer
Meeting Dec 22, 2016 Board of Directors Regular Meeting
Access Public
Type Action, Receive and File
Recommended
Action
1. Approve the transfer of $133,000 from President Pump Station Rehab Project #317 to Victoria
Force Main Upgrade Project #313
Goals 1.0 Sewer Infrastructure
1.4 System Wide Sewer Replacement and Repair Program
Alternative Actions
1. Do not approve transfer, rescind the General Manager's approval to award contract administration and
inspection services to Robin B. Hamers & Associates, Inc., and refer the matter back to staff.
Motion & Voting
1. Approve the transfer of $133,000 from President Pump Station Rehab Project #317 to Victoria Force Main Upgrade
Project #313
Motion by Jim Ferryman, second by Art Perry.
Final Resolution: Motion Carries
Aye: Arlene Schafer, Art Perry, Bob Ooten, Jim Ferryman, Mike Scheafer
E. ENGINEER'S REPORTS
File Attachments
CIP Updates December 2016 mtg.pdf (29 KB)
Subject 1. Project Status Report
Meeting Dec 22, 2016 Board of Directors Regular Meeting
Access Public
Type Action, Receive and File
Recommended
Action
The Board of Directors receive and file the report.
Goals 1.4 System Wide Sewer Replacement and Repair Program
1.1 Manhole Cover Maintenance Program
1.0 Sewer Infrastructure
E. ENGINEER'S REPORTS
Summary
Construction of the improvements was completed on November 28, 2016, therefore, it is appropriate for the District to accept the
improvements and file a notice of completion.
The purpose of the project was to replace the 60year old Harbor Pump Station sewer force main at Harbor Blvd. and Wilson Street
prior to the existing force main reaching the end of its life expectancy.
Staff Recommendation
That the Board of Directors approves the following action:
1. Accept improvements as completed and file a Notice of Completion.
2. Authorize payment of 5% retention 35 days after Notice of Completion is recorded.
3. Exonerate Labor and Material Bond 35 days after Notice of Completion is recorded and exonerate Faithful Performance
Bond one year after Notice of Completion is recorded.
Analysis
The Harbor Pump Station is located on the south side of Wilson Street just west of the intersection with Harbor Blvd. The force main
begins at the pump station and then crosses the intersection in an easterly direction and discharges into a manhole on the east side of
the intersection. Because a temporary hose cannot be used across the intersection, bypassing the pump station in order to rehabilitate
the existing force main was not feasible so the decision was made to install a new force main.
Because of the heavy traffic flows and pedestrian traffic in the intersection, instead of traditional excavation and trenching for a new
force main, nodig technologies were investigated and horizontal directional drilling was selected as the preferred method. The
method was successful and the actual installation of the pipe was completed in two nights.
Notification of the project was handled with electronic message boards, distribution of resident and business flyers, advance
notification on the District's website, and notification on the city's website. Traffic control plans and detour plans were prepared and
served to minimize traffic impacts. The City of Costa Mesa was very cooperative and extended work hours at critical times during the
project.
Legal Review
The Attorney for the District prepared the construction contract for the work.
Environmental Review
The replacement of a force main with a new force main of the same size for the same rate of flow as shown on the plans for Project
#200B is categorically exempt under the California Environmental Quality Act (CEQA) (Public Resources Code Section 21000 et.
seq.) under Section 15302 as a “Class 2” project as stated under 15302(c) “Replacement or reconstruction of existing utility
systems and/or facilities involving negligible or no expansion of capacity“.
Financial Review
The budget for #200B Harbor was $321,868, the total spent to date is $291,553 leaving an available budget of $30,315
therefore there are sufficient funds available.
Public Notice Process
Copies of this report are on file and will be included with the agenda packet for the December 22, 2016 Board of Directors regular
meeting at District Headquarters and on the District’s website.
Alternative Actions
1. Refer the matter back to staff for additional information.
Subject 2. Acceptance of Improvements Project #200B Harbor Pump Station Sewer Force
Main Replacement
Meeting Dec 22, 2016 Board of Directors Regular Meeting
Access Public
Type Action
Goals 1.4 System Wide Sewer Replacement and Repair Program
File Attachments
Notice of Completion #200B.112816.docx (15 KB)
Motion & Voting
(not specified)
Motion by Bob Ooten, second by Arlene Schafer.
Final Resolution: Motion Carries
Aye: Arlene Schafer, Art Perry, Bob Ooten, Jim Ferryman, Mike Scheafer
E. ENGINEER'S REPORTS
Summary
The District's force main replacement program is an integral part of the District's asset management program due to the
potential large spill volumes associated with force main (pressurized sewer main) failures. Victoria force main was part of
four force mains originally planned for replacement in 2013. The other three force mains are either complete (Harbor,
Mendoza), or already awarded to a contractor (South Coast Plaza). Of the four, Victoria was the youngest at 43 years old
so it is being replaced last. The goal of the program is to replace the force mains prior to reaching the end of their life
expectancies. The existing force main pipe will be left in place in the event the District decides to rehabilitate the line as a
secondary, parallel force main.
Analysis
Bids were opened on December 9, 2016 and the results are as follows:
Engineer's Estimate $390,000.
GCI Construction, Inc. $377,620.
Roberts, Inc. $379,100.
GRFCO, Inc. $424,000
United Engineering & Const $450,858.
Ramona, Inc. $675,000.
Staff checked the licensing requirements and references for the low bidder, GCI Construction, Inc. and found everything
in order, therefore, a recommendation to award the contract is being made.
Although Victoria Street has heavy traffic, the location of the east end of the new force main renders the use of
drilling impracticable. The project terminates just west of the intersection of Habor and Victoria but if drilling was selected
as the installation method, drilling equipment and pipe would extend into the intersection. Therefore, traditional open cut
was selected as the installation method.
Legal Review
District Counsel will be preparing the construction contract for the project.
Environmental Review
The replacement of a force main with a new force main of the same size for the same rate of flow as shown on the plans for Project
#313 is categorically exempt under the California Environmental Quality Act (CEQA) (Public Resources Code Section 21000 et. seq.)
under Section 15302 as a “Class 2” project as stated under 15302(c) “Replacement or reconstruction of existing utility systems
and/or facilities involving negligible or no expansion of capacity“.
Financial Review
Project #313 is budgeted at $320,000 which is not sufficient to fund the award of this contract plus contingency of 10%.
Staff's total new estimated cost for this project is $453,000. An earlier staff report is asking for a transfer of $133,000
from Project #317 President Pump Station Rehab. The District Engineer feels there are surplus funds in Project #317
budgeted amount of $1,467,000 which he estimates should only cost $1,200,000.
Public Notice Process
Copies of this report are on file and will be included with the entire agenda packet for the December 22, 2016 Board of
Directors regular meeting at District Headquarters and on District's website.
Subject 3. Project #313 Victoria Pump Station Force Main Replacement; Bid Opening and
Award of Contract
Meeting Dec 22, 2016 Board of Directors Regular Meeting
Access Public
Type Action
Recommended
Action
1. Award a contract to the lowest responsive and responsible bidder, GCI Construction, Inc. in
the amount of $377,620.
2. Approve a contingency of 10% in the amount of $37,762.
Goals 1.0 Sewer Infrastructure
Alternative Actions
1. Do not award the project to GCI Construction, Inc.
2. Refer the matter back to staff for additional information.
Motion & Voting
1. Award a contract to the lowest responsive and responsible bidder, GCI Construction, Inc. in the amount of
$377,620.
2. Approve a contingency of 10% in the amount of $37,762.
Motion by Arlene Schafer, second by Bob Ooten.
Final Resolution: Motion Carries
Aye: Arlene Schafer, Art Perry, Bob Ooten, Jim Ferryman, Mike Scheafer
H. LOCAL MEETINGS: In accordance with AB 1234 (Gov. Code 53232.3), a report
is required to be given by a Director for any meeting for which expense
reimbursement of any kind is provided. Note: For meetings for which the per
diem compensation is sought, the Operations Code provides that such
compensation is authorized for each day’s service rendered as a Director at the
request of the Board (not to exceed six days in one month), and certain
meetings are specified as being eligible as set forth in District Operations Code §
3.01.030. For meetings not so listed, the Board must approve the service for it to
be eligible for the per day compensation.
Subject 1. Orange County Sanitation District (OCSD) (Director Ferryman)
Meeting Dec 22, 2016 Board of Directors Regular Meeting
Access Public
Type Information
H. LOCAL MEETINGS: In accordance with AB 1234 (Gov. Code 53232.3), a report
is required to be given by a Director for any meeting for which expense
reimbursement of any kind is provided. Note: For meetings for which the per
diem compensation is sought, the Operations Code provides that such
compensation is authorized for each day’s service rendered as a Director at the
request of the Board (not to exceed six days in one month), and certain
meetings are specified as being eligible as set forth in District Operations Code §
3.01.030. For meetings not so listed, the Board must approve the service for it to
be eligible for the per day compensation.
Subject 2. Santa Ana River Flood Protection Agency (SARFPA) (Vice President Perry)
Meeting Dec 22, 2016 Board of Directors Regular Meeting
Access Public
Type Information
H. LOCAL MEETINGS: In accordance with AB 1234 (Gov. Code 53232.3), a report
is required to be given by a Director for any meeting for which expense
reimbursement of any kind is provided. Note: For meetings for which the per
diem compensation is sought, the Operations Code provides that such
compensation is authorized for each day’s service rendered as a Director at the
request of the Board (not to exceed six days in one month), and certain
meetings are specified as being eligible as set forth in District Operations Code §
3.01.030. For meetings not so listed, the Board must approve the service for it to
be eligible for the per day compensation.
Subject 3. Independent Special Districts of Orange County (ISDOC) (President Scheafer)
Meeting Dec 22, 2016 Board of Directors Regular Meeting
Access Public
Type Information
H. LOCAL MEETINGS: In accordance with AB 1234 (Gov. Code 53232.3), a report
is required to be given by a Director for any meeting for which expense
reimbursement of any kind is provided. Note: For meetings for which the per
diem compensation is sought, the Operations Code provides that such
compensation is authorized for each day’s service rendered as a Director at the
request of the Board (not to exceed six days in one month), and certain
meetings are specified as being eligible as set forth in District Operations Code §
3.01.030. For meetings not so listed, the Board must approve the service for it to
be eligible for the per day compensation.
Subject 4. California Special Districts Association (CSDA) (Assistant Secretary Schafer)
Meeting Dec 22, 2016 Board of Directors Regular Meeting
Access Public
Type Information
H. LOCAL MEETINGS: In accordance with AB 1234 (Gov. Code 53232.3), a report
is required to be given by a Director for any meeting for which expense
reimbursement of any kind is provided. Note: For meetings for which the per
diem compensation is sought, the Operations Code provides that such
compensation is authorized for each day’s service rendered as a Director at the
request of the Board (not to exceed six days in one month), and certain
meetings are specified as being eligible as set forth in District Operations Code §
3.01.030. For meetings not so listed, the Board must approve the service for it to
be eligible for the per day compensation.
Subject 5. Special District Risk Management Authority (SDRMA) (President Scheafer)
Meeting Dec 22, 2016 Board of Directors Regular Meeting
Access Public
Type
H. LOCAL MEETINGS: In accordance with AB 1234 (Gov. Code 53232.3), a report
is required to be given by a Director for any meeting for which expense
reimbursement of any kind is provided. Note: For meetings for which the per
diem compensation is sought, the Operations Code provides that such
compensation is authorized for each day’s service rendered as a Director at the
request of the Board (not to exceed six days in one month), and certain
meetings are specified as being eligible as set forth in District Operations Code §
3.01.030. For meetings not so listed, the Board must approve the service for it to
be eligible for the per day compensation.
Subject 6. Other Meetings Qualifying for Reimbursement under CMSD Ordinance No. 55,
Operations Code Section 3.01.030
Meeting Dec 22, 2016 Board of Directors Regular Meeting
Access Public
Type
N. CLOSING ITEMS
THE NEXT REGULAR MEETING OF COSTA MESA SANITARY DISTRICT BOARD OF DIRECTORS WILL BE HELD ON JANUARY
26, 2017 IN THE DISTRICT'S BOARD ROOM, 290 PAULARINO AVE, COSTA MESA, CA 92626.
Subject 1. Adjourn
Meeting Dec 22, 2016 Board of Directors Regular Meeting
Access Public
Type Procedural